Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Director · Executive Chair | October 01, 2026 | October 05, 2026 |
| NIKE, Inc.NKE · Entity 2537 | Director | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,237,843 |
Last balance in matching sequence
After 2026-10-02 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2026-10-01 · Exercise / conversion · Acquired 374,541 · Balance 3,654,959 F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2: These shares are held through Mr. Cook's trust. Row 2 · 2026-10-01 · Tax withholding · Disposed 199,038 · Balance 3,455,921 F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. F2: These shares are held through Mr. Cook's trust. Row 3 · 2026-10-02 · Sale · Disposed 23,143 · Balance 3,432,778 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F5: This transaction was executed in multiple trades at prices ranging from $330.66 to $331.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 4 · 2026-10-02 · Sale · Disposed 39,492 · Balance 3,393,286 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F6: This transaction was executed in multiple trades at prices ranging from $331.66 to $332.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 5 · 2026-10-02 · Sale · Disposed 88,239 · Balance 3,305,047 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F7: This transaction was executed in multiple trades at prices ranging from $332.66 to $333.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 6 · 2026-10-02 · Sale · Disposed 40,879 · Balance 3,264,168 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F8: This transaction was executed in multiple trades at prices ranging from $333.66 to $334.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 7 · 2026-10-02 · Gift · Disposed 26,325 · Balance 3,237,843 F2: These shares are held through Mr. Cook's trust. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-01 · Exercise / conversion · Disposed 374,541 · Balance 0 F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F9: This award was granted on October 1, 2023, for a target number of 219,030 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026. F10: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82. F11: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the restricted stock units that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F12: Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 374,541 RSUs subject to performance requirements vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
F2: These shares are held through Mr. Cook's trust.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.
F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026.
F5: This transaction was executed in multiple trades at prices ranging from $330.66 to $331.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F6: This transaction was executed in multiple trades at prices ranging from $331.66 to $332.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F7: This transaction was executed in multiple trades at prices ranging from $332.66 to $333.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F8: This transaction was executed in multiple trades at prices ranging from $333.66 to $334.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F9: This award was granted on October 1, 2023, for a target number of 219,030 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.
F10: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82.
F11: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the restricted stock units that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.
F12: Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 374,541 RSUs subject to performance requirements vested.
NIKE, Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 135,527 |
Reported balance
After 2026-09-08 transaction · row 1
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 5,047 · Balance 135,527 F1: Restricted shares granted on 09/08/2026 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted shares granted on 09/08/2026 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 97,417 | $495.53 | $48,273,046.01 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,985 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020. F10 · price: This transaction was executed in multiple trades at prices ranging from $495.00 to $495.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 18,014 | $494.59 | $8,909,544.26 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,402 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020. F9 · price: This transaction was executed in multiple trades at prices ranging from $494.00 to $494.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 7,118 | $493.50 | $3,512,733.00 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,416 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020. F8 · price: This transaction was executed in multiple trades at prices ranging from $492.98 to $493.97; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · derivative · entry 11 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260,000 Underlying: Common Stock · 560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F16 · derivative.exercise_date: The remaining 1,260,000 restricted stock units in this award are scheduled to vest on August 24, 2021, assuming continued employment through the applicable vesting date and satisfaction of the applicable performance requirements. F16 · derivative.expiration_date: The remaining 1,260,000 restricted stock units in this award are scheduled to vest on August 24, 2021, assuming continued employment through the applicable vesting date and satisfaction of the applicable performance requirements. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 294,840 | $503.43 | $148,431,301.20 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,534 F6 · security: 294,840 shares (52.65% of the total number of shares released) were withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of restricted stock units (RSUs) includes 280,000 time-based RSUs and 280,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2017 through August 24, 2020. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2017. Apple's beginning value was calculated to be $157.56 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2020. Apple's ending value was calculated to be $464.63 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 48.28% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least -3.89% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 194.89%, which ranked 7th of the 442 companies that were included in the S&P 500 for the entire period and placed Apple in the 99th percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 10,715 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-20-000064 · wf-form4_159830825188983.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,374 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2020 of 120 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:33 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001127602-20-000714 · form4.xml · derivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Class B Common Stock · 17,000 shares Expires 2020-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Option granted on 09/20/2010 and became exercisable with respect to 100% of the shares on the first anniversary of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:33 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001127602-20-000714 · form4.xml · derivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 7,000 shares Expires 2020-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Option granted on 09/20/2010 and became exercisable with respect to 100% of the shares on the first anniversary of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:33 UTC | NIKE, Inc. NKE · Entity 2537 | SaleClass B Common Stock | 17,000 | $102.13 | $1,736,210.00 |
