Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date September 18, 2023 · Filed September 18, 2023
Section 16 reporting ended · disclosed 2023-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 202,301.0034 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 202,301.0034 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 6,128.478 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,128.478 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,295 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,295 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F3: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 800 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F4: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 108,142.5052 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 108,142.5052 F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,883 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 18,883 F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,800 F8: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 44,800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 44,800 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 35,212 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 35,212 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 29,066 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 29,066 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 37,470 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 37,470 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 39,691 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 39,691 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 31,353 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 31,353 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 26,042 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 26,042 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 22,222 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 22,222 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26 | Direct | 21,709 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 21,709 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.64 · Expires 2033-01-25 | Direct | 27,729 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 27,729 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F4: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Mar 4, 2020 02:09 UTC Amendment | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,855.5745 | $64.67 | $120,000.00 |
DisclosureSEC source: 0001562180-20-002073 · primarydocument.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,261.1504 Underlying: Common Stock · 1,855.5745 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 22:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 2,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000901 · primarydocument.xml · derivative · entry 10 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,662 Underlying: Common Stock · 2,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 22:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 6,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000901 · primarydocument.xml · derivative · entry 9 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,829 Underlying: Common Stock · 6,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 22:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 26,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000901 · primarydocument.xml · derivative · entry 8 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 26,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 22:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 6,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000901 · primarydocument.xml · derivative · entry 7 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,793 Underlying: Common Stock · 6,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 22:48 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,706 | $72.18 | $195,319.08 |
DisclosureSEC source: 0001562180-20-000901 · primarydocument.xml · nonDerivative · entry 4 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,232.8868 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 22:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 6,171 | $72.18 | $445,422.78 |
DisclosureSEC source: 0001562180-20-000901 · primarydocument.xml · nonDerivative · entry 3 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,938.8868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 22:48 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 9,720 | $72.18 | $701,589.60 |
DisclosureSEC source: 0001562180-20-000901 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,767.8868 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 22:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 26,793 | $72.18 | $1,933,918.74 |
DisclosureSEC source: 0001562180-20-000901 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,487.8868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 00:15 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 26,042 | $0.00 Strike: $72.59 | $0.00 |
DisclosureSEC source: 0001562180-20-000719 · primarydocument.xml · derivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,042 Underlying: Common Stock · 26,042 shares Expires 2030-01-29 F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 00:15 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,510 | $72.59 | $399,970.90 |
DisclosureSEC source: 0001562180-20-000719 · primarydocument.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,452 Underlying: Common Stock · 5,510 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:24 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 10,800 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-005576 · primarydocument.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,800 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. F6 · derivative.exercise_date: Vests 13,500 share(s) on 26-Jan-2012, 13,500 share(s) on 26-Jan-2013, 13,500 share(s) on 26-Jan-2014, 13,500 share(s) on 26-Jan-2015 Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:24 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 6,403 | $65.60 | $420,036.80 |
DisclosureSEC source: 0001562180-19-005576 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,617.7466 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:24 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 10,800 | $17.92 | $193,514.40 |
DisclosureSEC source: 0001562180-19-005576 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,020.7466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 10,800 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · derivative · entry 8 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:47 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 6,252 | $72.20 | $451,394.40 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · nonDerivative · entry 4 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,178.5194 F4 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 10,800 | $17.92 | $193,514.40 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · nonDerivative · entry 3 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,430.5194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · derivative · entry 7 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,942 Underlying: Common Stock · 4,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restricted stock units. F8 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,112 | $72.73 | $153,605.76 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,630.5194 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,742.5194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 29,291 | $79.92 | $2,340,892.78 |
DisclosureSEC source: 0001562180-19-004412 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,932.31 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.70 to $80.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 19,563 | $80.06 | $1,566,280.29 |
