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person · Reporting owner

RUBINSTEIN JONATHAN

Disclosed activity across 4 companies

Tapewire entity
10898
SEC CIK
0001209522

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMAZON COM INCAMZN · Entity 1956DirectorApril 30, 2026May 04, 2026
QUALCOMM INC/DEQCOM · Entity 2852DirectorMarch 24, 2016March 25, 2016
Robinhood Markets, Inc.HOOD · Entity 584DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMAZON COM INC

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect74,948 Reported balance After 2026-04-30 transaction · row 1
1 source row

Row 1 · 2026-04-30 · Sale · Disposed 3,706 · Balance 74,948

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

QUALCOMM INC/DE

Report date March 24, 2016 · Filed March 25, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust3,337 Reported balance After 2016-03-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2016-03-24 · Exercise / conversion · Acquired 2,540 · Balance 3,337

F1: Securities held by Jonathan J. Rubinstein Trust, dated 1/11/2007, Jonathan J. Rubinstein, Trustee.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect10,188.6412 Reported balance After 2016-03-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-03-24 · Exercise / conversion · Disposed 2,540.9094 · Balance 10,188.6412

F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held by Jonathan J. Rubinstein Trust, dated 1/11/2007, Jonathan J. Rubinstein, Trustee.

F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Robinhood Markets, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,155 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Grant · Acquired 333 · Balance 333

F1: On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 1,155

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,467 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust150,133 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 150,133

F3: Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

F4: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apple Inc.

Report date April 28, 2006 · Filed May 02, 2006

Section 16 reporting ended · disclosed 2006-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2006-04-28 · Sale · Disposed 77,293 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2006-04-28 · Sale · Disposed 10,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2006-04-28 · Sale · Disposed 10,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2006-04-28 · Sale · Disposed 15,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 23:47 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000051 · wf-form4_164635120937394.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,863

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:47 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000051 · wf-form4_164635120937394.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:45 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 1,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000011 · wf-form4_164133992422520.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,757

Underlying: Class A Common Stock · 1,395 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · price: On December 31, 2021, the Reporting Person was automatically granted 1,395 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.exercise_date: On December 31, 2021, the Reporting Person was automatically granted 1,395 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.expiration_date: On December 31, 2021, the Reporting Person was automatically granted 1,395 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 01:41 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-21-000095 · wf-form4_163858204900766.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,391

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 01:41 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-21-000095 · wf-form4_163858204900766.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:27 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 271 $3,700.00 $1,002,700.00
Disclosure

SEC source: 0001127602-21-029701 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,072

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:06 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029486 · form4.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172

Underlying: Common Stock, par value $.01 per share · 172 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 172 shares on each of November 15, 2020, November 15, 2021, and November 15, 2022.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:06 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 172 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029486 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:58 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 362 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-21-000039 · wf-form4_163338106245675.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362

Underlying: Class A Common Stock · 362 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · price: On September 30, 2021, the Reporting Person was automatically granted 362 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.exercise_date: On September 30, 2021, the Reporting Person was automatically granted 362 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.expiration_date: On September 30, 2021, the Reporting Person was automatically granted 362 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document
September 01, 2021 Filed Sep 16, 2021 01:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,527 $0.00 $0.00
Disclosure

SEC source: 0001783879-21-000035 · wf-form4_163175702419429.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,919

Underlying: Class A Common Stock · 4,527 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2021 Filed Sep 16, 2021 01:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-21-000035 · wf-form4_163175702419429.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:49 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 286 $3,500.00 $1,001,000.00
Disclosure

SEC source: 0001127602-21-024795 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,171

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:43 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 301 $3,353.10 $1,009,283.10
Disclosure

SEC source: 0001127602-21-023080 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 20:25 UTC Robinhood Markets, Inc. HOOD · Entity 584 PurchaseClass A Common Stock 52,631 $38.00 $1,999,978.00
Disclosure

SEC source: 0001628280-21-015062 · wf-form4_162767670827128.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,631

