Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JPMORGAN CHASE & COJPM · Entity 2795 | Director · Chairman & CEO | April 15, 2026 | April 15, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | Director | December 11, 2003 | December 12, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JPMORGAN CHASE & CO
Report date April 15, 2026 · Filed April 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,680,625 |
Reported balance
After 2026-04-15 transaction · row 1
1 source rowRow 1 · 2026-04-15 · Sale · Disposed 130,488 · Balance 1,680,625 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 9,005.4963 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,005.4963 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 4,209,284 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,209,284 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 116,466 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,466 F1: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 273,035 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 273,035 |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
YUM BRANDS INC
Report date December 11, 2003 · Filed December 12, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $34.44 | Direct | 2,468.42 |
Reported balance
After 2003-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2003-12-11 · Grant · Acquired 2,468.42 · Balance 2,468.42 F1: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANK ONE CORP
Report date July 01, 2004 · Filed July 01, 2004
Section 16 reporting ended · disclosed 2004-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect401(k) | 0 |
Reported balance
After 2004-07-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2004-07-01 · Disposition to issuer · Disposed 1,637 · Balance 0 F1: See Remarks |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2004-07-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2004-07-01 · Disposition to issuer · Disposed 1,000,000 · Balance 0 F1: See Remarks |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 3
1 source rowRow 3 · 2004-07-01 · Disposition to issuer · Disposed 1,446,245 · Balance 0 F1: See Remarks |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2004-07-01 · Disposition to issuer · Disposed 286,039 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2004-07-01 · Disposition to issuer · Disposed 400,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.89 · Expires 2011-02-09 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-07-01 · Disposition to issuer · Disposed 215,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2004-07-01 · Disposition to issuer · Disposed 286,039 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.21 · Expires 2012-04-16 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2004-07-01 · Disposition to issuer · Disposed 350,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2004-07-01 · Disposition to issuer · Disposed 400,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.10 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2004-07-01 · Disposition to issuer · Disposed 485,724 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.55 · Expires 2009-08-15 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2004-07-01 · Disposition to issuer · Disposed 500,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option-(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2004-07-01 · Disposition to issuer · Disposed 354,688 · Balance 0 F2: See Remarks. |
| Employee Stock Option-(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2004-07-01 · Disposition to issuer · Disposed 496,000 · Balance 0 F2: See Remarks. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2004-07-01 · Disposition to issuer · Disposed 49,020 · Balance 0 F3: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32. |
Filing footnotes · ownership attribution and instrument terms
F1: See Remarks
F2: See Remarks.
F3: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2012 Filed Jan 20, 2012 22:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 337,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001757 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,032 Underlying: Common Stock · 337,032 shares Expires 2015-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRight to Receive Stock · Derivative | 97,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001589 · doc4.xml · derivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,852 Underlying: Common Stock · 97,852 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 46,481 | $35.53 | $1,651,237.53 |
DisclosureSEC source: 0001225208-12-001589 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813,320 Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 97,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001589 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,859,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| February 16, 2011 Filed Feb 17, 2011 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 367,377 | $0.00 Strike: $47.73 | $0.00 |
DisclosureSEC source: 0001225208-11-006335 · doc4.xml · derivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,377 Underlying: Common Stock · 367,377 shares Expires 2021-02-16 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 16, 2011 Filed Feb 17, 2011 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 251,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-006335 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,415 Underlying: Common Stock · 251,415 shares Expires 2014-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 21:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 231,725 | $0.00 Strike: $42.62 | $0.00 |
DisclosureSEC source: 0001225208-11-003576 · doc4.xml · derivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 231,725 shares Expires 2011-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of options scheduled to expire February 9, 2011. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 21:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 227,410 | $44.29 | $10,070,851.85 |
DisclosureSEC source: 0001225208-11-003576 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714,336 Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 21:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 231,725 | $42.62 | $9,876,119.50 |
