Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JPMORGAN CHASE & COJPM · Entity 2795 | Director · Chairman & CEO | April 15, 2026 | April 15, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | Director | December 11, 2003 | December 12, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JPMORGAN CHASE & CO
Report date April 15, 2026 · Filed April 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,680,625 |
Reported balance
After 2026-04-15 transaction · row 1
1 source rowRow 1 · 2026-04-15 · Sale · Disposed 130,488 · Balance 1,680,625 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 9,005.4963 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,005.4963 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 4,209,284 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,209,284 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 116,466 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,466 F1: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 273,035 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 273,035 |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
YUM BRANDS INC
Report date December 11, 2003 · Filed December 12, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $34.44 | Direct | 2,468.42 |
Reported balance
After 2003-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2003-12-11 · Grant · Acquired 2,468.42 · Balance 2,468.42 F1: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANK ONE CORP
Report date July 01, 2004 · Filed July 01, 2004
Section 16 reporting ended · disclosed 2004-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect401(k) | 0 |
Reported balance
After 2004-07-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2004-07-01 · Disposition to issuer · Disposed 1,637 · Balance 0 F1: See Remarks |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2004-07-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2004-07-01 · Disposition to issuer · Disposed 1,000,000 · Balance 0 F1: See Remarks |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 3
1 source rowRow 3 · 2004-07-01 · Disposition to issuer · Disposed 1,446,245 · Balance 0 F1: See Remarks |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2004-07-01 · Disposition to issuer · Disposed 286,039 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2004-07-01 · Disposition to issuer · Disposed 400,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.89 · Expires 2011-02-09 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-07-01 · Disposition to issuer · Disposed 215,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2004-07-01 · Disposition to issuer · Disposed 286,039 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.21 · Expires 2012-04-16 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2004-07-01 · Disposition to issuer · Disposed 350,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2004-07-01 · Disposition to issuer · Disposed 400,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.10 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2004-07-01 · Disposition to issuer · Disposed 485,724 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.55 · Expires 2009-08-15 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2004-07-01 · Disposition to issuer · Disposed 500,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option-(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2004-07-01 · Disposition to issuer · Disposed 354,688 · Balance 0 F2: See Remarks. |
| Employee Stock Option-(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2004-07-01 · Disposition to issuer · Disposed 496,000 · Balance 0 F2: See Remarks. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2004-07-01 · Disposition to issuer · Disposed 49,020 · Balance 0 F3: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32. |
Filing footnotes · ownership attribution and instrument terms
F1: See Remarks
F2: See Remarks.
F3: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 99,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001319 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 159,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001319 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| June 06, 2016 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | OtherCommon Stock | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001319 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,333 Read SEC document |
| February 11, 2016 Filed Feb 11, 2016 23:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 40,000 | $53.13 | $2,125,236.00 |
DisclosureSEC source: 0001225208-16-026145 · doc4.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 115,800 F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| February 11, 2016 Filed Feb 11, 2016 23:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 85,000 | $53.30 | $4,530,423.50 |
DisclosureSEC source: 0001225208-16-026145 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 4,340,740 F1 · ownership.nature: Balance reflects shares transferred from a GRAT and funding of a GRAT. Read SEC document |
| February 11, 2016 Filed Feb 11, 2016 23:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 45,000 | $53.30 | $2,398,459.50 |
DisclosureSEC source: 0001225208-16-026145 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 567,743 Read SEC document |
| February 11, 2016 Filed Feb 11, 2016 23:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 330,000 | $53.14 | $17,536,398.00 |
DisclosureSEC source: 0001225208-16-026145 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 F1 · balance_after: Balance reflects shares transferred from a GRAT and funding of a GRAT. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 159,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024263 · doc4.xml · derivative · entry 11 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,828 Underlying: Common Stock · 159,827 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 107,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024263 · doc4.xml · derivative · entry 10 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 107,343 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 146,669 | $58.29 | $8,549,702.68 |
DisclosureSEC source: 0001225208-16-024263 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,501 Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 107,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024263 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 159,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024263 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 26, 2015 Filed Oct 30, 2015 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 400 | $63.62 | $25,448.00 |
DisclosureSEC source: 0001225208-15-020068 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 75,800 F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| October 21, 2015 Filed Oct 30, 2015 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 400 | $62.51 | $25,004.00 |
DisclosureSEC source: 0001225208-15-020068 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 75,400 F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 198,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001767 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,546 Underlying: Common Stock · 198,546 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 21:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 600,481 | $0.00 Strike: $37.47 | $0.00 |
DisclosureSEC source: 0001225208-15-001527 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,481 shares Expires 2015-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Stock Appreciation Rights (SAR) exercise pursuant to SAR Exercise Plan dated October 21, 2014. F5 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2007. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 21:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 514,120 | $55.56 | $28,561,936.60 |