F1 · shares: Represents shares of Class A Common Stock acquired pursuant to the directed share program of Robinhood Markets, Inc. ("Robinhood") as part of Robinhood's initial public offering.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:11 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 314 $3,166.01 $994,127.14
Disclosure

SEC source: 0001127602-21-001196 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:29 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029253 · form4.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock, par value $.01 per share · 172 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 172 shares on each of November 15, 2020, November 15, 2021, and November 15, 2022.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:29 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 172 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029253 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:55 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 309 $3,319.97 $1,025,870.73
Disclosure

SEC source: 0001127602-20-028487 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:47 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 329 $3,061.74 $1,007,312.46
Disclosure

SEC source: 0001127602-20-028193 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 04, 2020 Filed May 6, 2020 22:45 UTC AMAZON COM INC AMZN · Entity 1956 GiftCommon Stock, par value $.01 per share 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015668 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538

F1 · kind: Contribution to non-profit organization.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:43 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033234 · form4.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 359 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 359 shares on each of November 15, 2017, November 15, 2018, and November 15, 2019.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:43 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 359 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033234 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 23:43 UTC AMAZON COM INC AMZN · Entity 1956 GrantRestricted Stock Unit Award · Derivative 516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028280 · form4.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Stock, par value $.01 per share · 516 shares

Expires 2022-11-15

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 172 shares on each of November 15, 2020, November 15, 2021, and November 15, 2022.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 22:19 UTC AMAZON COM INC AMZN · Entity 1956 GiftCommon Stock, par value $.01 per share 277 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027254 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,616

F1 · kind: Contribution to non-profit organization.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 22:12 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-18-000184 · wf-form4_154266556367105.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359

Underlying: Common Stock, par value $.01 per share · 359 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 359 shares on each of November 15, 2017, November 15, 2018, and November 15, 2019.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 22:12 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 359 $0.00 $0.00
Disclosure

SEC source: 0001018724-18-000184 · wf-form4_154266556367105.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 00:52 UTC AMAZON COM INC AMZN · Entity 1956 GiftCommon Stock, par value $.01 per share 284 $0.00 $0.00
Disclosure

SEC source: 0001018724-18-000165 · wf-form4_154103354870193.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,534

F1 · kind: Contribution to non-profit organization.

Read SEC document
October 29, 2018 Filed Nov 1, 2018 00:52 UTC AMAZON COM INC AMZN · Entity 1956 GiftCommon Stock, par value $.01 per share 316 $0.00 $0.00
Disclosure

SEC source: 0001018724-18-000165 · wf-form4_154103354870193.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,818

F1 · kind: Contribution to non-profit organization.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:26 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-17-000158 · wf-form4_151095399518664.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718

Underlying: Common Stock, par value $.01 per share · 359 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 359 shares on each of November 15, 2017, November 15, 2018, and November 15, 2019.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:26 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 359 $0.00 $0.00
Disclosure

SEC source: 0001018724-17-000158 · wf-form4_151095399518664.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:21 UTC AMAZON COM INC AMZN · Entity 1956 GrantRestricted Stock Unit Award · Derivative 1,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-16-000341 · wf-form4_147941769379903.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077

Underlying: Common Stock, par value $.01 per share · 1,077 shares

Expires 2019-11-15

F1 · derivative.exercise_price: Converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 359 shares on each of November 15, 2017, November 15, 2018, and November 15, 2019.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:21 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 870 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-16-000341 · wf-form4_147941769379903.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 870 shares

Expires 2016-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 870 shares on each of November 15, 2014, November 15, 2015, and November 15, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:21 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 870 $0.00 $0.00
Disclosure

SEC source: 0001018724-16-000341 · wf-form4_147941769379903.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2016 Filed Mar 25, 2016 17:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionDeferred Stock Unit · Derivative 2,540.9094 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000409 · edgardoc.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,188.6412

Underlying: Common Stock · 2,540.9094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 24, 2016 Filed Mar 25, 2016 17:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,540 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000409 · edgardoc.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Jonathan J. Rubinstein Trust, dated 1/11/2007, Jonathan J. Rubinstein, Trustee.

