Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Director · Executive Chair | October 01, 2026 | October 05, 2026 |
| NIKE, Inc.NKE · Entity 2537 | Director | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,237,843 |
Last balance in matching sequence
After 2026-10-02 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2026-10-01 · Exercise / conversion · Acquired 374,541 · Balance 3,654,959 F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2: These shares are held through Mr. Cook's trust. Row 2 · 2026-10-01 · Tax withholding · Disposed 199,038 · Balance 3,455,921 F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. F2: These shares are held through Mr. Cook's trust. Row 3 · 2026-10-02 · Sale · Disposed 23,143 · Balance 3,432,778 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F5: This transaction was executed in multiple trades at prices ranging from $330.66 to $331.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 4 · 2026-10-02 · Sale · Disposed 39,492 · Balance 3,393,286 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F6: This transaction was executed in multiple trades at prices ranging from $331.66 to $332.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 5 · 2026-10-02 · Sale · Disposed 88,239 · Balance 3,305,047 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F7: This transaction was executed in multiple trades at prices ranging from $332.66 to $333.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 6 · 2026-10-02 · Sale · Disposed 40,879 · Balance 3,264,168 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F8: This transaction was executed in multiple trades at prices ranging from $333.66 to $334.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 7 · 2026-10-02 · Gift · Disposed 26,325 · Balance 3,237,843 F2: These shares are held through Mr. Cook's trust. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-01 · Exercise / conversion · Disposed 374,541 · Balance 0 F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F9: This award was granted on October 1, 2023, for a target number of 219,030 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026. F10: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82. F11: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the restricted stock units that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F12: Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 374,541 RSUs subject to performance requirements vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
F2: These shares are held through Mr. Cook's trust.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.
F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026.
F5: This transaction was executed in multiple trades at prices ranging from $330.66 to $331.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F6: This transaction was executed in multiple trades at prices ranging from $331.66 to $332.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F7: This transaction was executed in multiple trades at prices ranging from $332.66 to $333.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F8: This transaction was executed in multiple trades at prices ranging from $333.66 to $334.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F9: This award was granted on October 1, 2023, for a target number of 219,030 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.
F10: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82.
F11: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the restricted stock units that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.
F12: Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 374,541 RSUs subject to performance requirements vested.
NIKE, Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 135,527 |
Reported balance
After 2026-09-08 transaction · row 1
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 5,047 · Balance 135,527 F1: Restricted shares granted on 09/08/2026 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted shares granted on 09/08/2026 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2024 Filed Sep 11, 2024 20:34 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 2,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023796 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,861 F1 · shares: Restricted shares granted on 09/10/2024 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 165 | $169.30 | $27,934.50 |
DisclosureSEC source: 0000320193-24-000049 · wk-form4_1712183493.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,280,180 F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 97,062 | $168.62 | $16,366,594.44 |
DisclosureSEC source: 0000320193-24-000049 · wk-form4_1712183493.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,280,345 F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $168.255 to $169.195; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 85,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000049 · wk-form4_1712183493.xml · derivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,160 Underlying: Common Stock · 85,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F8 · derivative.exercise_date: This award was granted on September 26, 2021. 85,081 restricted stock units subject to the award settled on April 1, 2024 and 85,080 restricted stock units are scheduled to settle on each of April 1, 2025 and April 1, 2026. F8 · derivative.expiration_date: This award was granted on September 26, 2021. 85,081 restricted stock units subject to the award settled on April 1, 2024 and 85,080 restricted stock units are scheduled to settle on each of April 1, 2025 and April 1, 2026. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 111,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000049 · wk-form4_1712183493.xml · derivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,329 Underlying: Common Stock · 111,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted on September 27, 2020. 111,329 restricted stock units subject to the award settled on each of April 1, 2023 and April 1, 2024 and 111,329 restricted stock units are scheduled to settle on April 1, 2025. F7 · derivative.expiration_date: This award was granted on September 27, 2020. 111,329 restricted stock units subject to the award settled on each of April 1, 2023 and April 1, 2024 and 111,329 restricted stock units are scheduled to settle on April 1, 2025. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 99,183 | $170.03 | $16,864,085.49 |
DisclosureSEC source: 0000320193-24-000049 · wk-form4_1712183493.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,377,407 F4 · security: Shares withheld by Apple to satisfy tax withholding requirements on settlement of restricted stock units. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 196,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000049 · wk-form4_1712183493.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,476,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2024 of 127 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2023 through January 31, 2024. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 01:04 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 85,682 | $173.18 | $14,838,408.76 |
