Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JPMORGAN CHASE & COJPM · Entity 2795 | Director · Chairman & CEO | April 15, 2026 | April 15, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | Director | December 11, 2003 | December 12, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JPMORGAN CHASE & CO
Report date April 15, 2026 · Filed April 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,680,625 |
Reported balance
After 2026-04-15 transaction · row 1
1 source rowRow 1 · 2026-04-15 · Sale · Disposed 130,488 · Balance 1,680,625 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 9,005.4963 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,005.4963 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 4,209,284 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,209,284 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 116,466 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,466 F1: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 273,035 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 273,035 |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
YUM BRANDS INC
Report date December 11, 2003 · Filed December 12, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $34.44 | Direct | 2,468.42 |
Reported balance
After 2003-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2003-12-11 · Grant · Acquired 2,468.42 · Balance 2,468.42 F1: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANK ONE CORP
Report date July 01, 2004 · Filed July 01, 2004
Section 16 reporting ended · disclosed 2004-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect401(k) | 0 |
Reported balance
After 2004-07-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2004-07-01 · Disposition to issuer · Disposed 1,637 · Balance 0 F1: See Remarks |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2004-07-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2004-07-01 · Disposition to issuer · Disposed 1,000,000 · Balance 0 F1: See Remarks |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 3
1 source rowRow 3 · 2004-07-01 · Disposition to issuer · Disposed 1,446,245 · Balance 0 F1: See Remarks |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2004-07-01 · Disposition to issuer · Disposed 286,039 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2004-07-01 · Disposition to issuer · Disposed 400,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.89 · Expires 2011-02-09 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-07-01 · Disposition to issuer · Disposed 215,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2004-07-01 · Disposition to issuer · Disposed 286,039 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.21 · Expires 2012-04-16 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2004-07-01 · Disposition to issuer · Disposed 350,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2004-07-01 · Disposition to issuer · Disposed 400,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.10 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2004-07-01 · Disposition to issuer · Disposed 485,724 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.55 · Expires 2009-08-15 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2004-07-01 · Disposition to issuer · Disposed 500,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option-(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2004-07-01 · Disposition to issuer · Disposed 354,688 · Balance 0 F2: See Remarks. |
| Employee Stock Option-(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2004-07-01 · Disposition to issuer · Disposed 496,000 · Balance 0 F2: See Remarks. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2004-07-01 · Disposition to issuer · Disposed 49,020 · Balance 0 F3: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32. |
Filing footnotes · ownership attribution and instrument terms
F1: See Remarks
F2: See Remarks.
F3: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 231,725 | $42.62 | $9,876,119.50 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · nonDerivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,777,661 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 283,800 | $28.70 | $8,145,060.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · nonDerivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,009,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 472,352 | $42.62 | $20,131,642.24 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · nonDerivative · entry 6 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,725,586 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 654,720 | $21.50 | $14,076,480.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · nonDerivative · entry 5 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,197,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 380,929 | $42.62 | $16,235,193.98 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,543,218 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 528,000 | $21.50 | $11,352,000.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,924,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 380,929 | $42.62 | $16,235,193.98 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,396,147 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 16:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 528,000 | $21.50 | $11,352,000.00 |
DisclosureSEC source: 0000019617-06-000324 · dim841.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,777,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2006 Filed Jan 24, 2006 18:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 29,880 | $38.05 | $1,136,934.00 |
DisclosureSEC source: 0000019617-06-000072 · dim801.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249,076 Read SEC document |
| January 19, 2006 Filed Jan 20, 2006 22:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 321,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-06-000037 · dim770.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,278,956 F1 · kind: This award of restricted stock units will vest 50% on January 25, 2008 and 50% on January 25, 2009. All other award terms are substantially the same as those of the restricted stock units granted on January 20, 2005. Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 20:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Right · Derivative | 600,481 | $0.00 Strike: $37.47 | $0.00 |
DisclosureSEC source: 0000019617-05-000047 · dim625.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,481 Underlying: Common Stock · 600,481 shares Expires 2015-01-20 F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2007. Read SEC document |
| January 18, 2005 Filed Jan 19, 2005 21:01 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 13,085 | $37.81 | $494,743.85 |
DisclosureSEC source: 0000019617-05-000018 · dim578.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,956,993 Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerRestricted Stock Units · Derivative | 49,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 14 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,020 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32. F3 · derivative.exercise_date: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32. F3 · derivative.expiration_date: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option-(right to buy) · Derivative | 496,000 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 13 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 496,000 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option-(right to buy) · Derivative | 354,688 | $0.00 Strike: $39.68 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 12 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 354,688 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $39.55 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 11 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2009-08-15 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 485,724 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 10 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 485,724 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $41.21 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 350,000 shares Expires 2012-04-16 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 286,039 | $0.00 Strike: $39.68 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 286,039 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 215,000 | $0.00 Strike: $37.89 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 6 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 215,000 shares Expires 2011-02-09 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 5 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 286,039 | $0.00 Strike: $39.68 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · derivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 286,039 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerCommon Stock | 1,446,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: See Remarks Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: See Remarks Read SEC document |