DisclosureSEC source: 0001225208-11-003576 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,941,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2011 Filed Jan 19, 2011 00:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 89,686 | $44.57 | $3,997,305.02 |
DisclosureSEC source: 0001225208-11-003229 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,710,021 Read SEC document |
| March 25, 2010 Filed Mar 26, 2010 21:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 862,835 | $0.00 Strike: $42.62 | $0.00 |
DisclosureSEC source: 0001225208-10-008943 · doc4.xml · derivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 862,835 shares Expires 2010-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised pursuant to 10b5-1 plan dated February 16, 2010 Read SEC document |
| March 25, 2010 Filed Mar 26, 2010 21:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 835,914 | $45.47 | $38,009,009.58 |
DisclosureSEC source: 0001225208-10-008943 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,799,707 Read SEC document |
| March 25, 2010 Filed Mar 26, 2010 21:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 862,835 | $42.62 | $36,774,027.70 |
DisclosureSEC source: 0001225208-10-008943 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,635,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 16:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,223,330 | $0.00 Strike: $30.06 | $0.00 |
DisclosureSEC source: 0001225208-10-003473 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,223,330 shares Expires 2010-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of options scheduled to expire March 27, 2010. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 16:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 641,156 | $0.00 Strike: $28.86 | $0.00 |
DisclosureSEC source: 0001225208-10-003473 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 641,156 shares Expires 2010-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of options scheduled to expire March 27, 2010. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 16:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 1,613,558 | $40.64 | $65,566,929.33 |
DisclosureSEC source: 0001225208-10-003473 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,681,957 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 16:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 641,156 | $28.86 | $18,503,762.16 |
DisclosureSEC source: 0001225208-10-003473 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,295,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 16:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 1,223,330 | $30.06 | $36,773,299.80 |
DisclosureSEC source: 0001225208-10-003473 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,654,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 13:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 563,562 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-10-003573 · doc4.xml · derivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,562 Underlying: Common Stock · 563,562 shares Expires 2020-01-20 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 13:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRight to Receive Stock · Derivative | 195,704 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003573 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,704 Underlying: Common Stock · 195,704 shares Expires 2013-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 21:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 156,631 | $39.37 | $6,165,810.64 |
DisclosureSEC source: 0001225208-10-002380 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,431,029 Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 18:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 660,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-09-015809 · doc4.xml · derivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 660,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised pursuant to 10b5-1 Plan dated May 14, 2009. Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 18:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 601,279 | $36.69 | $22,060,926.51 |
DisclosureSEC source: 0001225208-09-015809 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,587,660 Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 18:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 660,000 | $29.96 | $19,773,600.00 |
DisclosureSEC source: 0001225208-09-015809 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,188,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2009 Filed Jan 27, 2009 18:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 137,033 | $23.20 | $3,178,480.44 |
DisclosureSEC source: 0001225208-09-002032 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,530,240 Read SEC document |
| January 25, 2009 Filed Apr 10, 2009 18:03 UTC Amendment | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 138,334 | $23.20 | $3,208,657.13 |
DisclosureSEC source: 0001225208-09-010218 · doc4a.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,528,939 F1 · shares: Adjustment to shares withheld for taxes on January 25, 2009, vesting of RSU award. Read SEC document |
| January 16, 2009 Filed Jan 21, 2009 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 500,000 | $22.93 | $11,464,600.00 |
DisclosureSEC source: 0001225208-09-001690 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,545,503 Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchasePreferred Stock, Series I | 605 | $842.22 | $509,543.10 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "C" Disclosed balance after: 605 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F3 · ownership.nature: Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchasePreferred Stock, Series I | 2,968 | $842.22 | $2,499,708.96 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 6 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "B" Disclosed balance after: 2,968 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchasePreferred Stock, Series I | 2,103 | $842.22 | $1,771,188.66 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 5 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "A" Disclosed balance after: 2,103 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F3 · ownership.nature: Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchasePreferred Stock, Series I | 1,246 | $842.22 | $1,049,406.12 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's GRAT Disclosed balance after: 1,246 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F3 · ownership.nature: Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchasePreferred Stock, Series I | 2,793 | $842.22 | $2,352,320.46 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,793 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchasePreferred Stock, Series I | 1,266 | $842.22 | $1,066,250.52 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 1,266 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchasePreferred Stock, Series I | 1,494 | $842.22 | $1,258,276.68 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Trust Disclosed balance after: 1,494 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 22:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 76,949 | $44.53 | $3,426,154.23 |
