Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Director · Executive Chair | October 01, 2026 | October 05, 2026 |
| NIKE, Inc.NKE · Entity 2537 | Director | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,237,843 |
Last balance in matching sequence
After 2026-10-02 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2026-10-01 · Exercise / conversion · Acquired 374,541 · Balance 3,654,959 F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2: These shares are held through Mr. Cook's trust. Row 2 · 2026-10-01 · Tax withholding · Disposed 199,038 · Balance 3,455,921 F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. F2: These shares are held through Mr. Cook's trust. Row 3 · 2026-10-02 · Sale · Disposed 23,143 · Balance 3,432,778 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F5: This transaction was executed in multiple trades at prices ranging from $330.66 to $331.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 4 · 2026-10-02 · Sale · Disposed 39,492 · Balance 3,393,286 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F6: This transaction was executed in multiple trades at prices ranging from $331.66 to $332.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 5 · 2026-10-02 · Sale · Disposed 88,239 · Balance 3,305,047 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F7: This transaction was executed in multiple trades at prices ranging from $332.66 to $333.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 6 · 2026-10-02 · Sale · Disposed 40,879 · Balance 3,264,168 F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026. F8: This transaction was executed in multiple trades at prices ranging from $333.66 to $334.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2: These shares are held through Mr. Cook's trust. Row 7 · 2026-10-02 · Gift · Disposed 26,325 · Balance 3,237,843 F2: These shares are held through Mr. Cook's trust. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-01 · Exercise / conversion · Disposed 374,541 · Balance 0 F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F9: This award was granted on October 1, 2023, for a target number of 219,030 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026. F10: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82. F11: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the restricted stock units that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F12: Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 374,541 RSUs subject to performance requirements vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
F2: These shares are held through Mr. Cook's trust.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.
F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2026.
F5: This transaction was executed in multiple trades at prices ranging from $330.66 to $331.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F6: This transaction was executed in multiple trades at prices ranging from $331.66 to $332.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F7: This transaction was executed in multiple trades at prices ranging from $332.66 to $333.655; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F8: This transaction was executed in multiple trades at prices ranging from $333.66 to $334.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F9: This award was granted on October 1, 2023, for a target number of 219,030 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.
F10: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82.
F11: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the restricted stock units that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.
F12: Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 374,541 RSUs subject to performance requirements vested.
NIKE, Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 135,527 |
Reported balance
After 2026-09-08 transaction · row 1
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 5,047 · Balance 135,527 F1: Restricted shares granted on 09/08/2026 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted shares granted on 09/08/2026 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the last day of the 12th full calendar month following the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2017 Filed Jan 19, 2017 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.00 | $1,200,000.00 |
DisclosureSEC source: 0001628280-17-000312 · wf-form4_148486878103532.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 22:12 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 2,978 | $0.00 | $0.00 |
DisclosureSEC source: 0000320187-16-000351 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,660 F1 · shares: Restricted shares granted on 09/22/2016 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the first anniversary of the date of grant; and upon any termination of service, any shares as to which the restrictions have not expired shall be forfeited to NIKE for cancellation and become authorized but unissued shares. Read SEC document |
| August 31, 2016 Filed Aug 31, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 49,883 | $106.19 | $5,297,075.77 |
DisclosureSEC source: 0001628280-16-019324 · wf-form4_147268268998840.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F6 · price: This transaction was executed in multiple trades at prices ranging from $105.67 to $106.54; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 30, 2016 Filed Aug 31, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 110,000 | $105.95 | $11,654,500.00 |
DisclosureSEC source: 0001628280-16-019324 · wf-form4_147268268998840.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,692 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F5 · price: This transaction was executed in multiple trades at prices ranging from $105.53 to $106.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 29, 2016 Filed Aug 31, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,300 | $107.37 | $354,321.00 |
