Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | President, SSG | April 08, 2026 | April 10, 2026 |
| Broadcom LtdAVGO · Entity 167990 | SVP & Chief Sales Officer | March 20, 2018 | March 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date April 08, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Trust | 787,184 |
Reported balance
After 2026-04-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-04-08 · Sale · Disposed 10,000 · Balance 787,184 F1: Transaction executed in multiple trades at prices ranging from $345.19 to $345.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 74,626 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 74,626 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Child 1 | 785 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 785 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Child 2 | 785 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 785 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Child 3 | 785 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 785 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy spouse as custodian for Child 4 | 785 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 785 |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction executed in multiple trades at prices ranging from $345.19 to $345.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Broadcom Ltd
Report date March 20, 2018 · Filed March 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 71,665 |
Reported balance
After 2018-03-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-20 · Sale · Disposed 5,010 · Balance 71,665 F1: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2: Includes 48,375 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs.
F2: Includes 48,375 RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2018 Filed May 31, 2018 21:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 10,000 | $250.37 | $2,503,710.00 |
DisclosureSEC source: 0001730168-18-000011 · wf-form4_152780129774165.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,665 F2 · price: Transaction executed in multiple trades at prices ranging from $250.29 to $250.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 48,375 Restricted Share Units. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:15 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 10,000 | $71.86 | $718,600.00 |
DisclosureSEC source: 0001730168-18-000011 · wf-form4_152780129774165.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,375 Restricted Share Units. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 00:49 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,010 | $243.21 | $1,218,457.05 |
DisclosureSEC source: 0001649338-18-000057 · wf-form4_152167974003739.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,665 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2 · balance_after: Includes 48,375 RSUs. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 23:54 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 3,267 | $245.83 | $803,139.68 |
DisclosureSEC source: 0001649338-18-000049 · wf-form4_152159001234208.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,675 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2 · balance_after: Includes 48,375 RSUs. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 23:54 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,949 | $256.86 | $757,486.04 |
DisclosureSEC source: 0001649338-18-000049 · wf-form4_152159001234208.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,942 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2 · balance_after: Includes 48,375 RSUs. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:19 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000037 · wf-form4_152123516633145.xml · derivative · entry 5 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Ordinary Shares, no par value · 3,750 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. F4 · derivative.exercise_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:19 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionPerformance Based Restricted Stock Unit · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000037 · wf-form4_152123516633145.xml · derivative · entry 4 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Ordinary Shares, no par value · 3,750 shares Expires 2019-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested. F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:19 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000037 · wf-form4_152123516633145.xml · nonDerivative · entry 3 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,891 F5 · shares: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the 2009 Avago Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index. F3 · balance_after: Includes 59,000 Restricted Share Units and 80 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:19 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000037 · wf-form4_152123516633145.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3 · balance_after: Includes 59,000 Restricted Share Units and 80 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:19 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000037 · wf-form4_152123516633145.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3 · balance_after: Includes 59,000 Restricted Share Units and 80 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2018. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:59 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000016 · wf-form4_152106473062514.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,186 F1 · date: Award approved on March 13, 2018 with an effective grant date of March 15, 2018. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of March 15, 2018. F3 · balance_after: Includes 59,000 RSUs. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 01:46 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 997 | $243.88 | $243,146.37 |
DisclosureSEC source: 0001649338-18-000008 · wf-form4_152030079249701.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,686 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 51,500 RSUs. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 01:10 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 1,051 | $264.38 | $277,860.23 |
DisclosureSEC source: 0001649338-17-000153 · wf-form4_151373223484282.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,683 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 54,359 RSUs. Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 01:05 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000133 · wf-form4_151260871170435.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,734 F1 · date: Award approved on December 4, 2017 with an effective grant date of December 15, 2017. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2017. F3 · balance_after: Includes 56,359 RSUs and 21 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2017. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:35 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 1,788 | $247.28 | $442,140.22 |
DisclosureSEC source: 0001649338-17-000109 · wf-form4_150534213963109.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,713 F1 · price: Transaction executed in multiple trades at prices ranging from $247.14 to $247.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 51,359 Restricted Share Units. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:27 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,222 | $254.15 | $1,327,186.97 |
DisclosureSEC source: 0001649338-17-000097 · wf-form4_149705085905596.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,501 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grants, including RSU grants previously reported in Table 1, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 51,359 RSUs. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 22:32 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,099 | $219.54 | $460,814.46 |
DisclosureSEC source: 0001649338-17-000090 · wf-form4_149151795445828.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,723 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 61,359 RSUs. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:32 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,299 | $218.69 | $502,775.21 |
DisclosureSEC source: 0001649338-17-000090 · wf-form4_149151795445828.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,822 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grants, including RSU grants previously reported in Table 1, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 61,359 RSUs. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 21:40 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 878 | $221.81 | $194,749.18 |
