Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLUG POWER INCPLUG · Entity 4258 | GM New Mkts & Pres New Prd Dv | September 29, 2023 | October 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLUG POWER INC
Report date September 29, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 474,776 |
Reported balance
After 2023-09-29 transaction · row 1
1 source rowRow 1 · 2023-09-29 · Tax withholding · Disposed 30,056 · Balance 474,776 F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. F2: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 46,205 |
Reported balance
Holding disclosure · report date 2023-09-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,205 F3: The Reporting Person holds 46,205 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 28, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.
F2: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023.
F3: The Reporting Person holds 46,205 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 28, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2020 Filed Sep 1, 2020 21:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionRestricted Stock Unit · Derivative | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · derivative · entry 5 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 83,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F3 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingPlug Power Common Stock | 39,757 | $13.65 | $542,683.05 |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,596 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 83,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 30,621 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001104659-20-077003 · a4.xml · derivative · entry 6 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 30,621 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 30,621 | $7.25 | $222,002.25 |
DisclosureSEC source: 0001104659-20-077003 · a4.xml · nonDerivative · entry 4 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,020 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 30,621 | $5.39 | $165,047.19 |
DisclosureSEC source: 0001104659-20-077003 · a4.xml · nonDerivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 169,379 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001104659-20-077003 · a4.xml · derivative · entry 5 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,621 Underlying: Common Stock · 169,379 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 169,379 | $7.00 | $1,186,042.57 |
DisclosureSEC source: 0001104659-20-077003 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,020 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 169,379 | $5.39 | $912,952.81 |
DisclosureSEC source: 0001104659-20-077003 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 12:43 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001104659-20-024085 · a4.xml · derivative · entry 6 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 50,000 shares Expires 2023-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 12:43 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 50,000 | $6.00 | $300,000.00 |
DisclosureSEC source: 0001104659-20-024085 · a4.xml · nonDerivative · entry 4 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,020 F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 12:43 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 50,000 | $0.57 | $28,500.00 |
DisclosureSEC source: 0001104659-20-024085 · a4.xml · nonDerivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 24, 2020 12:43 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001104659-20-024085 · a4.xml · derivative · entry 5 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 50,000 shares Expires 2023-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| February 18, 2020 Filed Feb 24, 2020 12:43 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 50,000 | $5.00 | $250,000.00 |
DisclosureSEC source: 0001104659-20-024085 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,020 F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan. Read SEC document |
| February 18, 2020 Filed Feb 24, 2020 12:43 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 50,000 | $0.57 | $28,500.00 |
DisclosureSEC source: 0001104659-20-024085 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:43 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionRestricted Stock Unit · Derivative | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-048311 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 83,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:43 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 28,313 | $2.14 | $60,589.82 |
DisclosureSEC source: 0001104659-19-048311 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,020 F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:43 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-048311 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 21:34 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantRestricted Stock Unit · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-046833 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO and Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F4 · derivative.exercise_date: 83,333 restricted stock units vest on August 19, 2020, 83,333 restricted stock units vest on August 19, 2021 and 83,334 restricted stock units vest on August 19, 2022. F4 · derivative.expiration_date: 83,333 restricted stock units vest on August 19, 2020, 83,333 restricted stock units vest on August 19, 2021 and 83,334 restricted stock units vest on August 19, 2022. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 21:34 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001104659-19-046833 · a4.xml · derivative · entry 2 Schmid Keith · CIK 0001590336 · COO and Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2029-08-19 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 41,666 options vest on August 19, 2020, 41,667 options vest on August 19, 2021 and 41,667 options vest on August 19, 2022. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 21:34 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001104659-19-046833 · a4.xml · derivative · entry 1 Schmid Keith · CIK 0001590336 · COO and Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2029-08-19 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 41,666 options vest on August 19, 2020, 41,667 options vest on August 19, 2021 and 41,667 options vest on August 19, 2022. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 22:05 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantRestricted Stock Unit · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-054549 · a4.xml · derivative · entry 2 Schmid Keith · CIK 0001590336 · Chief Operating Officer & SrVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F4 · derivative.exercise_date: 83,333 restricted stock units vest on August 28, 2019, 83,333 restricted stock units vest on August 28, 2020 and 83,334 restricted stock units vest on August 28, 2021. F4 · derivative.expiration_date: 83,333 restricted stock units vest on August 28, 2019, 83,333 restricted stock units vest on August 28, 2020 and 83,334 restricted stock units vest on August 28, 2021. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 22:05 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-18-054549 · a4.xml · derivative · entry 1 Schmid Keith · CIK 0001590336 · Chief Operating Officer & SrVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-08-28 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 83,333 options vest on August 28, 2019, 83,333 options vest on August 28, 2020 and 83,334 options vest on August 28, 2021. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:29 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-17-055598 · a4.xml · derivative · entry 1 Schmid Keith · CIK 0001590336 · Chief Operating Officer & SrVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2027-08-31 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 216,666 options vest on August 31, 2018, 216,667 options vest on August 31, 2019 and 216,667 options vest on August 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.