DisclosureSEC source: 0001628280-16-019324 · wf-form4_147268268998840.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,692 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $107.35 to $107.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 29, 2016 Filed Aug 31, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 106,700 | $106.82 | $11,397,694.00 |
DisclosureSEC source: 0001628280-16-019324 · wf-form4_147268268998840.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,992 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $106.35 to $107.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 26, 2016 Filed Aug 26, 2016 20:53 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 23,700 | $107.69 | $2,552,253.00 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309,692 F8 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F12 · price: This transaction was executed in multiple trades at prices ranging from $107.5307 to $107.92; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 26, 2016 Filed Aug 26, 2016 20:53 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 86,300 | $107.07 | $9,240,141.00 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,392 F8 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F11 · price: This transaction was executed in multiple trades at prices ranging from $106.5407 to $107.53; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 20:53 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 16,193 | $107.73 | $1,744,471.89 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,692 F8 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F10 · price: This transaction was executed in multiple trades at prices ranging from $107.69 to $107.87; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 20:53 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 207,807 | $107.21 | $22,278,988.47 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435,885 F8 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F9 · price: This transaction was executed in multiple trades at prices ranging from $106.693 to $107.685; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2016 Filed Aug 26, 2016 20:53 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,260,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · derivative · entry 7 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500,000 Underlying: Common Stock · 1,260,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F13 · derivative.exercise_date: The remaining 3,500,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 2,800,000 restricted stock units vests in five equal annual installments commencing August 24, 2017, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. F13 · derivative.expiration_date: The remaining 3,500,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 2,800,000 restricted stock units vests in five equal annual installments commencing August 24, 2017, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. Read SEC document |
| August 24, 2016 Filed Aug 26, 2016 20:53 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 656,117 | $108.03 | $70,880,319.51 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643,692 F7 · security: 656,117 shares (52.1% of the total number of shares released) were withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2016 Filed Aug 26, 2016 20:53 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,260,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,299,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of restricted stock units (RSUs) includes 980,000 time-based RSUs and 280,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2013 through August 24, 2016. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2013. Apple's beginning value was calculated to be $68.56 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2016. Apple's ending value was calculated to be $114.86 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 55.68% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 19.71% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 67.55%, which ranked 95th of the 430 companies that were included in the S&P 500 for the entire period and placed Apple in the 78th percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · balance_after: The number of securities reported reflects the acquisition on January 31, 2016 of 211 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2015 through January 31, 2016. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| December 29, 2015 Filed Dec 30, 2015 17:58 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $14.65 | $0.00 |
DisclosureSEC source: 0000320187-15-000234 · edgardoc.xml · derivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 16,000 shares Expires 2019-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F3 · derivative.exercise_date: Option granted on 9/21/2009 and becomes exercisable with respect to 100% of the shares on the date of the first annual meeting of shareholders of the Company held after the Grant Date. Read SEC document |
| December 29, 2015 Filed Dec 30, 2015 17:58 UTC | NIKE, Inc. NKE · Entity 2537 | SaleClass B Common Stock | 16,000 | $64.04 | $1,024,566.40 |
DisclosureSEC source: 0000320187-15-000234 · edgardoc.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,682 F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.03 to $64.06, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (2) to this Form 4. Read SEC document |
| December 29, 2015 Filed Dec 30, 2015 17:58 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 16,000 | $14.65 | $234,400.00 |
