Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Co-President | April 16, 2026 | April 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date April 16, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 282,142.385 |
Ending reported balance
After 2026-04-16 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-04-16 · Sale · Disposed 6,584 · Balance 327,226.385 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.77 to $187.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-04-16 · Sale · Disposed 33,541 · Balance 293,685.385 F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.77 to $188.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-04-16 · Sale · Disposed 6,353 · Balance 287,332.385 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.77 to $189.63, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2026-04-16 · Sale · Disposed 1,400 · Balance 285,932.385 F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $189.77 to $190.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2026-04-16 · Sale · Disposed 3,190 · Balance 282,742.385 F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2026-04-16 · Sale · Disposed 600 · Balance 282,142.385 F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.34, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.77 to $187.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.77 to $188.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.77 to $189.63, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $189.77 to $190.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.34, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2022 Filed Jan 21, 2022 21:24 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 15,262 | $95.73 | $1,461,031.26 |
DisclosureSEC source: 0001209191-22-004431 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,046.838 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:24 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 52,062.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004431 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,308.838 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 16, 2021 Filed Jul 16, 2021 20:28 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 11,465 | $92.97 | $1,065,901.05 |
DisclosureSEC source: 0001209191-21-046926 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,074.63 Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:20 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 25,846 | $78.43 | $2,027,101.78 |
DisclosureSEC source: 0001209191-21-014742 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,907.227 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:20 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 52,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014742 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,753.227 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:35 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 19,832 | $72.55 | $1,438,811.60 |
DisclosureSEC source: 0001209191-21-004884 · doc4.xml · nonDerivative · entry 4 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,238.756 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:35 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 10,218 | $74.01 | $756,249.51 |
DisclosureSEC source: 0001209191-21-004884 · doc4.xml · nonDerivative · entry 3 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,070.756 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.75 to $74.22, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:35 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 13,565 | $74.84 | $1,015,204.60 |
DisclosureSEC source: 0001209191-21-004884 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,288.756 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 19, 2018. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:35 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 79,976.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004884 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,853.756 F1 · kind: Restricted Stock Units granted in 2021 as part of 2020 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | GrantDepositary Shares | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-054031 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · security: Each Depositary Share represents a 1/100th interest in a share of Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series N, $0.01 par value per share ("Preferred Stock, Series N"). F2 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc. and E*TRADE Financial Corporation, as it may be amended from time to time (the "Merger Agreement"). F3 · price: Pursuant to the Merger Agreement, each share of E*TRADE Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series B, $0.01 par value per share, outstanding immediately prior to the effective time of the merger, was cancelled in exchange for the right to receive one share of Preferred Stock, Series N. Shares of Preferred Stock Series N are represented by Depositary Shares, each representing a 1/100th interest in a share of Preferred Stock, Series N. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:13 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 28,846 | $52.56 | $1,516,194.80 |
DisclosureSEC source: 0001209191-20-043181 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,477.962 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.38 to $52.77, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 21:26 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 18,407 | $45.41 | $835,861.87 |
DisclosureSEC source: 0001209191-20-013842 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,320.301 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 21:26 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 37,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013842 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,727.301 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.