Read SEC document
March 08, 2016 Filed Mar 10, 2016 18:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 4,539 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000386 · edgardoc.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,653.167

Underlying: Common Stock · 4,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
November 15, 2015 Filed Nov 18, 2015 00:06 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 870 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-15-000155 · wf-form4_144780519023782.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

Underlying: Common Stock, par value $.01 per share · 870 shares

Expires 2016-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at the rate of 870 shares on each of November 15, 2014, November 15, 2015, and November 15, 2016.

Read SEC document
November 15, 2015 Filed Nov 18, 2015 00:06 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 870 $0.00 $0.00
Disclosure

SEC source: 0001018724-15-000155 · wf-form4_144780519023782.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2015 Filed Mar 11, 2015 16:10 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 2,751 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000081 · edgardoc.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,871.4727

Underlying: Common Stock · 2,751 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 4, 2019, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 4, 2019, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units.

Read SEC document
November 15, 2014 Filed Nov 19, 2014 01:17 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 870 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-14-000073 · wf-form4_141635981917992.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740

Underlying: Common Stock, par value $.01 per share · 870 shares

Expires 2016-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at the rate of 870 shares on each of November 15, 2014, November 15, 2015, and November 15, 2016.

Read SEC document
November 15, 2014 Filed Nov 19, 2014 01:17 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 870 $0.00 $0.00
Disclosure

SEC source: 0001018724-14-000073 · wf-form4_141635981917992.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2014 Filed Mar 6, 2014 21:53 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 2,628 $0.00 $0.00
Disclosure

SEC source: 0001234452-14-000099 · edgardoc.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013.9194

Underlying: Common Stock · 2,628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 4, 2019, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 4, 2019, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units.

Read SEC document
December 16, 2013 Filed Dec 17, 2013 01:16 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-13-000077 · edgar.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 1,667 shares

Expires 2013-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: This award vested based upon the following vesting schedule: 1,666 shares on December 16, 2011 and an additional 1,667 shares on each of December 16, 2012 and December 16, 2013.

Read SEC document
December 16, 2013 Filed Dec 17, 2013 01:16 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 1,667 $0.00 $0.00
Disclosure

SEC source: 0001359804-13-000077 · edgar.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2013 Filed Sep 7, 2013 00:59 UTC AMAZON COM INC AMZN · Entity 1956 GrantRestricted Stock Unit Award · Derivative 2,610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-13-000050 · edgar.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,610

Underlying: Common Stock, par value $.01 per share · 2,610 shares

Expires 2016-11-15

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at the rate of 870 shares on each of November 15, 2014, November 15, 2015 and November 15, 2016.

Read SEC document
May 05, 2013 Filed May 7, 2013 21:01 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 2,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000199 · edgardoc.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349

Underlying: Common Stock · 2,349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
December 16, 2012 Filed Dec 18, 2012 22:05 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-12-000086 · edgar.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock, par value $.01 per share · 1,667 shares

Expires 2013-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: This award vests based upon the following vesting schedule: 1,666 shares on December 16, 2011 and an additional 1,667 shares on each of December 16, 2012 and December 16, 2013.

Read SEC document
December 16, 2012 Filed Dec 18, 2012 22:05 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 1,667 $0.00 $0.00
Disclosure

SEC source: 0001359804-12-000086 · edgar.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2012 Filed Jan 20, 2012 22:32 UTC AMAZON COM INC AMZN · Entity 1956 PurchaseCommon stock, par value $.01 per share 68 $177.23 $12,051.77
Disclosure

SEC source: 0001359804-12-000001 · edgar.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831

F1 · balance_after: Includes 1,666 shares previously reported on a Form 4.

Read SEC document
December 16, 2011 Filed Dec 16, 2011 21:36 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 1,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-11-000094 · edgar.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock, par value $.01 per share · 1,666 shares

Expires 2013-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: This award vests based upon the following vesting schedule: 1,666 shares on December 16, 2011 and an additional 1,667 shares on each of December 16, 2012 and December 16, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.