DisclosureSEC source: 0000320193-23-000089 · wk-form4_1696381457.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,280,053 F6 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F9 · price: This transaction was executed in multiple trades at prices ranging from $172.87 to $173.62; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 01:04 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 99,223 | $172.52 | $17,117,951.96 |
DisclosureSEC source: 0000320193-23-000089 · wk-form4_1696381457.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,365,735 F6 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F8 · price: This transaction was executed in multiple trades at prices ranging from $171.87 to $172.865; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 01:04 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 55,664 | $171.42 | $9,541,922.88 |
DisclosureSEC source: 0000320193-23-000089 · wk-form4_1696381457.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,464,958 F6 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F7 · price: This transaction was executed in multiple trades at prices ranging from $170.87 to $171.86; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:04 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 219,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000089 · wk-form4_1696381457.xml · derivative · entry 8 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,030 Underlying: Common Stock · 219,030 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F15 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreements. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026. F15 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreements. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:04 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 73,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000089 · wk-form4_1696381457.xml · derivative · entry 7 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,010 Underlying: Common Stock · 73,010 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F14 · derivative.exercise_date: These restricted stock units are scheduled to settle as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreements. F14 · derivative.expiration_date: These restricted stock units are scheduled to settle as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreements. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:04 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 511,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000089 · wk-form4_1696381457.xml · derivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 511,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F10 · derivative.exercise_date: This award was granted on September 27, 2020, for a target number of 333,987 RSUs. The award vested on October 1, 2023, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2021 and ending with the last day of Apple's fiscal year 2023. F11 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $116.95. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $180.20. F12 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F13 · derivative.exercise_date: Apple's TSR for the three-year performance period was 54.09%, which ranked 141 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 70.77th percentile. Therefore, 511,000 RSUs subject to performance requirements vested. F10 · derivative.expiration_date: This award was granted on September 27, 2020, for a target number of 333,987 RSUs. The award vested on October 1, 2023, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2021 and ending with the last day of Apple's fiscal year 2023. F11 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $116.95. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $180.20. F12 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F13 · derivative.expiration_date: Apple's TSR for the three-year performance period was 54.09%, which ranked 141 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 70.77th percentile. Therefore, 511,000 RSUs subject to performance requirements vested. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:04 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 270,431 | $171.21 | $46,300,491.51 |
DisclosureSEC source: 0000320193-23-000089 · wk-form4_1696381457.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,520,622 F5 · security: Shares withheld by Apple to satisfy tax withholding requirements on settlement of restricted stock units. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:04 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 511,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000089 · wk-form4_1696381457.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,791,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F3 · ownership.direct: These shares are held through Mr. Cook's trust. F4 · ownership.direct: The number of securities reported reflects the acquisition on July 31, 2023 of 1 share of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2023 through July 31, 2023. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 20:35 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 1,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-024189 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,424 F1 · shares: Restricted shares granted on 09/12/2023 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 20:59 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $34.75 | $0.00 |
DisclosureSEC source: 0001127602-23-023087 · form4.xml · derivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 14,000 shares Expires 2023-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option granted on 09/19/2013 and became exercisable with respect to 100% of the shares on the date of the first anniversary of the date of grant. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 20:59 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 14,000 | $34.75 | $486,500.00 |
DisclosureSEC source: 0001127602-23-023087 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the fourteenth day of the third month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F2 · kind: The transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 13, 2022. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 29,449 | $165.62 | $4,877,343.38 |
DisclosureSEC source: 0000320193-23-000048 · wf-form4_168064750462974.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,280,052 F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F7 · price: This transaction was executed in multiple trades at prices ranging from $165.41 to $165.845; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 26,623 | $164.67 | $4,384,009.41 |
DisclosureSEC source: 0000320193-23-000048 · wf-form4_168064750462974.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,309,501 F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $164.27 to $164.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 111,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000048 · wf-form4_168064750462974.xml · derivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 222,658 Underlying: Common Stock · 111,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F8 · derivative.exercise_date: This award was granted on September 27, 2020. 111,329 restricted stock units subject to the award vested on April 1, 2023 and 111,329 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: This award was granted on September 27, 2020. 111,329 restricted stock units subject to the award vested on April 1, 2023 and 111,329 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 55,257 | $164.90 | $9,111,879.30 |
