Kawwas Charlie B

SEC source: 0001730168-21-000030 · wf-form4_161489564281361.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,284

F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 48,125 RSUs.

SEC source: 0001730168-20-000232 · wf-form4_160919241543336.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,784

F1 · balance_after: Includes 45,625 restricted stock units.

SEC source: 0001730168-20-000213 · wf-form4_160824277796105.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,044

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 45,625 RSUs.

SEC source: 0001730168-20-000178 · wf-form4_160167177727801.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,284

F1 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000174 · wf-form4_160150107530924.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,920

F1 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000174 · wf-form4_160150107530924.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,420

F1 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000168 · wf-form4_159985916218248.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,062

F1 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000168 · wf-form4_159985916218248.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,840

F1 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000134 · wf-form4_159467346427890.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,426

F1 · price: Transaction executed in multiple trades at prices ranging from $322.38 to $322.61 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000119 · wf-form4_159303180270426.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,426

F1 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · nonDerivative · entry 4

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,426

F4 · price: Transaction executed in multiple trades at prices ranging from $317.31 to $317.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · derivative · entry 5

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

SEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · nonDerivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,426

F3 · price: Transaction executed in multiple trades at prices ranging from $318.10 to $318.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,618

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000101 · wf-form4_159190801226760.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000086 · wf-form4_158646665056951.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,618

F1 · balance_after: Includes 48,125 restricted stock units.

SEC source: 0001730168-20-000059 · wf-form4_158457740805053.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,966

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 48,125 RSUs and 86 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2020.

SEC source: 0001730168-20-000059 · wf-form4_158457740805053.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,519

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 48,125 RSUs and 86 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2020.

SEC source: 0001730168-20-000049 · wf-form4_158448050134669.xml · derivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 3,750 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested.

F1 · derivative.expiration_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested.

SEC source: 0001730168-20-000049 · wf-form4_158448050134669.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,358

F4 · shares: On March 15, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of RSUs that vested on March 15, 2020 with respect to the third of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the 2009 Avago Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU.

F3 · balance_after: Includes 48,125 restricted stock units ("RSU").

SEC source: 0001730168-20-000049 · wf-form4_158448050134669.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date.

F3 · balance_after: Includes 48,125 restricted stock units ("RSU").

SEC source: 0001730168-20-000032 · wf-form4_158405111290509.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,483

F3 · shares: On March 10, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2020, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 59,375 RSUs.

SEC source: 0001730168-20-000032 · wf-form4_158405111290509.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,608

F1 · shares: On March 10, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2020, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 59,375 RSUs.

SEC source: 0001730168-19-000132 · wf-form4_157670839295399.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,214

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 59,375 RSUs and 17 shares acquired under the Issuer's Employee Stock Purchase Plan on September 13, 2019.

SEC source: 0001730168-19-000084 · wf-form4_155441278191450.xml · derivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, $0.001 par value · 10,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Share price performance option (the "2014 Option") granted on June 10, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option fully vested on June 10, 2018. The exercisability requirements for the 2014 Option have been met.

SEC source: 0001730168-19-000084 · wf-form4_155441278191450.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,809

F2 · price: Transaction executed in multiple trades at prices ranging from $304.31 to $305.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 62,625 Restricted Stock Units.

SEC source: 0001730168-19-000084 · wf-form4_155441278191450.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 62,625 Restricted Stock Units.

SEC source: 0001730168-19-000068 · wf-form4_155355195702260.xml · derivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, $0.001 par value · 10,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Share price performance option (the "2014 Option") granted on June 10, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option fully vested on June 10, 2018. The exercisability requirements for the 2014 Option have been met.

SEC source: 0001730168-19-000068 · wf-form4_155355195702260.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,809

F1 · balance_after: Includes 62,625 Restricted Stock Units.

SEC source: 0001730168-19-000068 · wf-form4_155355195702260.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 62,625 Restricted Stock Units.

SEC source: 0001730168-19-000064 · wf-form4_155321351459105.xml · derivative · entry 5

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 5,662 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001730168-19-000064 · wf-form4_155321351459105.xml · derivative · entry 4

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 3,668 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001730168-19-000064 · wf-form4_155321351459105.xml · nonDerivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,809

F2 · price: Transaction executed in multiple trades at prices ranging from $295.76 to $296.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 62,625 Restricted Stock Units.

SEC source: 0001730168-19-000064 · wf-form4_155321351459105.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 62,625 Restricted Stock Units.

SEC source: 0001730168-19-000064 · wf-form4_155321351459105.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 62,625 Restricted Stock Units.

SEC source: 0001730168-19-000056 · wf-form4_155311942711152.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,809

F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person.

F2 · balance_after: Includes 62,625 RSUs.

SEC source: 0001730168-19-000056 · wf-form4_155311942711152.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,359

F1 · shares: On March 18, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vested on March 15, 2019 with respect to the second of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 62,625 RSUs.

SEC source: 0001730168-19-000042 · wf-form4_155303623824402.xml · derivative · entry 5

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock, $0.001 par value · 3,750 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested.

F4 · derivative.expiration_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested.

SEC source: 0001730168-19-000042 · wf-form4_155303623824402.xml · derivative · entry 4

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 3,750 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested.

F1 · derivative.expiration_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested.

SEC source: 0001730168-19-000042 · wf-form4_155303623824402.xml · nonDerivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,234

F5 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including Performance RSUs previously granted to the Reporting Person.

F3 · balance_after: Includes 62,625 RSUs and 85 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2019.

SEC source: 0001730168-19-000042 · wf-form4_155303623824402.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date.

F3 · balance_after: Includes 62,625 RSUs and 85 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2019.

SEC source: 0001730168-19-000042 · wf-form4_155303623824402.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date.

F3 · balance_after: Includes 62,625 RSUs and 85 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2019.

SEC source: 0001730168-19-000022 · wf-form4_155192328404334.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,988

F1 · shares: On March 4, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2018 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2019, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 77,000 RSUs.

SEC source: 0001730168-18-000073 · wf-form4_154525780448170.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,113

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 75,125 RSUs.

SEC source: 0001730168-18-000063 · wf-form4_154508430605261.xml · derivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock, $0.001 par value · 10,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Share price performance option (the "2014 Option") granted on June 10, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option fully vested on June 10, 2018. The exercisability requirements for the 2014 Option have been met.

SEC source: 0001730168-18-000063 · wf-form4_154508430605261.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,725

F2 · price: Transaction executed in multiple trades at prices ranging from $259.15 to $259.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 78,375 Restricted Stock Units.

SEC source: 0001730168-18-000063 · wf-form4_154508430605261.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 78,375 Restricted Stock Units.

SEC source: 0001730168-18-000055 · wf-form4_154422828363057.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,725

F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 10,000 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer.

F3 · balance_after: Includes 78,375 RSUs and 18 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2018.

SEC source: 0001730168-18-000013 · wf-form4_152893040402751.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,707

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 38,375 RSUs.

SEC source: 0001730168-18-000011 · wf-form4_152780129774165.xml · derivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, $0.001 par value · 10,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Share price performance option (the "2014 Option") granted on June 10, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option will be fully vested on June 10, 2018, subject to the Reporting Person's continuing service on each vesting date. The exercisability requirements for the 2014 Option have been met.