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person · Reporting owner

RUBINSTEIN JONATHAN

Disclosed activity across 4 companies

Tapewire entity
10898
SEC CIK
0001209522

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMAZON COM INCAMZN · Entity 1956DirectorApril 30, 2026May 04, 2026
QUALCOMM INC/DEQCOM · Entity 2852DirectorMarch 24, 2016March 25, 2016
Robinhood Markets, Inc.HOOD · Entity 584DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMAZON COM INC

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect74,948 Reported balance After 2026-04-30 transaction · row 1
1 source row

Row 1 · 2026-04-30 · Sale · Disposed 3,706 · Balance 74,948

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

QUALCOMM INC/DE

Report date March 24, 2016 · Filed March 25, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust3,337 Reported balance After 2016-03-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2016-03-24 · Exercise / conversion · Acquired 2,540 · Balance 3,337

F1: Securities held by Jonathan J. Rubinstein Trust, dated 1/11/2007, Jonathan J. Rubinstein, Trustee.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect10,188.6412 Reported balance After 2016-03-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-03-24 · Exercise / conversion · Disposed 2,540.9094 · Balance 10,188.6412

F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held by Jonathan J. Rubinstein Trust, dated 1/11/2007, Jonathan J. Rubinstein, Trustee.

F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Robinhood Markets, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,155 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Grant · Acquired 333 · Balance 333

F1: On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 1,155

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,467 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust150,133 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 150,133

F3: Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

F4: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apple Inc.

Report date April 28, 2006 · Filed May 02, 2006

Section 16 reporting ended · disclosed 2006-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2006-04-28 · Sale · Disposed 77,293 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2006-04-28 · Sale · Disposed 10,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2006-04-28 · Sale · Disposed 10,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2006-04-28 · Sale · Disposed 15,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 01:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0001209522-26-000015 · wk-form4_1790975332.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,467

Underlying: Class A Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 01:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 822 Not disclosed Not disclosed
Disclosure

SEC source: 0001209522-26-000015 · wk-form4_1790975332.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 01:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209522-26-000015 · wk-form4_1790975332.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333

F1 · price: On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 373 Not disclosed Not disclosed
Disclosure

SEC source: 0001209522-26-000013 · wk-form4_1783026912.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373

F1 · price: On June 30, 2026, the Reporting Person was automatically granted 373 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the June 30, 2026 closing price of $100.28 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:56 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 3,289 $0.00 $0.00
Disclosure

SEC source: 0001209522-26-000010 · wk-form4_1780520176.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,289

Underlying: Class A Common Stock · 3,289 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · kind: This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders.

F5 · derivative.exercise_date: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:56 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 801 $0.00 $0.00
Disclosure

SEC source: 0001209522-26-000010 · wk-form4_1780520176.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:56 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 801 Not disclosed Not disclosed
Disclosure

SEC source: 0001209522-26-000010 · wk-form4_1780520176.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
April 30, 2026 Filed May 4, 2026 20:58 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 3,706 $273.02 $1,011,812.12
Disclosure

SEC source: 0001209522-26-000008 · wk-form4_1777928327.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,948

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

Read SEC document
April 24, 2026 Filed Apr 28, 2026 20:42 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 3,849 $260.00 $1,000,740.00
Disclosure

SEC source: 0001209522-26-000006 · wk-form4_1777408932.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,654

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:54 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001209522-26-000004 · wk-form4_1775163245.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801

Underlying: Class A Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:54 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209522-26-000004 · wk-form4_1775163245.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:54 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 422 Not disclosed Not disclosed
Disclosure

SEC source: 0001209522-26-000004 · wk-form4_1775163245.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422

F1 · price: On March 31, 2026, the Reporting Person was automatically granted 422 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2026 closing price of $69.30 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 801 $0.00 $0.00
Disclosure

SEC source: 0001209522-26-000002 · wk-form4_1767650593.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,601

Underlying: Class A Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 801 Not disclosed Not disclosed
Disclosure

SEC source: 0001209522-26-000002 · wk-form4_1767650593.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 258 Not disclosed Not disclosed
Disclosure

SEC source: 0001209522-26-000002 · wk-form4_1767650593.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258

F1 · price: On December 31, 2025, the Reporting Person was automatically granted 258 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 31, 2025 closing price of $113.10 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 23:36 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 2,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209522-25-000007 · wk-form4_1763508981.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 2,473 shares

Expires 2025-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 2,473 shares on each of November 15, 2023, November 15, 2024, and November 15, 2025.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 23:36 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 2,473 $0.00 $0.00
Disclosure

SEC source: 0001209522-25-000007 · wk-form4_1763508981.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 20:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 900 $134.37 $120,934.98
Disclosure

SEC source: 0001783879-25-000315 · wk-form4_1763067100.xml · nonDerivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 146,678