DisclosureSEC source: 0000320187-15-000234 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.81 | $1,208,100.00 |
DisclosureSEC source: 0001209191-15-079403 · doc4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,598 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| November 06, 2015 Filed Nov 6, 2015 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $121.23 | $1,212,300.00 |
DisclosureSEC source: 0001209191-15-078971 · doc4.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,598 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| November 05, 2015 Filed Nov 6, 2015 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $121.94 | $1,219,400.00 |
DisclosureSEC source: 0001209191-15-078971 · doc4.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,598 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| November 04, 2015 Filed Nov 6, 2015 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $123.07 | $1,230,700.00 |
DisclosureSEC source: 0001209191-15-078971 · doc4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,598 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| November 03, 2015 Filed Nov 3, 2015 23:47 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.73 | $1,207,300.00 |
DisclosureSEC source: 0001209191-15-078195 · doc4.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079,598 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015. F5 · price: This transaction was executed in multiple trades at prices ranging from $120.70 to $120.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| November 02, 2015 Filed Nov 3, 2015 23:47 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $120.00 | $1,200,000.00 |
DisclosureSEC source: 0001209191-15-078195 · doc4.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,598 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| October 30, 2015 Filed Nov 3, 2015 23:47 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,800 | $121.08 | $460,104.00 |
DisclosureSEC source: 0001209191-15-078195 · doc4.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,598 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015. F4 · price: This transaction was executed in multiple trades at prices ranging from $121.00 to $121.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| October 30, 2015 Filed Nov 3, 2015 23:47 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 66,793 | $120.48 | $8,047,220.64 |
DisclosureSEC source: 0001209191-15-078195 · doc4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,398 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| October 29, 2015 Filed Nov 2, 2015 21:32 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $31.58 | $0.00 |
DisclosureSEC source: 0000320187-15-000222 · edgardoc.xml · derivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,000 shares Expires 2018-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F3 · derivative.exercise_date: Option granted on 09/22/2008 and becomes exercisable with respect to 100% of the shares on the date of the first annual meeting of shareholders of the Company held after the Grant Date. Read SEC document |
| October 29, 2015 Filed Nov 2, 2015 21:32 UTC | NIKE, Inc. NKE · Entity 2537 | SaleClass B Common Stock | 8,000 | $130.36 | $1,042,880.80 |
DisclosureSEC source: 0000320187-15-000222 · edgardoc.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,341 F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.36 to $130.37, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (2) to this Form 4. Read SEC document |
| October 29, 2015 Filed Nov 2, 2015 21:32 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 8,000 | $31.58 | $252,640.00 |
DisclosureSEC source: 0000320187-15-000222 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| October 09, 2015 Filed Oct 13, 2015 18:23 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $28.16 | $0.00 |
DisclosureSEC source: 0000320187-15-000210 · edgardoc.xml · derivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,000 shares Expires 2017-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F3 · derivative.exercise_date: Option granted on 9/17/2007 and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant. Read SEC document |
| October 09, 2015 Filed Oct 13, 2015 18:23 UTC | NIKE, Inc. NKE · Entity 2537 | SaleClass B Common Stock | 8,000 | $124.59 | $996,722.40 |
DisclosureSEC source: 0000320187-15-000210 · edgardoc.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,341 F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.59 to $124.60, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (2) to this Form 4. Read SEC document |
| October 09, 2015 Filed Oct 13, 2015 18:23 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 8,000 | $28.16 | $225,280.00 |
DisclosureSEC source: 0000320187-15-000210 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| September 17, 2015 Filed Sep 18, 2015 16:55 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000320187-15-000171 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,341 F1 · shares: Restricted shares granted on 09/17/2015 under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the first anniversary of the date of grant; and upon any termination of service, any shares as to which the restrictions have not expired shall be forfeited to NIKE for cancellation and become authorized but unissued shares. Read SEC document |