DisclosureSEC source: 0001127602-20-000714 · form4.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,809 F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.04 to $102.185, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (2) to this Form 4. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:33 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 17,000 | $19.59 | $333,072.50 |
DisclosureSEC source: 0001127602-20-000714 · form4.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:33 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 7,000 | $19.59 | $137,147.50 |
DisclosureSEC source: 0001127602-20-000714 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| December 27, 2019 Filed Jan 2, 2020 23:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 6,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-20-000002 · wf-form4_157800786035380.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,969 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:28 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 1,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028946 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,809 F1 · shares: Restricted shares granted on 09/19/2019 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the first anniversary of the date of grant; and upon any termination of service, any shares as to which the restrictions have not expired shall be forfeited to NIKE for cancellation and become authorized but unissued shares. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,492 | $207.13 | $723,297.96 |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,849 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 26, 2019. F10 · price: This transaction was executed in multiple trades at prices ranging from $207.10 to $207.18; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 132,113 | $206.55 | $27,287,940.15 |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,341 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 26, 2019. F9 · price: This transaction was executed in multiple trades at prices ranging from $206.10 to $207.09; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 129,555 | $205.75 | $26,655,941.25 |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,454 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 26, 2019. F8 · price: This transaction was executed in multiple trades at prices ranging from $205.1 to $206.09; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · derivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820,000 Underlying: Common Stock · 560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F11 · derivative.exercise_date: The remaining 1,820,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 1,120,000 restricted stock units vests in two equal annual installments commencing August 24, 2020, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. F11 · derivative.expiration_date: The remaining 1,820,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 1,120,000 restricted stock units vests in two equal annual installments commencing August 24, 2020, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 294,840 | $202.64 | $59,746,377.60 |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,009 F6 · shares: 294,840 shares (52.65% of the total number of shares released) were withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,414,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of restricted stock units (RSUs) includes 280,000 time-based RSUs and 280,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2016 through August 24, 2019. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2016. Apple's beginning value was calculated to be $108.01 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2019. Apple's ending value was calculated to be $216.24 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 52.59% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 18.25% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 100.20%, which ranked 45th of the 430 companies that were included in the S&P 500 for the entire period and placed Apple in the 90th percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 22, 2019 Filed Aug 26, 2019 20:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 23,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000088 · wf-form4_156685147551694.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,849 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2019 of 124 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2018 through January 31, 2019. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 20:49 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000320187-18-000187 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,813 F1 · shares: Restricted shares granted on 09/20/2018 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the first anniversary of the date of grant; and upon any termination of service, any shares as to which the restrictions have not expired shall be forfeited to NIKE for cancellation and become authorized but unissued shares. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 18,090 | $218.54 | $3,953,388.60 |
DisclosureSEC source: 0000320193-18-000115 · wf-form4_153549547286956.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,425 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 4, 2018. F10 · price: This transaction was executed in multiple trades at prices ranging from $218.46 to $218.68; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 190,746 | $217.96 | $41,574,998.16 |
DisclosureSEC source: 0000320193-18-000115 · wf-form4_153549547286956.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,515 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 4, 2018. F9 · price: This transaction was executed in multiple trades at prices ranging from $217.465 to $218.45; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 56,324 | $216.96 | $12,220,055.04 |
DisclosureSEC source: 0000320193-18-000115 · wf-form4_153549547286956.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,261 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 4, 2018. F8 · price: This transaction was executed in multiple trades at prices ranging from $216.47 to $217.46; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000115 · wf-form4_153549547286956.xml · derivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,380,000 Underlying: Common Stock · 560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F11 · derivative.exercise_date: The remaining 2,380,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 1,680,000 restricted stock units vests in three equal annual installments commencing August 24, 2019, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. F11 · derivative.expiration_date: The remaining 2,380,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 1,680,000 restricted stock units vests in three equal annual installments commencing August 24, 2019, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 294,840 | $216.16 | $63,732,614.40 |
