Johnson Paula A

SEC source: 0001341161-26-000005 · form4-08172026_080804.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2036-08-12

F1 · derivative.exercise_date: The option shall vest as to 1/36th of the total award monthly, with the first tranche vesting on September 13, 2026, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.

SEC source: 0000200406-26-000098 · wk-form4_1777327261.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,359.3973

Underlying: Common Stock · 975 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F2 · balance_after: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.

SEC source: 0000200406-25-000127 · wk-form4_1745876716.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,265.9823

Underlying: Common Stock · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F2 · balance_after: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.

SEC source: 0001225208-24-005329 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,858.548

Underlying: Common Stock · 1,385.697 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F2 · balance_after: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.

SEC source: 0000200406-26-000006 · wk-form5_1769642965.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89

F1 · price: On August 23, 2023, Johnson & Johnson commenced a registered exchange offer to holders of shares of Johnson & Johnson common stock to exchange Johnson & Johnson common stock for Kenvue Inc. (Kenvue) common stock. The final exchange ratio was 8.0324 shares of Kenvue common stock per share of Johnson & Johnson common stock accepted in the exchange offer.

SEC source: 0001225208-23-005252 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,429.5

Underlying: Common Stock · 1,429.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

SEC source: 0001415889-22-013007 · form4-12272022_101206.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed in connection with transactions contemplated by the Agreement and Plan of Merger, dated as of October 31, 2022 (the "Merger Agreement"), by and among the Issuer, Johnson & Johnson ("Parent") and Athos Merger Sub, Inc. ("Merger Sub"), pursuant to which, on December 22, 2022, Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each outstanding share of common stock, par value $0.01 per share, of the Issuer (each, an "Issuer Share") was automatically converted into the right to receive (i) an amount in cash equal to $380.00 (the "Cash Amount"), plus (ii) one non-tradeable contingent value right (the "CVR"), representing the right to receive contingent payments of up to $35.00 per Issuer Share, payable upon the achievement of certain specified milestones set out in the Contingent Value Rights Agreement.

F2 · kind: Pursuant to the Merger Agreement, each award of restricted stock units of the Issuer, excluding any award of restricted stock units with vesting subject to performance-based conditions ("Company RSU Award"), outstanding as of immediately prior to the Effective Time was canceled and converted into the right to receive (i) an amount in cash, without interest, equal to the product of (A) the aggregate number of Issuer Shares underlying such Company RSU Award and (B) the Cash Amount and (ii) one CVR per Issuer Share.

F1 · shares: Disposed in connection with transactions contemplated by the Agreement and Plan of Merger, dated as of October 31, 2022 (the "Merger Agreement"), by and among the Issuer, Johnson & Johnson ("Parent") and Athos Merger Sub, Inc. ("Merger Sub"), pursuant to which, on December 22, 2022, Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each outstanding share of common stock, par value $0.01 per share, of the Issuer (each, an "Issuer Share") was automatically converted into the right to receive (i) an amount in cash equal to $380.00 (the "Cash Amount"), plus (ii) one non-tradeable contingent value right (the "CVR"), representing the right to receive contingent payments of up to $35.00 per Issuer Share, payable upon the achievement of certain specified milestones set out in the Contingent Value Rights Agreement.

F2 · shares: Pursuant to the Merger Agreement, each award of restricted stock units of the Issuer, excluding any award of restricted stock units with vesting subject to performance-based conditions ("Company RSU Award"), outstanding as of immediately prior to the Effective Time was canceled and converted into the right to receive (i) an amount in cash, without interest, equal to the product of (A) the aggregate number of Issuer Shares underlying such Company RSU Award and (B) the Cash Amount and (ii) one CVR per Issuer Share.

SEC source: 0001415889-22-008523 · form4-08122022_010800.xml · nonDerivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659

F2 · kind: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

F2 · shares: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

SEC source: 0001415889-22-008523 · form4-08122022_010800.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922

F1 · kind: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) the first anniversary of the date of grant; and (b) the date of the Corporation's 2023 Annual Meeting; that such awards shall be subject to a Time-Based Restricted Stock Unit Award Agreement in accordance with the Second Amended & Restated 2015 Omnibus Incentive Plan.

F1 · shares: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) the first anniversary of the date of grant; and (b) the date of the Corporation's 2023 Annual Meeting; that such awards shall be subject to a Time-Based Restricted Stock Unit Award Agreement in accordance with the Second Amended & Restated 2015 Omnibus Incentive Plan.

SEC source: 0001415889-22-004360 · form4-04292022_010420.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241

F1 · kind: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

F1 · shares: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

SEC source: 0001179110-21-008173 · edgar.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342

F1 · kind: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a)August 11, 2022; or (b) the date of the Issuer's next annual meeting of stockholders.

F1 · shares: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a)August 11, 2022; or (b) the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001179110-21-004649 · edgar.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

F1 · kind: Consists of restricted stock units granted to the reporting person. One third of the restricted stock units will vest and the underlying shares will be issued to the reporting person on each of April 26, 2022, April 26, 2023 and April 26, 2024.

F1 · shares: Consists of restricted stock units granted to the reporting person. One third of the restricted stock units will vest and the underlying shares will be issued to the reporting person on each of April 26, 2022, April 26, 2023 and April 26, 2024.

SEC source: 0001225208-21-004545 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Eaton Vance Corp. Non-voting Common Stock · 5,840 shares

Expires not disclosed

F1 · security: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.