| August 24, 2015 Filed Aug 26, 2015 01:51 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-067882 · doc4.xml · derivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760,000 Underlying: Common Stock · 560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted August 24, 2011. The remaining 4,760,000 RSUs in this award are scheduled to vest as follows: 700,000 RSUs vest on August 24, 2016; 700,000 RSUs vest on August 24, 2021; 1,680,000 vest in six equal annual installments commencing August 24, 2016; the remaining 1,680,000 are all subject to performance based vesting requirements and will potentially vest in six annual installments commencing August 24, 2016. All unvested RSUs are subject to continued employment through the applicable vesting date. F7 · derivative.expiration_date: This award was granted August 24, 2011. The remaining 4,760,000 RSUs in this award are scheduled to vest as follows: 700,000 RSUs vest on August 24, 2016; 700,000 RSUs vest on August 24, 2021; 1,680,000 vest in six equal annual installments commencing August 24, 2016; the remaining 1,680,000 are all subject to performance based vesting requirements and will potentially vest in six annual installments commencing August 24, 2016. All unvested RSUs are subject to continued employment through the applicable vesting date. Read SEC document |
| August 24, 2015 Filed Aug 26, 2015 01:51 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 290,836 | $103.12 | $29,991,008.32 |
DisclosureSEC source: 0001209191-15-067882 · doc4.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,191 F6 · security: No shares were sold. 290,836 shares (51.9% of the total number of shares) were withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2015 Filed Aug 26, 2015 01:51 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-067882 · doc4.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of restricted stock units (RSUs) includes 280,000 time-based RSUs and 280,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a two-year period from August 25, 2013 through August 24, 2015. TSR is calculated based on the change in a company's stock price during the two-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2013. Apple's beginning value was calculated to be $68.56 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2015. Apple's ending value was calculated to be $121.18 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 41.36% to beat the middle third of the companies in the S&P 500 for the performance period, and at least 16.93% to beat the bottom third of the companies. Apple's TSR for the two-year period was 76.76%, which ranked 46th of the 458 companies that were included in the S&P 500 for the entire period and placed Apple in the 90th percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| July 29, 2015 Filed Jul 30, 2015 22:08 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $20.74 | $0.00 |
DisclosureSEC source: 0000320187-15-000139 · edgardoc.xml · derivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 16,000 shares Expires 2016-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F3 · derivative.exercise_date: Option granted on 9/18/2006 and becomes exercisable with respect to 100% of the shares on the date of the first annual meeting of shareholders of the Company held after the Grant Date. Read SEC document |
| July 29, 2015 Filed Jul 30, 2015 22:08 UTC | NIKE, Inc. NKE · Entity 2537 | Tax withholdingClass B Common Stock | 13,000 | $144.24 | $1,875,092.70 |
DisclosureSEC source: 0000320187-15-000139 · edgardoc.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,952 F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.22 to $114.31, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes (2) to this Form 4. Read SEC document |
| July 29, 2015 Filed Jul 30, 2015 22:08 UTC | NIKE, Inc. NKE · Entity 2537 | Exercise / conversionClass B Common Stock | 16,000 | $20.74 | $331,840.00 |
DisclosureSEC source: 0000320187-15-000139 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. Read SEC document |
| July 29, 2015 Filed Jul 31, 2015 00:41 UTC Amendment | NIKE, Inc. NKE · Entity 2537 | Tax withholdingClass B Common Stock | 13,000 | $114.24 | $1,485,092.70 |
DisclosureSEC source: 0000320187-15-000143 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,952 F1 · date: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. F2 · price: The purpose of this Amendment is to correct the Price of the Securities Disposed. The correct weighted average price is $114.2379. There are no other changes to the original filing, including the transaction listed herein. Read SEC document |
| May 28, 2015 Filed May 29, 2015 22:53 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-007652 · rrd425353.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,027 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2015 of 260 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan for the purchase period of August 1, 2014 through January 31, 2015. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 22, 2014 Filed Sep 23, 2014 22:34 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 38,328 | $101.74 | $3,899,490.72 |
DisclosureSEC source: 0001181431-14-032544 · rrd416531.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,767 F4 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2004, as amended on August 6, 2010 and November 28, 2011. F6 · price: This transaction was executed in multiple trades at prices ranging from $101.62 to $102.13; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 22, 2014 Filed Sep 23, 2014 22:34 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 310,097 | $101.10 | $31,350,806.70 |
DisclosureSEC source: 0001181431-14-032544 · rrd416531.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,095 F4 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2004, as amended on August 6, 2010 and November 28, 2011. F5 · price: This transaction was executed in multiple trades at prices ranging from $100.62 to $101.61; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Units · Derivative | 875,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-032544 · rrd416531.xml · derivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 875,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This restricted stock unit award was granted on September 21, 2010, and vested in full on September 21, 2014. F7 · derivative.expiration_date: This restricted stock unit award was granted on September 21, 2010, and vested in full on September 21, 2014. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 456,575 | $100.96 | $46,095,812.00 |
