Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JPMORGAN CHASE & COJPM · Entity 2795 | Director · Chairman & CEO | April 15, 2026 | April 15, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | Director | December 11, 2003 | December 12, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JPMORGAN CHASE & CO
Report date April 15, 2026 · Filed April 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,680,625 |
Reported balance
After 2026-04-15 transaction · row 1
1 source rowRow 1 · 2026-04-15 · Sale · Disposed 130,488 · Balance 1,680,625 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 9,005.4963 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,005.4963 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 4,209,284 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,209,284 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 116,466 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,466 F1: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 273,035 |
Reported balance
Holding disclosure · report date 2026-04-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 273,035 |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
YUM BRANDS INC
Report date December 11, 2003 · Filed December 12, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $34.44 | Direct | 2,468.42 |
Reported balance
After 2003-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2003-12-11 · Grant · Acquired 2,468.42 · Balance 2,468.42 F1: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANK ONE CORP
Report date July 01, 2004 · Filed July 01, 2004
Section 16 reporting ended · disclosed 2004-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect401(k) | 0 |
Reported balance
After 2004-07-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2004-07-01 · Disposition to issuer · Disposed 1,637 · Balance 0 F1: See Remarks |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2004-07-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2004-07-01 · Disposition to issuer · Disposed 1,000,000 · Balance 0 F1: See Remarks |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 3
1 source rowRow 3 · 2004-07-01 · Disposition to issuer · Disposed 1,446,245 · Balance 0 F1: See Remarks |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2004-07-01 · Disposition to issuer · Disposed 286,039 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2004-07-01 · Disposition to issuer · Disposed 400,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.89 · Expires 2011-02-09 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-07-01 · Disposition to issuer · Disposed 215,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2004-07-01 · Disposition to issuer · Disposed 286,039 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.21 · Expires 2012-04-16 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2004-07-01 · Disposition to issuer · Disposed 350,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2004-07-01 · Disposition to issuer · Disposed 400,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.10 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2004-07-01 · Disposition to issuer · Disposed 485,724 · Balance 0 F2: See Remarks. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.55 · Expires 2009-08-15 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2004-07-01 · Disposition to issuer · Disposed 500,000 · Balance 0 F2: See Remarks. |
| Employee Stock Option-(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2004-07-01 · Disposition to issuer · Disposed 354,688 · Balance 0 F2: See Remarks. |
| Employee Stock Option-(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2010-03-27 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2004-07-01 · Disposition to issuer · Disposed 496,000 · Balance 0 F2: See Remarks. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2004-07-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2004-07-01 · Disposition to issuer · Disposed 49,020 · Balance 0 F3: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32. |
Filing footnotes · ownership attribution and instrument terms
F1: See Remarks
F2: See Remarks.
F3: These restricted stock units were assumed by JPM in the merger and replaced by JPM restricted stock units, with substantially the same terms, except that the number of units was multplied by 1.32.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2022 Filed Mar 29, 2022 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 398,708.0522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005164 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 398,708.0522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F7 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2021, as provided under the terms of a PSU award granted on January 15, 2019, and as previously reported on a Form 4 filed on March 17, 2022. The PSUs settled in shares of common stock on March 25, 2022. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F7 · derivative.exercise_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2021, as provided under the terms of a PSU award granted on January 15, 2019, and as previously reported on a Form 4 filed on March 17, 2022. The PSUs settled in shares of common stock on March 25, 2022. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F7 · derivative.expiration_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2021, as provided under the terms of a PSU award granted on January 15, 2019, and as previously reported on a Form 4 filed on March 17, 2022. The PSUs settled in shares of common stock on March 25, 2022. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 220,486.0522 | $141.99 | $31,306,814.55 |
DisclosureSEC source: 0001225208-22-005164 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166,561 F3 · balance_after: Balance reflects a) 310,028 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on January 18, 2022; b) 141,528 shares transferred from a GRAT to the Grantor on January 18, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 398,708.0522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005164 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387,047.0522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2022 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 398,708.0522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004833 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,708.0522 Underlying: Common Stock · 398,708.0522 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2021. The PSUs are expected to vest and settle in shares of common stock on March 25, 2022, which will be reported in a later Form 4 filing. The Firm previously reported in a Current Report on Form 8-K filed on January 17, 2019 that Mr. James Dimon's compensation for performance year 2018 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 15, 2019. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 15, 2019. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 562,430 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-21-013112 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 562,430 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of SARs pursuant to 10b5-1 Plan dated August 9, 2021 F3 · derivative.exercise_date: Stock appreciation rights granted on January 18, 2012, which have a ten-year term, became exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 375,403 | $162.04 | $60,828,425.11 |