| July 01, 2004 Filed Jul 1, 2004 13:41 UTC | BANK ONE CORP ONE · Entity 14028 | Disposition to issuerCommon Stock | 1,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001081 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 0 F1 · price: See Remarks Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option(right to buy) · Derivative | 197,888 | $0.00 Strike: $28.86 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 16 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,888 Underlying: Common Stock · 197,888 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option(right to buy) · Derivative | 468,188 | $0.00 Strike: $30.06 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 15 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,188 Underlying: Common Stock · 468,188 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option(right to buy) · Derivative | 654,720 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 14 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,720 Underlying: Common Stock · 654,720 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 245,380 | $0.00 Strike: $28.86 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 13 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,380 Underlying: Common Stock · 245,380 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 283,800 | $0.00 Strike: $28.70 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 12 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,800 Underlying: Common Stock · 283,800 shares Expires 2011-02-09 F2 · price: See Remarks. F4 · derivative.exercise_date: Option vests over 5 years in 20% annual increments from date of grant. The date exercisable reported in the table is the first vesting date. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 377,571 | $0.00 Strike: $30.06 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 11 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,571 Underlying: Common Stock · 377,571 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 462,000 | $0.00 Strike: $31.22 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 10 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,000 Underlying: Common Stock · 462,000 shares Expires 2012-04-16 F2 · price: See Remarks. F4 · derivative.exercise_date: Option vests over 5 years in 20% annual increments from date of grant. The date exercisable reported in the table is the first vesting date. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 528,000 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,000 Underlying: Common Stock · 528,000 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 660,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,000 Underlying: Common Stock · 660,000 shares Expires 2009-08-15 F2 · price: See Remarks. F3 · derivative.exercise_date: Option vests over 3 years in one-third annual increments from date of grant. The date exercisable reported in the table is the first vesting date. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option ( right to buy ) · Derivative | 197,888 | $0.00 Strike: $28.86 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,888 Underlying: Common Stock · 197,888 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option ( right to buy ) · Derivative | 377,571 | $0.00 Strike: $30.06 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 6 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,571 Underlying: Common Stock · 377,571 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option ( right to buy ) · Derivative | 528,000 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · derivative · entry 5 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,000 Underlying: Common Stock · 528,000 shares Expires 2010-03-27 F2 · price: See Remarks. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 3,671 | $38.64 | $141,847.44 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970,078 Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 2,161 F1 · price: See Remarks Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,320,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,320,000 F1 · price: See Remarks Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,973,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001112 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973,749 F1 · price: See Remarks Read SEC document |
| March 29, 2004 Filed Mar 30, 2004 16:11 UTC | BANK ONE CORP ONE · Entity 14028 | Tax withholdingCommon Stock | 2,076 | $53.74 | $111,564.24 |
DisclosureSEC source: 0001225208-04-000567 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446,245 Read SEC document |
| January 20, 2004 Filed Jan 21, 2004 17:03 UTC | BANK ONE CORP ONE · Entity 14028 | GrantRestricted Stock Units · Derivative | 49,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-000071 · doc4.xml · derivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,020 Underlying: Common Stock · 49,020 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive a share of the Corporation's common stock 3 years from the grant date, on a 1 for 1 basis, and dividend equivalent rights payable in cash. F1 · kind: Each restricted stock unit represents the right to receive a share of the Corporation's common stock 3 years from the grant date, on a 1 for 1 basis, and dividend equivalent rights payable in cash. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive a share of the Corporation's common stock 3 years from the grant date, on a 1 for 1 basis, and dividend equivalent rights payable in cash. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive a share of the Corporation's common stock 3 years from the grant date, on a 1 for 1 basis, and dividend equivalent rights payable in cash. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 14:46 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 2,468.42 | $34.44 Strike: $34.44 | $85,000.04 |
DisclosureSEC source: 0001041061-03-000199 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,468.42 Underlying: Common Stock · 2,468.42 shares Expires not disclosed F1 · derivative.exercise_date: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases. F1 · derivative.expiration_date: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases. Read SEC document |
| November 04, 2003 Filed Nov 5, 2003 18:54 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Option (Right to Buy) · Derivative | 1,773 | $33.86 Strike: $33.86 | $60,024.92 |
DisclosureSEC source: 0001041061-03-000152 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,773 Underlying: Common Stock · 1,773 shares Expires 2013-11-04 Read SEC document |
| August 15, 2003 Filed Aug 18, 2003 17:22 UTC | BANK ONE CORP ONE · Entity 14028 | GrantEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $39.55 | $0.00 |
DisclosureSEC source: 0001067092-03-000154 · doc4.xml · derivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2009-08-15 F1 · derivative.exercise_date: This option vests and becomes exercisable in one-third increments on each of the 1st, 2nd, and 3rd anniversaries of the grant dat e. Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 12:04 UTC | BANK ONE CORP ONE · Entity 14028 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0001067092-03-000134 · doc4.xml · derivative · entry 12 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2010-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 12:04 UTC | BANK ONE CORP ONE · Entity 14028 | GrantEmployee Stock Option (right to buy) · Derivative | 286,039 | $0.00 Strike: $39.68 | $0.00 |
DisclosureSEC source: 0001067092-03-000134 · doc4.xml · derivative · entry 11 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,039 Underlying: Common Stock · 286,039 shares Expires 2010-03-27 Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 12:04 UTC | BANK ONE CORP ONE · Entity 14028 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0001067092-03-000134 · doc4.xml · derivative · entry 10 DIMON JAMES · CIK 0001195345 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2010-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.