DisclosureSEC source: 0001225208-08-001629 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,992,503 Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 23:08 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 2,000,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001409 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-22 F1 · derivative.exercise_date: These options, which have a ten-year term, will become exercisable no earlier than January 22, 2013, or five years after the effective date of January 22, 2008 (the Effective Date). Moreover, the number of options that will become exercisable (ranging anywhere from none to the full 2,000,000 options granted) and their exercisability date or dates will be determined by the Board based on an assessment of the performance of Mr. Dimon and the Company. That assessment will be made by the Board in the year prior to the fifth anniversary of the Effective Date, relying on such factors that in its sole discretion the Board deems appropriate. Any remaining options not deemed exercisable will be canceled. If Mr. Dimon's employment terminates for any reason, all outstanding, unexercisable options will be canceled. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 23:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 364,048 | $39.83 | $14,500,031.84 |
DisclosureSEC source: 0001225208-08-001410 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,069,452 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| September 04, 2007 Filed Jul 7, 2011 19:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 166 | $45.02 | $7,473.15 |
DisclosureSEC source: 0001225208-11-017918 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 666 F1 · ownership.direct: As of the date of this filing, the reporting person no longer has a reportable beneficial interest in the shares as the owner no longer resides in his household. Read SEC document |
| September 04, 2007 Filed Jul 7, 2011 19:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 500 | $45.02 | $22,510.00 |
DisclosureSEC source: 0001225208-11-017918 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 500 F1 · ownership.direct: As of the date of this filing, the reporting person no longer has a reportable beneficial interest in the shares as the owner no longer resides in his household. Read SEC document |
| January 20, 2007 Filed Jan 22, 2007 23:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 28,342 | $48.54 | $1,375,720.68 |
DisclosureSEC source: 0000019617-07-000080 · dim984.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,005,404 Read SEC document |
| January 18, 2007 Filed Jan 19, 2007 21:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 269,431 | $48.25 | $13,000,045.75 |
DisclosureSEC source: 0000019617-07-000056 · dim958.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,033,746 F1 · kind: Award of restricted stock units vests 50% on January 25, 2009 and 50% on January 25, 2010. Read SEC document |
| January 16, 2007 Filed Jan 17, 2007 22:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 13,346 | $48.08 | $641,675.68 |
DisclosureSEC source: 0000019617-07-000018 · dim944.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764,315 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 231,725 | $0.00 Strike: $42.62 | $0.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · derivative · entry 18 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,725 Underlying: Common Stock · 231,725 shares Expires 2011-02-09 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 283,800 | $0.00 Strike: $28.70 | $0.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · derivative · entry 17 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 283,800 shares Expires 2011-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests over 5 years in 20% annual increments from date of grant. The date exercisable reported in the table is the first vesting date. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 330,221 | $0.00 Strike: $42.60 | $0.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · derivative · entry 16 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,221 Underlying: Common Stock · 330,221 shares Expires 2010-03-27 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 266,307 | $0.00 Strike: $42.60 | $0.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · derivative · entry 15 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,307 Underlying: Common Stock · 266,307 shares Expires 2010-03-27 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 266,307 | $0.00 Strike: $42.62 | $0.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · derivative · entry 14 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,307 Underlying: Common Stock · 266,307 shares Expires 2010-03-27 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 654,720 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · derivative · entry 13 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 654,720 shares Expires 2010-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 528,000 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · derivative · entry 12 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 528,000 shares Expires 2010-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 528,000 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · derivative · entry 11 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 528,000 shares Expires 2010-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.