DisclosureSEC source: 0001225208-21-013112 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,783 Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 562,430 | $35.61 | $20,028,132.30 |
DisclosureSEC source: 0001225208-21-013112 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2021 Filed Jul 20, 2021 20:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 1,500,000 | $0.00 Strike: $148.73 | $0.00 |
DisclosureSEC source: 0001225208-21-010793 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2031-07-20 F1 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial results. In addition, all equity awards granted in 2021 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to the Chairman and Chief Executive Officer are also subject to Protection-based Vesting provisions under which awards may be cancelled as determined by the Compensation & Management Development Committee of the Board of Directors and ratified by the Board of Directors. F2 · derivative.exercise_date: The options have a ten-year term and will become exercisable no earlier than July 20, 2026. Vesting is subject to continuous leadership of the Firm, with certain limited exceptions. Net shares resulting from the exercise must be held until July 20, 2031, and are also subject to the Firm's stock ownership guideline and retention requirements applicable to the Firm's Operating Committee members. The Firm also reported this special award in a Current Report on Form 8-K filed on July 20, 2021. Read SEC document |
| May 14, 2021 Filed Oct 1, 2021 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 9,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012647 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 152,940 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 9,552 shares were transferred to beneficiaries on May 12, 2021. A total of 9,552 shares were transferred from beneficiaries to Insider's Family LLC on May 14, 2021. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| May 12, 2021 Filed Oct 1, 2021 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 9,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012647 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's GRATs Disclosed balance after: 0 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 9,552 shares were transferred to beneficiaries on May 12, 2021. A total of 9,552 shares were transferred from beneficiaries to Insider's Family LLC on May 14, 2021. F3 · balance_after: Balance reflects a) 180,887 shares transferred from a Grantor Retained Annuity Trust to the Grantor on May 3, 2021. This transfer is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 335,429.9785 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005939 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 335,429.9785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F5 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2020, as provided under the terms of a PSU award granted on January 16, 2018, and as previously reported on a Form 4 filed on March 18, 2021. The PSUs settled in shares of common stock on March 25, 2021. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F5 · derivative.exercise_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2020, as provided under the terms of a PSU award granted on January 16, 2018, and as previously reported on a Form 4 filed on March 18, 2021. The PSUs settled in shares of common stock on March 25, 2021. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F5 · derivative.expiration_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2020, as provided under the terms of a PSU award granted on January 16, 2018, and as previously reported on a Form 4 filed on March 18, 2021. The PSUs settled in shares of common stock on March 25, 2021. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 178,515.9785 | $151.15 | $26,982,690.15 |
DisclosureSEC source: 0001225208-21-005939 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,187 F3 · balance_after: Balance reflects a) 326,865 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on November 23, 2020 and b) 417,517 shares transferred from the Grantor for funding of a GRAT on November 25, 2020. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 335,429.9785 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005939 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,702.9785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2021 upon settlement of a Performance Share Unit (PSU) award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 335,429.9785 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005571 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,429.9785 Underlying: Common Stock · 335,429.9785 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2020. The PSUs are expected to vest and settle in shares of common stock on March 25, 2021, which will be reported in a later Form 4 filing. The Firm previously reported in a Current Report on Form 8-K filed on January 18, 2018 that Mr. James Dimon's compensation for performance year 2017 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 16, 2018. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 16, 2018. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 367,377 | $0.00 Strike: $47.73 | $0.00 |
DisclosureSEC source: 0001225208-20-012513 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 367,377 shares Expires 2021-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of SARs pursuant to 10b5-1 Plan dated August 13, 2020. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 276,725 | $101.01 | $27,952,684.06 |
DisclosureSEC source: 0001225208-20-012513 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,925 Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 367,377 | $47.73 | $17,534,904.21 |