DisclosureSEC source: 0000320193-18-000115 · wf-form4_153549547286956.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,585 F6 · shares: 294,840 shares (52.65% of the total number of shares released) were withheld by Apple to satisfy tax withholding on vesting of RSUs. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000115 · wf-form4_153549547286956.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,438,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of restricted stock units (RSUs) includes 280,000 time-based RSUs and 280,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2015 through August 24, 2018. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2015. Apple's beginning value was calculated to be $116.28 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2018. Apple's ending value was calculated to be $220.87 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 56.23% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 19.94% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 89.94%, which ranked 50th of the 423 companies that were included in the S&P 500 for the entire period and placed Apple in the 88th percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 21, 2018 Filed Aug 21, 2018 23:01 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 23,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-18-000113 · wf-form4_153489248141557.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,425 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2018 of 166 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2017 through January 31, 2018. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 20:45 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 3,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000320187-17-000156 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,763 F1 · shares: Restricted shares granted on 09/21/2017 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the first anniversary of the date of grant; and upon any termination of service, any shares as to which the restrictions have not expired shall be forfeited to NIKE for cancellation and become authorized but unissued shares. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 00:00 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 110,592 | $161.43 | $17,852,866.56 |
DisclosureSEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,474 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2017. F11 · price: This transaction was executed in multiple trades at prices ranging from $161.035 to $161.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 00:00 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 23,304 | $160.51 | $3,740,525.04 |
DisclosureSEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,066 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2017. F10 · price: This transaction was executed in multiple trades at prices ranging from $160.035 to $161.03; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 00:00 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 9,406 | $160.45 | $1,509,192.70 |
DisclosureSEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,370 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2017. F9 · price: This transaction was executed in multiple trades at prices ranging from $160.40 to $160.53; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 00:00 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 125,321 | $159.96 | $20,046,347.16 |
DisclosureSEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,776 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2017. F8 · price: This transaction was executed in multiple trades at prices ranging from $159.40 to $160.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2017 Filed Aug 29, 2017 00:00 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · derivative · entry 7 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,940,000 Underlying: Common Stock · 560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F12 · derivative.exercise_date: The remaining 2,940,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 2,240,000 restricted stock units vests in four equal annual installments commencing August 24, 2018, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. F12 · derivative.expiration_date: The remaining 2,940,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 2,240,000 restricted stock units vests in four equal annual installments commencing August 24, 2018, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. Read SEC document |
| August 24, 2017 Filed Aug 29, 2017 00:00 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 291,377 | $159.27 | $46,407,614.79 |
DisclosureSEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,097 F6 · security: 291,377 shares (52% of the total number of shares released) were withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2017 Filed Aug 29, 2017 00:00 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of restricted stock units (RSUs) includes 280,000 time-based RSUs and 280,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2014 through August 24, 2017. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2014. Apple's beginning value was calculated to be $97.74 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2017. Apple's ending value was calculated to be $166.72 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 52.31% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 16.99% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 70.57%, which ranked 80th of the 420 companies that were included in the S&P 500 for the entire period and placed Apple in the 81st percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 23:32 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 8,571 | $127.99 | $1,097,002.29 |
DisclosureSEC source: 0001628280-17-000889 · wf-form4_148616472318268.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,474 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,000 | $130.00 | $650,000.00 |
DisclosureSEC source: 0001628280-17-000744 · wf-form4_148599186687884.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,045 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 15,000 | $127.10 | $1,906,500.00 |
DisclosureSEC source: 0001628280-17-000744 · wf-form4_148599186687884.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,045 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $121.03 | $1,210,300.00 |
DisclosureSEC source: 0001628280-17-000744 · wf-form4_148599186687884.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,045 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F3 · balance_after: The number of securities reported reflects the acquisition on January 31, 2017 of 236 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2016 through January 31, 2017. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.93 | $1,209,300.00 |
DisclosureSEC source: 0001628280-17-000744 · wf-form4_148599186687884.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 27, 2017 Filed Jan 27, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $122.14 | $1,221,400.00 |
DisclosureSEC source: 0001628280-17-000550 · wf-form4_148555984128421.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 949,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $121.70 | $1,217,000.00 |
DisclosureSEC source: 0001628280-17-000550 · wf-form4_148555984128421.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.28 | $1,202,800.00 |
DisclosureSEC source: 0001628280-17-000550 · wf-form4_148555984128421.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 24, 2017 Filed Jan 24, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.00 | $1,200,000.00 |
DisclosureSEC source: 0001628280-17-000379 · wf-form4_148530062501951.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.00 | $1,200,000.00 |
DisclosureSEC source: 0001628280-17-000379 · wf-form4_148530062501951.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.41 | $1,204,100.00 |
DisclosureSEC source: 0001628280-17-000379 · wf-form4_148530062501951.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 19, 2017 Filed Jan 19, 2017 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.00 | $1,200,000.00 |
DisclosureSEC source: 0001628280-17-000312 · wf-form4_148486878103532.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.00 | $1,200,000.00 |
DisclosureSEC source: 0001628280-17-000312 · wf-form4_148486878103532.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.