DisclosureSEC source: 0000320193-23-000048 · wf-form4_168064750462974.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,336,124 F4 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 111,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000048 · wf-form4_168064750462974.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,391,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022 and on January 31, 2023 of 154 shares of Apple Inc.'s common stock for the ESPP purchase period of August 1, 2022 through January 31, 2023. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 25, 2022 Filed Sep 28, 2022 01:50 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 199,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-22-000089 · wf-form4_166432981128707.xml · derivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,429 Underlying: Common Stock · 199,429 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025. F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025. Read SEC document |
| September 25, 2022 Filed Sep 28, 2022 01:50 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 66,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-22-000089 · wf-form4_166432981128707.xml · derivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,477 Underlying: Common Stock · 66,477 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:18 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 1,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022378 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,443 F1 · shares: Restricted shares granted on 09/09/2022 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 20:18 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026859 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,639 F1 · shares: Restricted shares granted on 10/06/2021 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant. Read SEC document |
| September 26, 2021 Filed Sep 28, 2021 22:32 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 255,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-21-000081 · wf-form4_163286834378268.xml · derivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,241 Underlying: Common Stock · 255,241 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024. F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024. Read SEC document |
| September 26, 2021 Filed Sep 28, 2021 22:32 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 255,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-21-000081 · wf-form4_163286834378268.xml · derivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,241 Underlying: Common Stock · 255,241 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 90,061 | $149.97 | $13,506,448.17 |
DisclosureSEC source: 0000320193-21-000073 · wf-form4_163001701613155.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,279,726 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on August 31, 2020. F10 · price: This transaction was executed in multiple trades at prices ranging from $149.805 to $150.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 475,724 | $149.37 | $71,058,893.88 |
DisclosureSEC source: 0000320193-21-000073 · wf-form4_163001701613155.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,369,787 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on August 31, 2020. F9 · price: This transaction was executed in multiple trades at prices ranging from $148.805 to $149.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,820,655 | $148.30 | $270,003,136.50 |
DisclosureSEC source: 0000320193-21-000073 · wf-form4_163001701613155.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,845,511 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on August 31, 2020. F8 · price: This transaction was executed in multiple trades at prices ranging from $147.805 to $148.8025; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 5,040,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-21-000073 · wf-form4_163001701613155.xml · derivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,040,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: This award was granted on August 24, 2011 and all remaining restricted stock units (RSUs) subject to the award vested on August 24, 2021. The number of RSUs includes 3,920,000 time-based RSUs and 1,120,000 performance-based RSUs. F2 · derivative.exercise_date: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2018 through August 24, 2021. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2018. Apple's beginning value was calculated to be $52.28 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2021. Apple's ending value was calculated to be $152.56 (adjusted for dividends). F3 · derivative.exercise_date: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 1,120,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 72.26% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 24.94% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 191.83%, which ranked 13th of the 442 companies that were included in the S&P 500 for the entire period and placed Apple in the 97th percentile. Therefore, all 1,120,000 of the RSUs subject to performance requirements vested. F1 · derivative.expiration_date: This award was granted on August 24, 2011 and all remaining restricted stock units (RSUs) subject to the award vested on August 24, 2021. The number of RSUs includes 3,920,000 time-based RSUs and 1,120,000 performance-based RSUs. F2 · derivative.expiration_date: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2018 through August 24, 2021. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2018. Apple's beginning value was calculated to be $52.28 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2021. Apple's ending value was calculated to be $152.56 (adjusted for dividends). F3 · derivative.expiration_date: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 1,120,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 72.26% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 24.94% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 191.83%, which ranked 13th of the 442 companies that were included in the S&P 500 for the entire period and placed Apple in the 97th percentile. Therefore, all 1,120,000 of the RSUs subject to performance requirements vested. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 2,653,560 | $149.62 | $397,025,647.20 |