DisclosureSEC source: 0001225208-20-012513 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 22, 2020 20:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 27,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008145 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 143,388 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 150,927 shares were transferred to beneficiaries on May 4, 2020. A total of 150,927 shares were transferred from beneficiaries to Insider's Family Trusts and LLC, on May 13, 2020 and May 14, 2020, respectively. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| May 13, 2020 Filed May 22, 2020 20:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 123,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008145 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 2,026,485 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 150,927 shares were transferred to beneficiaries on May 4, 2020. A total of 150,927 shares were transferred from beneficiaries to Insider's Family Trusts and LLC, on May 13, 2020 and May 14, 2020, respectively. Read SEC document |
| May 04, 2020 Filed May 22, 2020 20:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 150,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008145 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's GRATs Disclosed balance after: 190,439 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 150,927 shares were transferred to beneficiaries on May 4, 2020. A total of 150,927 shares were transferred from beneficiaries to Insider's Family Trusts and LLC, on May 13, 2020 and May 14, 2020, respectively. F3 · balance_after: Balance reflects a) 202,755 shares transferred from his Spouse's Grantor Retained Annuity Trust to the Reporting Person on May 1, 2020, pursuant to an agreement entered into on November 15, 2019, under the terms of the Grantor Retained Annuity Trust; and b) 249,149 shares transferred from a Grantor Retained Annuity Trust to the Grantor on May 4, 2020. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 412,233.6638 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005640 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 412,233.6638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F7 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2019, as provided under the terms of a PSU award granted on January 17, 2017, and as previously reported on a Form 4 filed on March 19, 2020. The PSUs settled in shares of common stock on March 25, 2020. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F7 · derivative.exercise_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2019, as provided under the terms of a PSU award granted on January 17, 2017, and as previously reported on a Form 4 filed on March 19, 2020. The PSUs settled in shares of common stock on March 25, 2020. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F7 · derivative.expiration_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2019, as provided under the terms of a PSU award granted on January 17, 2017, and as previously reported on a Form 4 filed on March 19, 2020. The PSUs settled in shares of common stock on March 25, 2020. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 219,391.6638 | $89.85 | $19,711,244.03 |
DisclosureSEC source: 0001225208-20-005640 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,998 F3 · balance_after: Balances reflect a) 150,000 shares transferred to the Reporting Person from his spouse's Grantor Retained Annuity Trust (GRAT) on November 1, 2019, pursuant to an agreement entered into on August 15, 2019, under the terms of the GRAT; b) 515,927 shares transferred from a GRAT to the Grantor on November 20, 2019; and c) 665,927 shares transferred from the Grantor for funding of a GRAT on November 21, 2019. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 412,233.6638 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005640 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,389.6638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2020 upon settlement of a Performance Share Unit (PSU) award granted on January 17, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 19, 2020), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 412,233.6638 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005416 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,233.6638 Underlying: Common Stock · 412,233.6638 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2019. The PSUs are expected to vest and settle in shares of common stock on March 25, 2020, which will be reported in a later Form 4 filing. The Firm previously reported in a Current Report on Form 8-K filed on January 19, 2017 that Mr. James Dimon's compensation for performance year 2016 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 17, 2017. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 17, 2017. Read SEC document |
| January 15, 2020 Filed Mar 27, 2020 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 169,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005640 · doc4.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 4,166,636 F4 · acquired: Upon termination of a GRAT, 169,101 shares were transferred to Family Trusts as beneficiaries on January 15, 2020. F3 · balance_after: Balances reflect a) 150,000 shares transferred to the Reporting Person from his spouse's Grantor Retained Annuity Trust (GRAT) on November 1, 2019, pursuant to an agreement entered into on August 15, 2019, under the terms of the GRAT; b) 515,927 shares transferred from a GRAT to the Grantor on November 20, 2019; and c) 665,927 shares transferred from the Grantor for funding of a GRAT on November 21, 2019. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| January 15, 2020 Filed Mar 27, 2020 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 169,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005640 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 1,903,146 F4 · acquired: Upon termination of a GRAT, 169,101 shares were transferred to Family Trusts as beneficiaries on January 15, 2020. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 563,562 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-19-013625 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 563,562 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of SARs pursuant to 10b5-1 Plan dated August 15, 2019. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 394,837 | $120.00 | $47,380,440.00 |
DisclosureSEC source: 0001225208-19-013625 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,156 Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 563,562 | $43.20 | $24,345,878.40 |