DisclosureSEC source: 0001181431-14-032544 · rrd416531.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,299,192 F3 · security: 456,575 shares (52.2% of the total number of shares) were withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. In addition, because Mr. Cook's marginal tax rate in California is higher than the minimum statutory tax withholding rate, he is submitting a tax payment in addition to the withholding applied by Apple. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 875,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-032544 · rrd416531.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,755,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| September 18, 2014 Filed Sep 22, 2014 21:00 UTC | NIKE, Inc. NKE · Entity 2537 | GrantClass B Common Stock | 1,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000320187-14-000132 · edgardoc.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,952 F1 · shares: Restricted shares granted on 09/18/2014 under the NIKE, Inc. 1990 Stock Incentive Plan. The restrictions lapse with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the first anniversary of the date of grant; and upon any termination of service, any shares as to which the restrictions have not expired shall be forfeited to NIKE for cancellation and become authorized but unissued shares. Read SEC document |
| August 24, 2014 Filed Aug 27, 2014 01:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-030218 · rrd415064.xml · derivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,320,000 Underlying: Common Stock · 560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Apple's total shareholder return for the August 25, 2013 through August 24, 2014 performance period was 46.03%, which ranked 44th of the 480 companies that were included in the S&P 500 for the entire period (91st percentile). Therefore, all 280,000 of the restricted stock units subject to performance requirements vested. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Apple's total shareholder return for the August 25, 2013 through August 24, 2014 performance period was 46.03%, which ranked 44th of the 480 companies that were included in the S&P 500 for the entire period (91st percentile). Therefore, all 280,000 of the restricted stock units subject to performance requirements vested. F5 · derivative.exercise_date: The remaining 5,320,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2016; 700,000 restricted stock units vest on August 24, 2021; the balance of 3,920,000 restricted stock units vests in seven equal annual installments commencing August 24, 2015, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. F5 · derivative.expiration_date: The remaining 5,320,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2016; 700,000 restricted stock units vest on August 24, 2021; the balance of 3,920,000 restricted stock units vests in seven equal annual installments commencing August 24, 2015, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. Read SEC document |
| August 24, 2014 Filed Aug 27, 2014 01:32 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 290,834 | $101.32 | $29,467,300.88 |
DisclosureSEC source: 0001181431-14-030218 · rrd415064.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,767 F4 · security: 290,834 shares (51.9% of the total number of shares) were withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. NO SHARES WERE SOLD. In addition, because Mr. Cook's marginal tax rate in California is higher than the minimum statutory tax withholding rate, he is submitting a tax payment in addition to the withholding applied by Apple. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2014 Filed Aug 27, 2014 01:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-030218 · rrd415064.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Apple's total shareholder return for the August 25, 2013 through August 24, 2014 performance period was 46.03%, which ranked 44th of the 480 companies that were included in the S&P 500 for the entire period (91st percentile). Therefore, all 280,000 of the restricted stock units subject to performance requirements vested. F2 · balance_after: The number of securities reported reflects a 7-for-1 stock split effective June 6, 2014, and the acquisition on July 31, 2014 of four shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2014 through July 31, 2014. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| January 31, 2014 Filed Feb 12, 2014 23:35 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock | 55 | $388.18 | $21,349.79 |
DisclosureSEC source: 0001181431-14-006584 · rrd401059.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,371 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2013 through January 31, 2014. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 1, 2013. F3 · ownership.direct: These shares are held through the reporting person's trust. Read SEC document |
| September 19, 2013 Filed Oct 3, 2013 21:06 UTC | NIKE, Inc. NKE · Entity 2537 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $69.50 | $0.00 |
DisclosureSEC source: 0000320187-13-000166 · edgardoc.xml · derivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Class B Common Stock · 7,000 shares Expires 2023-09-19 F1 · derivative.exercise_date: Option granted on 09/19/2013 and becomes exercisable with respect to 100% of the shares on the date of the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.