DisclosureSEC source: 0000320193-21-000073 · wf-form4_163001701613155.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,666,166 F6 · security: 2,653,560 shares (52.65% of the total number of shares released) were withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 5,040,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-21-000073 · wf-form4_163001701613155.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,319,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This award was granted on August 24, 2011 and all remaining restricted stock units (RSUs) subject to the award vested on August 24, 2021. The number of RSUs includes 3,920,000 time-based RSUs and 1,120,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2018 through August 24, 2021. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2018. Apple's beginning value was calculated to be $52.28 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2021. Apple's ending value was calculated to be $152.56 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 1,120,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 72.26% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 24.94% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 191.83%, which ranked 13th of the 442 companies that were included in the S&P 500 for the entire period and placed Apple in the 97th percentile. Therefore, all 1,120,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-21-000071 · wf-form4_162984422696515.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,279,726 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split effective on August 28, 2020. F3 · balance_after: The number of securities reported reflects the acquisition on January 29, 2021 of 230 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021. F4 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:19 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $24.18 | $0.00 |
DisclosureSEC source: 0001127602-20-030206 · form4.xml · derivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 28,000 shares Expires 2022-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Option granted on 09/20/2012 and became exercisable with respect to 100% of the shares on the first anniversary of the date of grant. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:19 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $22.55 | $0.00 |
DisclosureSEC source: 0001127602-20-030206 · form4.xml · derivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 24,000 shares Expires 2021-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Option granted on 09/19/2011 and became exercisable with respect to 100% of the shares on the first anniversary of the date of grant. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:19 UTC | NIKE, Inc. NKE · Entity 2537 | SaleClass B Common Stock | 28,000 | $133.91 | $3,749,480.00 |
DisclosureSEC source: 0001127602-20-030206 · form4.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,433 F1 · date: Exercise and sale pursuant to an approved 10b5-1 trading plan. Pursuant to Company policy, market sales of Company stock by officers and directors are permitted only after the first full trading day after the public release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:19 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 28,000 | $24.18 | $677,040.00 |
DisclosureSEC source: 0001127602-20-030206 · form4.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Exercise and sale pursuant to an approved 10b5-1 trading plan. Pursuant to Company policy, market sales of Company stock by officers and directors are permitted only after the first full trading day after the public release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:19 UTC | NIKE, Inc. NKE · Entity 2537 | SaleClass B Common Stock | 24,000 | $133.91 | $3,213,840.00 |
DisclosureSEC source: 0001127602-20-030206 · form4.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,433 F1 · date: Exercise and sale pursuant to an approved 10b5-1 trading plan. Pursuant to Company policy, market sales of Company stock by officers and directors are permitted only after the first full trading day after the public release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:19 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 24,000 | $22.55 | $541,200.00 |
DisclosureSEC source: 0001127602-20-030206 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Exercise and sale pursuant to an approved 10b5-1 trading plan. Pursuant to Company policy, market sales of Company stock by officers and directors are permitted only after the first full trading day after the public release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| September 27, 2020 Filed Sep 29, 2020 22:33 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 333,987 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-20-000074 · wf-form4_160141879027128.xml · derivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,987 Underlying: Common Stock · 333,987 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023. F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023. Read SEC document |
| September 27, 2020 Filed Sep 29, 2020 22:33 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 333,987 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-20-000074 · wf-form4_160141879027128.xml · derivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,987 Underlying: Common Stock · 333,987 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 21:14 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 1,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-025463 · form4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,433 F1 · shares: Restricted shares granted on 09/17/2020 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the first anniversary of the date of grant. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 990 | $500.11 | $495,108.90 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 10 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,374 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020. F15 · price: This transaction was executed in multiple trades at prices ranging from $500.00 to $500.245; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 58,710 | $499.42 | $29,320,948.20 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 9 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,364 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020. F14 · price: This transaction was executed in multiple trades at prices ranging from $499.00 to $499.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 32,447 | $498.54 | $16,176,127.38 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 8 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,074 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020. F13 · price: This transaction was executed in multiple trades at prices ranging from $498.00 to $498.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 19,650 | $497.54 | $9,776,661.00 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 7 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,521 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020. F12 · price: This transaction was executed in multiple trades at prices ranging from $497.00 to $497.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 22:45 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 30,814 | $496.45 | $15,297,610.30 |
DisclosureSEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 949,171 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020. F11 · price: This transaction was executed in multiple trades at prices ranging from $496.00 to $496.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.