DisclosureSEC source: 0001225208-15-001527 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,148,451 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 21:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 600,481 | $37.47 | $22,500,023.07 |
DisclosureSEC source: 0001225208-15-001527 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 107,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001449 · doc4.xml · derivative · entry 11 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,343 Underlying: Common Stock · 107,342 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 168,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001449 · doc4.xml · derivative · entry 10 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 168,516 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 151,551 | $59.04 | $8,946,813.29 |
DisclosureSEC source: 0001225208-15-001449 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,062,090 F2 · ownership.direct: Balance reflects transfer of shares previously owned indirectly by GRAT to the JD Family Trust and to shares owned directly. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 107,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001449 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,213,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 168,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001449 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,106,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 15, 2014 Filed Jul 17, 2014 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 2,000,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-14-017203 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-22 F1 · shares: See text of Footnote 1 below. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 319,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002243 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,655 Underlying: Common Stock · 319,655 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 168,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001813 · doc4.xml · derivative · entry 10 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,516 Underlying: Common Stock · 168,516 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 125,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001813 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,708 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 161,762 | $58.10 | $9,398,372.20 |
DisclosureSEC source: 0001225208-14-001813 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,460,691 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 125,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001813 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,622,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 168,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001813 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,496,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 214,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001716 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,685 Underlying: Common Stock · 214,685 shares Expires 2016-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRight to Receive Stock · Derivative | 97,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001596 · doc4.xml · derivative · entry 10 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,852 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 125,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001596 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,708 Underlying: Common Stock · 125,707 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 121,648 | $45.81 | $5,572,694.88 |
DisclosureSEC source: 0001225208-13-001596 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,928,064 Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 97,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001596 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 125,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001596 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,951,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 20, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 15,000 | $34.02 | $510,268.50 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 971,459 Read SEC document |
| July 20, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 250,000 | $34.02 | $8,504,475.00 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,226,153 Read SEC document |
| July 19, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SalePreferred Stock, Series I | 1,851 | $1,110.00 | $2,054,610.00 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 10 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "C" Disclosed balance after: 0 F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| July 19, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SalePreferred Stock, Series I | 4,234 | $1,110.00 | $4,699,740.00 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "B" Disclosed balance after: 0 F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| July 19, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SalePreferred Stock, Series I | 1,770 | $1,110.00 | $1,964,700.00 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "A" Disclosed balance after: 0 F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| July 19, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 50,000 | $34.43 | $1,721,460.00 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 6 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 956,459 Read SEC document |
| July 19, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SalePreferred Stock, Series I | 2,793 | $1,110.00 | $3,100,230.00 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 5 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| July 19, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 75,000 | $34.45 | $2,584,117.50 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 75,000 F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| July 19, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SalePreferred Stock, Series I | 1,494 | $1,110.00 | $1,658,340.00 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Trust Disclosed balance after: 0 F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| July 19, 2012 Filed Jul 20, 2012 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 110,000 | $34.43 | $3,787,212.00 |
DisclosureSEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,976,153 Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 22:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 462,000 | $0.00 Strike: $31.22 | $0.00 |
DisclosureSEC source: 0001225208-12-006676 · doc4.xml · derivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 462,000 shares Expires 2012-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options exercised pursuant to 10b5-1 Plan dated February 15, 2012. Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 22:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 409,167 | $40.56 | $16,593,767.69 |
DisclosureSEC source: 0001225208-12-006676 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,866,153 Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 22:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 462,000 | $31.22 | $14,423,640.00 |
DisclosureSEC source: 0001225208-12-006676 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,275,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 22:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 562,430 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-12-001757 · doc4.xml · derivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,430 Underlying: Common Stock · 562,430 shares Expires 2022-01-18 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.