Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | President, SSG | April 08, 2026 | April 10, 2026 |
| Broadcom LtdAVGO · Entity 167990 | SVP & Chief Sales Officer | March 20, 2018 | March 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date April 08, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Trust | 787,184 |
Reported balance
After 2026-04-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-04-08 · Sale · Disposed 10,000 · Balance 787,184 F1: Transaction executed in multiple trades at prices ranging from $345.19 to $345.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 74,626 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 74,626 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Child 1 | 785 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 785 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Child 2 | 785 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 785 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Child 3 | 785 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 785 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy spouse as custodian for Child 4 | 785 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 785 |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction executed in multiple trades at prices ranging from $345.19 to $345.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Broadcom Ltd
Report date March 20, 2018 · Filed March 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 71,665 |
Reported balance
After 2018-03-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-20 · Sale · Disposed 5,010 · Balance 71,665 F1: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2: Includes 48,375 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs.
F2: Includes 48,375 RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 480 | $349.04 | $167,540.64 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 13 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,178 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F13 · price: Transaction executed in multiple trades at prices ranging from $348.50 to $349.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 609 | $347.50 | $211,626.28 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 12 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,658 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F12 · price: Transaction executed in multiple trades at prices ranging from $347.12 to $347.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 505 | $346.49 | $174,979.47 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 11 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,267 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F11 · price: Transaction executed in multiple trades at prices ranging from $345.91 to $346.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 997 | $345.29 | $344,256.12 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 10 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,772 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F10 · price: Transaction executed in multiple trades at prices ranging from $344.86 to $345.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 419 | $343.93 | $144,104.99 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 9 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,769 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F9 · price: Transaction executed in multiple trades at prices ranging from $343.40 to $344.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 36 | $365.33 | $13,151.70 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 8 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,188 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 54 | $364.25 | $19,669.50 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 7 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,224 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 189 | $362.87 | $68,583.19 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 6 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,278 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F8 · price: Transaction executed in multiple trades at prices ranging from $362.50 to $363.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 315 | $361.65 | $113,920.70 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 5 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,467 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F7 · price: Transaction executed in multiple trades at prices ranging from $361.33 to $361.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 849 | $360.52 | $306,080.63 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 4 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,782 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F6 · price: Transaction executed in multiple trades at prices ranging from $360.21 to $360.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 588 | $359.74 | $211,524.18 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 3 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,631 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F5 · price: Transaction executed in multiple trades at prices ranging from $359.20 to $360.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 369 | $358.57 | $132,310.49 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,219 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F4 · price: Transaction executed in multiple trades at prices ranging from $358.11 to $358.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 104 | $357.41 | $37,170.85 |
DisclosureSEC source: 0001608425-25-000005 · wk-form4_1758244005.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,588 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F2 · price: Transaction executed in multiple trades at prices ranging from $357.09 to $357.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 12,500 RSUs. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:25 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 10,000 | $252.88 | $2,528,810.00 |
DisclosureSEC source: 0001730168-25-000066 · wk-form4_1749853497.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 789,784 F1 · price: Transaction executed in multiple trades at prices ranging from $252.84 to $252.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 103,054 shares transferred to family trust from the Reporting Person for no consideration. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 22:16 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 98,396 | $195.54 | $19,240,353.84 |
DisclosureSEC source: 0001730168-25-000027 · wk-form4_1742422564.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,746 F1 · balance_after: Includes 25,000 RSUs and 152 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2025. Read SEC document |
| March 04, 2025 Filed Mar 7, 2025 00:37 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-25-000013 · wk-form4_1741307849.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,990 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 225,000 RSUs. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:32 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 40,000 | $231.98 | $9,279,200.00 |
DisclosureSEC source: 0001730168-25-000002 · wk-form4_1736202746.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 696,730 F1 · shares: The Reporting Person contributed shares into an exchange fund. F2 · balance_after: Reflects 150 shares transferred to each child. Read SEC document |
| October 11, 2024 Filed Oct 16, 2024 22:47 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 15,950 | $181.45 | $2,894,047.75 |
DisclosureSEC source: 0001730168-24-000119 · wk-form4_1729118850.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 737,330 F1 · price: Transaction executed in multiple trades at prices ranging from $181.43 to $181.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| September 19, 2024 Filed Sep 23, 2024 21:02 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 25,200 | $168.27 | $4,240,504.80 |
DisclosureSEC source: 0001730168-24-000103 · wk-form4_1727125339.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 753,280 F1 · price: Transaction executed in multiple trades at prices ranging from $168.24 to $168.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 21:03 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,520 | $1,830.95 | $4,613,996.52 |
DisclosureSEC source: 0001730168-24-000082 · wk-form4_1718917400.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 77,848 F1 · price: Transaction executed in multiple trades at prices ranging from $1,830.95 to $1,830.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 22:37 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 5,000 | $1,344.00 | $6,720,000.00 |
DisclosureSEC source: 0001730168-24-000035 · wk-form4_1711579050.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,575 F1 · balance_after: Includes 7,500 restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 12,277 | $1,235.50 | $15,168,233.50 |
DisclosureSEC source: 0001730168-24-000029 · wk-form4_1710888365.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,575 F1 · balance_after: Includes 7,500 RSUs and 29 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2024. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:35 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000017 · wk-form4_1709854501.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,823 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 32,500 RSUs and excludes shares now held by family trust. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:17 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 2,965 | $1,129.74 | $3,349,679.10 |
DisclosureSEC source: 0001730168-23-000098 · wk-form4_1702937822.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,338 F2 · balance_after: Includes 15,000 RSUs and excludes shares now held by family trust. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 22:17 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $1,116.00 | $2,232,000.00 |