DisclosureSEC source: 0001225208-19-013625 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2019 Filed May 15, 2019 20:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 375,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008066 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 4,185,737 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 375,277 shares were transferred to Family Trusts as beneficiaries on May 9, 2019. F2 · balance_after: Balances reflect a) 86,166 shares acquired by the Grantor from a Grantor Retained Annuity Trust (GRAT) on May 1, 2019, pursuant to an agreement entered into on February 15, 2019, under the terms of the GRAT; b) 847,970 shares transferred from a GRAT to the Grantor on May 8, 2019; c) 456,690 shares transferred from a GRAT to the Grantor on May 8, 2019; and d) 1,910,841 shares transferred from Grantor for funding of a GRAT on May 10, 2019. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| May 09, 2019 Filed May 15, 2019 20:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 375,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008066 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 1,734,045 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 375,277 shares were transferred to Family Trusts as beneficiaries on May 9, 2019. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 578,091.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005833 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 578,091.2282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F6 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F6 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F6 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 307,660.2282 | $99.33 | $30,559,890.47 |
DisclosureSEC source: 0001225208-19-005833 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,446 F3 · balance_after: Amount owned directly reflects 520,015 shares transferred from a Grantor Retainer Annuity Trust to the Grantor on January 16, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 578,091.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005833 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,106.2282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 578,091.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005673 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,091.2282 Underlying: Common Stock · 578,091.2282 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019, which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that Mr. James Dimon's compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| February 12, 2018 Filed Feb 14, 2019 21:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 389,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002533 · doc5.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 4,254,846 F2 · balance_after: Amount owned directly reflects 258,681 shares transferred from a Grantor Retained Annuity Trust to the Grantor on January 31, 2018. This transfer is exempt from Section 16 pursuant to Rule 16a-3. Read SEC document |
| February 12, 2018 Filed Feb 14, 2019 21:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 389,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002533 · doc5.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 1,358,768 F1 · balance_after: Upon termination of a Grantor Retained Annuity Trust, 389,808 shares were transferred Grantor Retained Annuity Trust to Family Trusts as beneficiaries. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 99,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001145 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,273 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 51,786 | $111.85 | $5,792,005.17 |
DisclosureSEC source: 0001225208-18-001145 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,487 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 99,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001145 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 21:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 2,000,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-17-016248 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 21:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 1,483,634 | $95.84 | $142,184,064.39 |
DisclosureSEC source: 0001225208-17-016248 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,043 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Reporting person received 516,366 shares net of such withholding. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 21:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,000,000 | $39.83 | $79,660,000.00 |
DisclosureSEC source: 0001225208-17-016248 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,688,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of Stock Appreciation Rights (SARs) pursuant to SAR Exercise Plan dated August 3, 2017. Amount represents the gross number of shares underlying the SARs. Read SEC document |
| May 23, 2017 Filed May 23, 2017 21:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 50,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010311 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 3,698,292 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 50,490 shares were transferred to Family Trusts as beneficiaries. F2 · balance_after: Amount owned directly includes 571,278 shares transferred from a Grantor Retained Annuity Trust to the Grantor on May 22, 2017. This transfer is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| May 23, 2017 Filed May 23, 2017 21:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 50,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010311 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 968,960 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 50,490 shares were transferred to Family Trusts as beneficiaries. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 350,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002006 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 2,696,484 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 350,727 shares were transferred to a Family Trust as beneficiary. F2 · balance_after: Balance includes 653,245 shares transferred from a Grantor Retained Annuity Trust to the Grantor on January 25, 2017. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 350,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002006 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 918,470 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 350,727 shares were transferred to a Family Trust as beneficiary. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 99,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001319 · doc4.xml · derivative · entry 12 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,273 Underlying: Common Stock · 99,273 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 159,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001319 · doc4.xml · derivative · entry 11 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 159,828 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 142,988 | $87.14 | $12,459,259.38 |
DisclosureSEC source: 0001225208-17-001319 · doc4.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,730 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.