DisclosureSEC source: 0001562180-19-004412 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,223.31 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.3025. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 21:47 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004193 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,786.31 Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 10,800 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-003975 · primarydocument.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 10,800 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 6,315 | $69.29 | $437,566.35 |
DisclosureSEC source: 0001562180-19-003975 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,774.9866 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 10,800 | $17.92 | $193,514.40 |
DisclosureSEC source: 0001562180-19-003975 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,089.9866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:13 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 15,982.1 | $62.57 | $1,000,000.00 |
DisclosureSEC source: 0001562180-19-002959 · primarydocument.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,583.0178 Underlying: Common Stock · 15,982.1 shares Expires not disclosed F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F7 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities. F8 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F8 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:13 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 10,800 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-002959 · primarydocument.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,400 Underlying: Common Stock · 10,800 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:13 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 6,485 | $62.51 | $405,377.35 |
DisclosureSEC source: 0001562180-19-002959 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,236.0053 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:13 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 10,800 | $17.92 | $193,514.40 |
DisclosureSEC source: 0001562180-19-002959 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,721.0053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:01 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 10,800 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-001966 · primarydocument.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,200 Underlying: Common Stock · 10,800 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:01 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 6,636 | $57.50 | $381,570.00 |
DisclosureSEC source: 0001562180-19-001966 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,864.7192 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:01 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 10,800 | $17.92 | $193,514.40 |
DisclosureSEC source: 0001562180-19-001966 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,500.7192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 17:30 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 2,174.8586 | $54.48 | $118,486.30 |
DisclosureSEC source: 0001562180-19-001397 · primarydocument.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,322.8173 Underlying: Common Stock · 2,174.8586 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 20:20 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 8,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000696 · primarydocument.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,742 Underlying: Common Stock · 8,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 20:20 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 5,286.555 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000696 · primarydocument.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,147.9587 Underlying: Common Stock · 5,286.555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 20:20 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 3,377 | $52.28 | $176,549.56 |
DisclosureSEC source: 0001562180-19-000696 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,686.4408 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 20:20 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 11,436 | $52.28 | $597,874.08 |
DisclosureSEC source: 0001562180-19-000696 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,059.4408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 20:57 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 31,353 | $0.00 Strike: $50.78 | $0.00 |
DisclosureSEC source: 0001562180-19-000511 · primarydocument.xml · derivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,353 Underlying: Common Stock · 31,353 shares Expires 2029-01-23 F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 20:57 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 7,483 | $50.78 | $379,986.74 |
DisclosureSEC source: 0001562180-19-000511 · primarydocument.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,912 Underlying: Common Stock · 7,483 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:59 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 282.0566 | $46.65 | $13,157.94 |
DisclosureSEC source: 0001562180-18-005042 · primarydocument.xml · derivative · entry 4 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,861.4032 Underlying: Common Stock · 282.0566 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:59 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 14.8032 | $46.65 | $690.57 |
DisclosureSEC source: 0001562180-18-005042 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,582.1829 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:02 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 16,647 | $50.50 | $840,673.50 |
DisclosureSEC source: 0001562180-18-004604 · primarydocument.xml · nonDerivative · entry 3 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,551.387 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:02 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Right (sars) · Derivative | 24,000 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-18-004604 · primarydocument.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation rights (SARS). Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:02 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 13,914 | $50.50 | $702,657.00 |
DisclosureSEC source: 0001562180-18-004604 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,198.387 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:02 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 24,000 | $12.61 | $302,712.00 |
DisclosureSEC source: 0001562180-18-004604 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,112.387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS). Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Right (sars) · Derivative | 40,000 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-18-004560 · primarydocument.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 40,000 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Exercise of Stock Appreciation rights (SARS). Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:53 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 1,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004560 · primarydocument.xml · nonDerivative · entry 3 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 0 F3 · kind: These shares were transfered and sold and thus the reporting person no longer has indirect interest in these shares. F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:53 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 23,353 | $49.06 | $1,145,698.18 |
DisclosureSEC source: 0001562180-18-004560 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,112.387 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 40,000 | $12.61 | $504,520.00 |
DisclosureSEC source: 0001562180-18-004560 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,465.387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.