F2 · price: This Deferred Stock Unit award was canceled and converted in the March 1, 2021 merger of the Issuer and Morgan Stanley (the Merger) into the right to receive a cash payment of $73 per share for a total of $426,320.00.

F2 · derivative.exercise_date: This Deferred Stock Unit award was canceled and converted in the March 1, 2021 merger of the Issuer and Morgan Stanley (the Merger) into the right to receive a cash payment of $73 per share for a total of $426,320.00.

F2 · derivative.expiration_date: This Deferred Stock Unit award was canceled and converted in the March 1, 2021 merger of the Issuer and Morgan Stanley (the Merger) into the right to receive a cash payment of $73 per share for a total of $426,320.00.

SEC source: 0001225208-21-002530 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,840

Underlying: Eaton Vance Corp. Non-voting Common Stock · 31 shares

Expires not disclosed

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-20-014874 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809

Underlying: Eaton Vance Corp. Non-voting Common Stock · 347 shares

Expires not disclosed

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-20-013580 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,462

Underlying: Eaton Vance Corp. Non-voting Common Stock · 20 shares

Expires not disclosed

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-20-013013 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,442

Underlying: Eaton Vance Corp. Non-voting Common Stock · 2,317 shares

Expires not disclosed

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

F2 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-20-012964 · doc4.xml · derivative · entry 4

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,303 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-012964 · doc4.xml · derivative · entry 3

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,303

Underlying: Eaton Vance Corp. Non-voting Common Stock · 20 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-20-012964 · doc4.xml · nonDerivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-20-012964 · doc4.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-012768 · doc4.xml · derivative · entry 3

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,563 shares

Expires 2020-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

SEC source: 0001225208-20-012768 · doc4.xml · nonDerivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-20-012768 · doc4.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-010635 · doc4.xml · derivative · entry 3

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

Underlying: Eaton Vance Corp. Non-voting Common Stock · 32 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-20-010635 · doc4.xml · derivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Underlying: Eaton Vance Corp. Non-voting Common Stock · 35 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-20-010635 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Eaton Vance Corp. Non-voting Common Stock · 31 shares

Expires not disclosed

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-20-007782 · doc4.xml · derivative · entry 3

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,251

Underlying: Eaton Vance Corp. Non-voting Common Stock · 37 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-20-007782 · doc4.xml · derivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,528

Underlying: Eaton Vance Corp. Non-voting Common Stock · 40 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-20-007782 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,094

Underlying: Eaton Vance Corp. Non-voting Common Stock · 35 shares

Expires not disclosed

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001562180-20-003463 · primarydocument.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,753.6715

F1 · price: These shares of restricted stock units will vest in full on the first anniversary of the date of grant and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

F2 · balance_after: Reflects additional shares purchased through dividend reinvestments based on most recent plan statement.

SEC source: 0001225208-20-002395 · doc4.xml · derivative · entry 3

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214

Underlying: Eaton Vance Corp. Non-voting Common Stock · 26 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-20-002395 · doc4.xml · derivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Underlying: Eaton Vance Corp. Non-voting Common Stock · 28 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-20-002395 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,059

Underlying: Eaton Vance Corp. Non-voting Common Stock · 25 shares

Expires not disclosed

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-19-014538 · doc4.xml · derivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188

Underlying: Eaton Vance Corp. Non-voting Common Stock · 28 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-19-014538 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,460

Underlying: Eaton Vance Corp. Non-voting Common Stock · 31 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-19-014056 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034

Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,034 shares

Expires not disclosed

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · derivative.exercise_date: The shares of Deferred Stock granted on November 1, 2019 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

F2 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2019 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-19-011441 · doc4.xml · derivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160

Underlying: Eaton Vance Corp. Non-voting Common Stock · 26 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

F3 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-19-011441 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,429

Underlying: Eaton Vance Corp. Non-voting Common Stock · 28 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-19-008039 · doc4.xml · derivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Underlying: Eaton Vance Corp. Non-voting Common Stock · 27 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

F3 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-19-008039 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,401

Underlying: Eaton Vance Corp. Non-voting Common Stock · 29 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001562180-19-002733 · primarydocument.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,967.0171

F1 · price: These shares of restricted stock units will vest in full on the first anniversary of the date of grant and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

F2 · balance_after: Reflects additional shares purchased through dividend reinvestments based on most recent plan statement.

SEC source: 0001225208-19-002745 · doc4.xml · derivative · entry 2

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

Underlying: Eaton Vance Corp. Non-voting Common Stock · 30 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-19-002745 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372

Underlying: Eaton Vance Corp. Non-voting Common Stock · 32 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-18-015580 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340

Underlying: Eaton Vance Corp. Non-voting Common Stock · 25 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.

SEC source: 0001225208-18-015186 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077

Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,077 shares

Expires 2020-11-01

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

F2 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

SEC source: 0001225208-18-014878 · doc4.xml · derivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,315

Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,315 shares

Expires 2020-10-24

F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

SEC source: 0001562180-18-002198 · primarydocument.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,402.0171

F1 · price: These shares of restricted stock units will vest in full on the first anniversay of the date of grant and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

F2 · balance_after: Reflects additional shares purchased through dividend reinvestments based on most recent plan statement.

SEC source: 0001562180-18-000266 · primarydocument.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,578.0171

SEC source: 0001562180-17-001687 · primarydocument.xml · nonDerivative · entry 1

Johnson Paula A · CIK 0001341161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,853.0171

F1 · price: These shares of restricted stock units will vest in full after 12 months and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

F2 · balance_after: Reflects additional shares purchased through dividend reinvestments based on most recent plan statement.