Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTS WAY MANUFACTURING CO INCARTW · Entity 177 | President and CEO | May 27, 2020 | May 29, 2020 |
| Forza X1, Inc.FRZA · Entity 85653 | Chief Financial Officer | October 04, 2023 | October 06, 2023 |
| Twin Vee PowerCats, Co.VEEE · Entity 8235 | Chief Financial Officer | October 04, 2023 | October 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTS WAY MANUFACTURING CO INC
Report date May 27, 2020 · Filed May 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,398 |
Reported balance
After 2020-05-27 transaction · row 1
1 source rowRow 1 · 2020-05-27 · Tax withholding · Disposed 3,954 · Balance 39,398 F1: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock. Vesting for all previously unvested shares of restricted stock was accelerated in connection with the reporting person's pending departure. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.01 · Expires 2020-08-06 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2020-05-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 5,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock. Vesting for all previously unvested shares of restricted stock was accelerated in connection with the reporting person's pending departure.
Forza X1, Inc.
Report date October 04, 2023 · Filed October 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.70 · Expires 2033-10-04 | Direct | 25,000 |
Reported balance
After 2023-10-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-10-04 · Grant · Acquired 25,000 · Balance 25,000 F1: These options vest pro rata monthly over 36 months. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest pro rata monthly over 36 months.
Twin Vee PowerCats, Co.
Report date October 04, 2023 · Filed October 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2033-10-04 | Direct | 25,000 |
Reported balance
After 2023-10-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-10-04 · Grant · Acquired 25,000 · Balance 25,000 F1: These options vest pro rata monthly over 36 months. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest pro rata monthly over 36 months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2023 Filed Oct 6, 2023 16:50 UTC | Forza X1, Inc. FRZA · Entity 85653 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001731122-23-001812 · ownership.xml · derivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-10-04 F1 · shares: These options vest pro rata monthly over 36 months. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 20:54 UTC | Twin Vee PowerCats, Co. VEEE · Entity 8235 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001731122-23-001820 · ownership.xml · derivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-10-04 F1 · shares: These options vest pro rata monthly over 36 months. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 14:55 UTC | Forza X1, Inc. FRZA · Entity 85653 | GrantCommon Stock | 10,679 | $1.02 | $10,892.58 |
DisclosureSEC source: 0001731122-23-001557 · ownership.xml · nonDerivative · entry 2 Gunnerson Carrie L. · CIK 0001453628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,200 Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 14:55 UTC | Forza X1, Inc. FRZA · Entity 85653 | GrantCommon Stock | 9,321 | $1.02 | $9,507.42 |
DisclosureSEC source: 0001731122-23-001557 · ownership.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,521 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:44 UTC | Twin Vee PowerCats, Co. [VEEE] · Entity 8235 | GrantStock Options (to purchase) · Derivative | 136,000 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0001731122-21-001653 · ownership.xml · derivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,000 Underlying: Common Stock · 136,000 shares Expires 2031-09-30 F1 · shares: Consists of options to purchase 136,000 shares of our common stock that will vest pro rata on a monthly basis over 60 months, commencing on November 1, 2021. Read SEC document |
| May 27, 2020 Filed May 29, 2020 19:31 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 3,954 | $1.89 | $7,473.06 |
DisclosureSEC source: 0000914190-20-000190 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,398 F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock. Vesting for all previously unvested shares of restricted stock was accelerated in connection with the reporting person's pending departure. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:23 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 1,353 | $1.94 | $2,624.82 |
DisclosureSEC source: 0000914190-20-000048 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,352 F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock. F2 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 2/5/21; and (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/21 and 1/31/22. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 21:14 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 1,353 | $1.77 | $2,394.81 |
DisclosureSEC source: 0000914190-20-000036 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,705 F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock. F2 · balance_after: Includes (i) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/21 and 1/31/22. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:52 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 1,353 | $1.77 | $2,394.81 |
DisclosureSEC source: 0000914190-20-000032 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,058 F1 · balance_after: Includes (i) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (ii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| June 17, 2019 Filed Dec 20, 2019 21:40 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 417 | $2.02 | $842.34 |
DisclosureSEC source: 0000914190-19-000514 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,411 F1 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:06 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000055 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,828 F1 · shares: Represents 1,000 shares of fully-vested restricted stock granted in connection with the Reporting Person's execution of a new employment agreement with the Issuer. F2 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 19:45 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 1,353 | $1.97 | $2,665.41 |
DisclosureSEC source: 0000914190-19-000019 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,828 F1 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:53 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000015 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,181 F1 · shares: Represents 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments annually beginning on January 31, 2020. F2 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| January 27, 2019 Filed Jan 31, 2019 21:15 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 1,353 | $2.01 | $2,719.53 |
DisclosureSEC source: 0000914190-19-000010 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,681 F1 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; and (ii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:03 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 387 | $2.65 | $1,025.55 |
DisclosureSEC source: 0000914190-18-000043 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,034 F1 · balance_after: Includes (i) 2,500 shares of restricted stock for which risks of forfeiture lapse on 1/29/19; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/19 and 1/27/20; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:42 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-18-000017 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,421 F1 · shares: Represents 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments annually beginning on February 5, 2019. F2 · balance_after: Includes (i) 1,000 shares of restricted stock for which risks of forfeiture lapse on 2/13/18; (ii) 2,500 shares of restricted stock for which risks of forfeiture lapse on 1/29/19; (iii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/19 and 1/27/20; and 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21. Read SEC document |
| January 27, 2018 Filed Jan 30, 2018 21:22 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | Tax withholdingCommon Stock | 1,353 | $2.95 | $3,991.35 |
DisclosureSEC source: 0000914190-18-000013 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,921 F1 · balance_after: Includes (i) 1,000 shares of restricted stock for which risks of forfeiture lapse on 2/13/18; (ii) 2,500 shares of restricted stock for which risks of forfeiture lapse on 1/29/19; and (iii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/19 and 1/27/20. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:58 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-17-000022 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,274 F1 · shares: Represents 10,500 shares of restricted stock, the restrictions on which will lapse in 3,500 share increments annually beginning on January 27, 2018. F2 · balance_after: Includes (i) 500 shares of restricted stock for which risks of forfeiture lapse on 3/1/17; (ii) 2,000 shares of restricted stock for which risks of forfeiture lapse in 1,000 share increments on each of 2/13/17 and 2/13/18; (iii) 5,000 shares of restricted stock for which risks of forfeiture lapse in 2,500 share increments on each of 1/29/18 and 1/29/19; and (iv) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/18, 1/27/19 and 1/27/20. Read SEC document |
| October 29, 2015 Filed Dec 20, 2016 21:42 UTC | ARTS WAY MANUFACTURING CO INC ARTW · Entity 177 | PurchaseCommon Stock | 49 | $2.95 | $144.55 |
DisclosureSEC source: 0000914190-16-000991 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,774 F1 · balance_after: Includes (i) 500 shares of restricted stock for which risks of forfeiture lapse on 3/1/17; (ii) 2,000 shares of restricted stock for which risks of forfeiture lapse in 1,000 share increments on each of 2/13/17 and 2/13/18; and (iii) 7,500 shares of restricted stock for which the risks of forfeiture lapse in 2,500 share increments on each of 1/29/17, 1/29/18 and 1/29/19. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.