DisclosureSEC source: 0001730168-23-000098 · wk-form4_1702937822.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,380 F1 · balance_after: Includes 20,980 Restricted Stock Units (RSUs). Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:37 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 17,790 | $882.68 | $15,702,877.20 |
DisclosureSEC source: 0001730168-23-000086 · wk-form4_1699396627.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,380 F2 · balance_after: Includes 20,980 RSUs. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:37 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 35,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000086 · wk-form4_1699396627.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,170 F1 · shares: Restricted stock units (RSUs) earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S & P 500 Index. F2 · balance_after: Includes 20,980 RSUs. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:44 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,645 | $801.33 | $1,318,187.85 |
DisclosureSEC source: 0001730168-23-000066 · wk-form4_1686602657.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,290 F1 · balance_after: Includes 20,980 restricted stock units. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:28 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 14,691 | $626.04 | $9,197,153.64 |
DisclosureSEC source: 0001730168-23-000025 · wf-form4_167908851164024.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,935 F1 · balance_after: Includes 20,980 RSUs and 49 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:55 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 20,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000015 · wf-form4_167848529935288.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,577 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 51,086 RSUs. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 2,965 | $558.00 | $1,654,470.00 |
DisclosureSEC source: 0001730168-22-000124 · wf-form4_167148724093931.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,471 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 30,980 RSUs. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 00:05 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantStock Price Performance Stock Unit · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000103 · wf-form4_166743392463084.xml · derivative · entry 6 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock, $0.001 par value · 300,000 shares Expires not disclosed F2 · derivative.exercise_date: Stock price performance stock unit award (the "PSU") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan. Subject to the terms and conditions of the PSU agreement, the PSU vests on October 31, 2027. The number of shares that may be earned is based on achieving pre-set price hurdles (the "Price Contingency"). No portion of the PSU will be earned unless the consecutive 20-trading days closing price average of the Issuer's common stock meets or exceeds the Price Contingency during the period beginning after the third anniversary of the grant date and concluding on the fifth anniversary of the grant date. F3 · derivative.expiration_date: If the Price Contingency is not met on or prior to the fifth anniversary of the grant date or such earlier date as provided in the PSU agreement, all PSUs will immediately be forfeited. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:17 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,520 | $619.89 | $1,562,112.72 |
DisclosureSEC source: 0001730168-22-000048 · wf-form4_164850196099055.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,436 F1 · balance_after: Includes 36,960 restricted stock units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:55 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 12,765 | $592.76 | $7,566,581.40 |
DisclosureSEC source: 0001730168-22-000040 · wf-form4_164755050840967.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,956 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 36,960 RSUs and 49 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2022. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:51 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 5 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,672 F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F10 · balance_after: Includes 63,210 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:51 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 4 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,297 F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F8 · balance_after: Includes 53,835 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:51 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 3 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,797 F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Includes 51,335 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:51 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,297 F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Includes 48,835 RSUs. Read SEC document |
| January 19, 2022 Filed Mar 4, 2022 21:51 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,797 F1 · shares: Gifts to children. F2 · balance_after: Includes 46,335 restricted stock units. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:03 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $645.53 | $1,291,066.00 |
DisclosureSEC source: 0001730168-21-000169 · wf-form4_164063900044610.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,017 F1 · price: Transaction executed in multiple trades at prices ranging from $645.52 to $645.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 46,335 restricted stock units. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:20 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 3,585 | $639.86 | $2,293,898.10 |
DisclosureSEC source: 0001730168-21-000161 · wf-form4_163977962027712.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,017 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 46,335 RSUs and 2 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2021. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:13 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,000 | $503.59 | $503,591.00 |
DisclosureSEC source: 0001730168-21-000131 · wf-form4_163165401721077.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,600 F1 · balance_after: Includes 53,565 restricted stock units. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:13 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $499.45 | $998,900.00 |
DisclosureSEC source: 0001730168-21-000131 · wf-form4_163165401721077.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,600 F1 · balance_after: Includes 53,565 restricted stock units. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:45 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,000 | $495.10 | $495,100.00 |
DisclosureSEC source: 0001730168-21-000125 · wf-form4_163130672604825.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,600 F1 · balance_after: Includes 53,565 restricted stock units. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 21:42 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 17,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000087 · wf-form4_161783171781596.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,600 F1 · date: Award approved on December 8, 2020, subject to stockholder approval of the Broadcom Inc. 2012 Stock Incentive Plan (amended and restated on April 5, 2021) (the "2012 Plan"), with an effective grant date of April 5, 2021. F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the 2012 Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest over a three-year period, with one-third of the RSUs vesting on each anniversary of December 15, 2020, subject to continued service with the Issuer. F3 · balance_after: Includes 53,565 RSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:50 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,890 | $469.29 | $886,948.65 |
DisclosureSEC source: 0001730168-21-000065 · wf-form4_161713726613970.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,660 F1 · balance_after: Includes 35,625 restricted stock units. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 15,799 | $470.77 | $7,437,695.23 |
DisclosureSEC source: 0001730168-21-000051 · wf-form4_161601751295281.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,550 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including PSU awards, previously granted to the Reporting Person. F4 · balance_after: Includes 35,625 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000051 · wf-form4_161601751295281.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,349 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vests with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award ("PSU award") granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and fully vested on March 15, 2021, subject to the Reporting Person's continued service through such date. The Reporting Person is entitled to one (1) share of common stock of the Issuer for each one (1) RSU. F2 · balance_after: Includes 68,125 RSUs and 65 shares acquired under the Issuer's Employee Stock Purchase Plan on March 12, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000030 · wf-form4_161489564281361.xml · nonDerivative · entry 3 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,659 F5 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Includes 52,500 RSUs. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000030 · wf-form4_161489564281361.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,784 F3 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Includes 50,625 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.