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person · Reporting owner

Del Moral-Niles Christopher

Disclosed activity across 2 companies

Tapewire entity
109135
SEC CIK
0001526943

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSOCIATED BANC-CORPASB · Entity 2747Chief Financial OfficerAugust 15, 2022August 16, 2022
EAST WEST BANCORP INCEWBC · Entity 3302Chief Financial OfficerOctober 02, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSOCIATED BANC-CORP

Report date August 15, 2022 · Filed August 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect96,984.9589 Reported balance After 2022-08-15 transaction · row 1
1 source row

Row 1 · 2022-08-15 · Other · Acquired 218.2649 · Balance 96,984.9589

F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

EAST WEST BANCORP INC

Report date October 02, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,731 Ending reported balance After 2026-10-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-02 · Grant · Acquired 9,781 · Balance 9,781

F1: Restricted Stock Units ("RSU") granted on October 2, 2023 fully vest after three years on October 2, 2026. Each RSU represents the right to receive, at settlement, one share of common stock.

Row 2 · 2026-10-02 · Tax withholding · Disposed 4,050 · Balance 5,731

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units ("RSU") granted on October 2, 2023 fully vest after three years on October 2, 2026. Each RSU represents the right to receive, at settlement, one share of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 11, 2019 21:00 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 734 $22.40 $16,441.60
Disclosure

SEC source: 0001127602-19-005066 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,372

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 21:00 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 980 $22.40 $21,952.00
Disclosure

SEC source: 0001127602-19-005066 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,106

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 21:00 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 988 $22.40 $22,131.20
Disclosure

SEC source: 0001127602-19-005066 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,086

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 20:12 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 37,411 $0.00 Strike: $17.02 $0.00
Disclosure

SEC source: 0001127602-19-004776 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 37,411 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 20:12 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 31,113 $22.62 $703,776.06
Disclosure

SEC source: 0001127602-19-004776 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,372

F1 · kind: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 20:12 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 37,411 $17.02 $636,735.22
Disclosure

SEC source: 0001127602-19-004776 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:43 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantNon-qualified Stock Option (Right to Buy) · Derivative 39,212 $22.01 Strike: $22.01 $863,056.12
Disclosure

SEC source: 0001127602-19-004667 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,212

Underlying: Common Stock $0.01 Par Value · 39,212 shares

Expires 2029-02-05

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:43 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 11,707 $22.01 $257,671.07
Disclosure

SEC source: 0001127602-19-004667 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,074

F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:43 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 31,155 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004667 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,781

F1 · kind: Includes 20,592 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 10,563 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 19:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,239 $20.86 $46,708.90
Disclosure

SEC source: 0001127602-18-036529 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,098

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.86 to $20.863, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 19:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GiftCommon Stock $0.01 Par Value 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036529 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,337

F1 · price: Transaction is a gift; therefore, price is not applicable.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:18 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001127602-18-028227 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,000

F1 · shares: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

F1 · balance_after: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 17:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-18-024204 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 12,500 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 17:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 3,500 $27.75 $97,125.00
Disclosure

SEC source: 0001127602-18-024204 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 23,528.694

Read SEC document
July 30, 2018 Filed Aug 1, 2018 17:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 9,024 $27.45 $247,708.80
Disclosure

SEC source: 0001127602-18-024204 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,491

F1 · kind: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 17:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 12,500 $14.02 $175,250.00
Disclosure

SEC source: 0001127602-18-024204 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 14, 2018 19:22 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 800 $27.18 $21,740.00
Disclosure

SEC source: 0001127602-18-017306 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,015

Read SEC document
May 11, 2018 Filed May 14, 2018 19:22 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,740 $27.13 $74,332.64
Disclosure

SEC source: 0001127602-18-017306 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,815

Read SEC document
May 11, 2018 Filed May 14, 2018 19:22 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 700 $27.13 $18,987.50
Disclosure

SEC source: 0001127602-18-017306 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,555

Read SEC document
May 10, 2018 Filed May 11, 2018 19:14 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-18-017166 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock $0.01 Par Value · 12,500 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Portion of 2013 Grant expiring 1/22/2023

F3 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
May 10, 2018 Filed May 11, 2018 19:14 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 8,414 $27.00 $227,178.00
Disclosure

SEC source: 0001127602-18-017166 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,255

F1 · kind: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.

Read SEC document
May 10, 2018 Filed May 11, 2018 19:14 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 12,500 $14.02 $175,250.00
Disclosure

SEC source: 0001127602-18-017166 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,000 $26.92 $53,840.00
Disclosure

SEC source: 0001127602-18-011358 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,182.694

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,000 $26.25 $52,500.00
Disclosure

SEC source: 0001127602-18-011358 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 29,182.694

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:29 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 980 $23.60 $23,128.00
Disclosure

SEC source: 0001127602-18-005139 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,351.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:29 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 988 $23.60 $23,316.80
Disclosure

SEC source: 0001127602-18-005139 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,331.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:17 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,243 $24.25 Strike: $24.25 $830,392.75
Disclosure

SEC source: 0001127602-18-004678 · form4.xml · derivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,243

Underlying: Common Stock $0.01 Par Value · 34,243 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:17 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 3,638 $24.25 $88,221.50
Disclosure

SEC source: 0001127602-18-004678 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,319.692

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:17 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 12,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004678 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,957.692

F1 · kind: Includes 3,614 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 3,123 shares attributable to the time-based portion, of PRSUs granted in 2018, and 6,247 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 1,084 $25.20 $27,316.80
Disclosure

SEC source: 0001127602-18-002803 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,973.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:06 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 694 $25.30 $17,558.20
Disclosure

SEC source: 0001127602-18-001244 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,057.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GiftCommon Stock $0.01 Par Value 997 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000119 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,751.692

Read SEC document
December 28, 2017 Filed Jan 2, 2018 21:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 35 $25.80 $903.00
Disclosure

SEC source: 0001127602-18-000119 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,748.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 16:29 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,476 $26.00 $38,376.00
Disclosure

SEC source: 0001127602-17-034010 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,783.692

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-17-033690 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 10,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 7,524 $25.50 $191,862.00
Disclosure

SEC source: 0001127602-17-033690 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,259.692

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 10,000 $12.97 $129,700.00
Disclosure

SEC source: 0001127602-17-033690 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,783.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GiftCommon Stock $0.01 Par Value 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033690 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,783.692

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · derivative · entry 6

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock $0.01 Par Value · 10,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,400 $24.73 $34,615.00
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 5

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,083.692

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 8,600 $24.70 $212,420.00
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,483.692

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 10,000 $12.97 $129,700.00
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,083.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2017 Filed Nov 22, 2017 18:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 8 $24.76 $198.05
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,083.692

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November 21, 2017 Filed Nov 22, 2017 18:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,991 $24.82 $49,418.61
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,091.692

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February 15, 2017 Filed Feb 17, 2017 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,763 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · derivative · entry 9

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock $0.01 Par Value · 6,763 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

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February 15, 2017 Filed Feb 17, 2017 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,703 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · derivative · entry 8

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 4,703 shares

Expires 2022-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

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February 15, 2017 Filed Feb 17, 2017 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 300 $26.28 $7,885.29
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 7

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,082.692

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,700 $26.28 $44,667.50
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 6

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,382.692

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 4,763 $26.25 $125,028.75
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 5

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,082.692

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 6,763 $14.02 $94,817.26
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,845.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.