DisclosureSEC source: 0001649338-17-000068 · wf-form4_149021883117968.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,121 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 65,757 Restricted Share Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:24 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 881 | $223.52 | $196,921.12 |
DisclosureSEC source: 0001649338-17-000056 · wf-form4_149005587507495.xml · nonDerivative · entry 5 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,999 F6 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: Includes 65,757 RSUs and 116 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2017. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:24 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 3,986 | $222.07 | $885,186.96 |
DisclosureSEC source: 0001649338-17-000056 · wf-form4_149005587507495.xml · nonDerivative · entry 4 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,880 F5 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant RSU grants, including the Performance RSU, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F3 · balance_after: Includes 65,757 RSUs and 116 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2017. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:24 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 3,977 | $222.44 | $884,624.00 |
DisclosureSEC source: 0001649338-17-000056 · wf-form4_149005587507495.xml · nonDerivative · entry 3 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,866 F5 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant RSU grants, including the Performance RSU, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F3 · balance_after: Includes 65,757 RSUs and 116 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2017. Read SEC document |
| March 15, 2017 Filed Mar 21, 2017 00:24 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000056 · wf-form4_149005587507495.xml · derivative · entry 7 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Ordinary Shares, no par value · 3,750 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2017, the first 25% of the Performance RSU vested. F4 · derivative.exercise_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2017, the first 25% of the Performance RSU vested. Read SEC document |
| March 15, 2017 Filed Mar 21, 2017 00:24 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionPerformance Based Restricted Stock Unit · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000056 · wf-form4_149005587507495.xml · derivative · entry 6 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Ordinary Shares, no par value · 3,750 shares Expires 2019-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2017, the second 25% of the Performance RSU vested. F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2017, the second 25% of the Performance RSU vested. Read SEC document |
| March 15, 2017 Filed Mar 21, 2017 00:24 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000056 · wf-form4_149005587507495.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2017, the first 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3 · balance_after: Includes 65,757 RSUs and 116 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2017. Read SEC document |
| March 15, 2017 Filed Mar 21, 2017 00:24 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000056 · wf-form4_149005587507495.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2017, the second 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3 · balance_after: Includes 65,757 RSUs and 116 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2017. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 22:45 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $71.86 | $0.00 |
DisclosureSEC source: 0001649338-17-000046 · wf-form4_148961791259545.xml · derivative · entry 3 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares, no par value · 10,000 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on June 10, 2018. The exercisability requirements of the Option have been met. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 22:45 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 10,000 | $225.16 | $2,251,600.00 |
DisclosureSEC source: 0001649338-17-000046 · wf-form4_148961791259545.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,227 F1 · balance_after: Includes 73,257 Restricted Share Units. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 22:45 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 10,000 | $71.86 | $718,600.00 |
DisclosureSEC source: 0001649338-17-000046 · wf-form4_148961791259545.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 73,257 Restricted Share Units. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 00:48 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,584 | $218.00 | $563,312.00 |
DisclosureSEC source: 0001649338-17-000013 · wf-form4_148893410095972.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,227 F4 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: Includes 73,257 RSUs. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 00:48 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000013 · wf-form4_148893410095972.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,811 F1 · date: Award approved on March 3, 2017 with an effective grant date of March 15, 2017. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of March 15, 2017. F3 · balance_after: Includes 73,257 RSUs. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:29 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 1,520 | $220.10 | $334,550.48 |
DisclosureSEC source: 0001649338-17-000006 · wf-form4_148858372765331.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,311 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 60,757 RSUs. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 00:19 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 357 | $180.00 | $64,260.00 |
DisclosureSEC source: 0001649338-16-000143 · wf-form4_148227956670046.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,831 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 64,861 Restricted Share Units. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:30 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 393 | $179.68 | $70,615.42 |
DisclosureSEC source: 0001649338-16-000133 · wf-form4_148218661541503.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,188 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 64,861 RSUs. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:45 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $71.86 Strike: $71.86 | $1,437,200.00 |
DisclosureSEC source: 0001649338-16-000127 · wf-form4_148184193102481.xml · derivative · entry 4 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Ordinary Shares, no par value · 20,000 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on June 10, 2018. The exercisability requirements of the Option have been met. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:45 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 10,000 | $180.58 | $1,805,800.00 |
DisclosureSEC source: 0001649338-16-000127 · wf-form4_148184193102481.xml · nonDerivative · entry 3 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,581 F1 · balance_after: Includes 65,611 Restricted Share Units. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:45 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 10,000 | $178.89 | $1,788,900.00 |
DisclosureSEC source: 0001649338-16-000127 · wf-form4_148184193102481.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,581 F2 · price: Transaction executed in multiple trades at prices ranging from $178.81 to $179.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 65,611 Restricted Share Units. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:45 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 20,000 | $71.86 | $1,437,200.00 |
DisclosureSEC source: 0001649338-16-000127 · wf-form4_148184193102481.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 65,611 Restricted Share Units. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 23:03 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-16-000116 · wf-form4_148123817696962.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,581 F1 · date: Award approved on December 6, 2016 with an effective grant date of December 15, 2016. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2016. F3 · balance_after: Includes 65,611 RSUs and 37 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.