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Jonathan J. Rubinstein Trust (the "Trust") on August 4, 2025.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $134.18 to $134.50. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F6 · balance_after: Reflects the prior transfer of 1,004 shares of Class A Common Stock from the Reporting Person to the Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 20:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 4,900 $133.52 $654,234.77
Disclosure

SEC source: 0001783879-25-000315 · wk-form4_1763067100.xml · nonDerivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 147,578

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Jonathan J. Rubinstein Trust (the "Trust") on August 4, 2025.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $133.17 to $134.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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November 11, 2025 Filed Nov 13, 2025 20:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 12,834 $132.56 $1,701,321.24
Disclosure

SEC source: 0001783879-25-000315 · wk-form4_1763067100.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 152,478

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Jonathan J. Rubinstein Trust (the "Trust") on August 4, 2025.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $132.14 to $133.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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November 11, 2025 Filed Nov 13, 2025 20:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 23,796 $131.76 $3,135,303.85
Disclosure

SEC source: 0001783879-25-000315 · wk-form4_1763067100.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 165,312

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Jonathan J. Rubinstein Trust (the "Trust") on August 4, 2025.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $131.13 to $132.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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October 31, 2025 Filed Nov 5, 2025 01:41 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 8,173 $250.03 $2,043,495.19
Disclosure

SEC source: 0001209522-25-000004 · wk-form4_1762306895.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,030

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

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October 01, 2025 Filed Oct 2, 2025 21:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000290 · wk-form4_1759439700.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,402

Underlying: Class A Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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October 01, 2025 Filed Oct 2, 2025 21:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000290 · wk-form4_1759439700.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 204 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000290 · wk-form4_1759439700.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204

F1 · price: On September 30, 2025, the Reporting Person was automatically granted 204 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant.

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September 10, 2025 Filed Sep 10, 2025 22:44 UTC AMAZON COM INC AMZN · Entity 1956 GrantRestricted Stock Unit Award · Derivative 4,695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-25-000116 · wk-form4_1757544280.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,695

Underlying: Common Stock, par value $.01 per share · 4,695 shares

Expires 2028-11-15

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,565 shares on each of November 15, 2026, November 15, 2027, and November 15, 2028.

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June 30, 2025 Filed Jul 2, 2025 21:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 312 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000228 · wk-form4_1751490701.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,158

F1 · price: On June 30, 2025, the Reporting Person was automatically granted 312 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the June 30, 2025 closing price of $93.63 per share of Class A Common Stock, and these shares were fully vested upon grant.

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June 25, 2025 Filed Jun 26, 2025 21:02 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 3,202 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000204 · wk-form4_1750971717.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,202

Underlying: Class A Common Stock · 3,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · kind: This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders.

F5 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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June 24, 2025 Filed Jun 26, 2025 21:02 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 2,522 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000204 · wk-form4_1750971717.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 21:02 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 2,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000204 · wk-form4_1750971717.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000177 · wk-form4_1748986477.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000177 · wk-form4_1748986477.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:44 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 2,521 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000120 · wk-form4_1743633850.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,522

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:44 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000120 · wk-form4_1743633850.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · balance_after: Reflects the prior transfer of 7,049 shares of Class A Common Stock from the Reporting person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

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March 31, 2025 Filed Apr 2, 2025 22:44 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 702 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000120 · wk-form4_1743633850.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,076

F1 · price: On March 31, 2025, the Reporting Person was automatically granted 702 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2025 closing price of $41.62 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000070 · wk-form4_1741127510.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,528

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000070 · wk-form4_1741127510.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 20:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 2,521 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000018 · wk-form4_1735935092.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 20:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000018 · wk-form4_1735935092.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 20:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 785 $37.26 $29,249.10
Disclosure

SEC source: 0001783879-25-000018 · wk-form4_1735935092.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,631

F1 · price: On December 31, 2024, the Reporting Person was automatically granted 785 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 31, 2024 closing price of $37.26 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 22:10 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 4,351 $229.85 $1,000,077.35
Disclosure

SEC source: 0001018724-24-000202 · wk-form4_1733955046.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,203

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/15/2024.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:53 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 4,549 $219.85 $1,000,097.65
Disclosure

SEC source: 0001018724-24-000200 · wk-form4_1733522032.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,554

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/15/2024.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 23:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000318 · wk-form4_1733269378.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,056

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 23:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000318 · wk-form4_1733269378.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:58 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 2,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-24-000185 · wk-form4_1732060711.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,473

Underlying: Common Stock, par value $.01 per share · 2,473 shares

Expires 2025-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 2,473 shares on each of November 15, 2023, November 15, 2024, and November 15, 2025.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:58 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 2,473 $0.00 $0.00
Disclosure

SEC source: 0001018724-24-000185 · wk-form4_1732060711.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2024 Filed Nov 12, 2024 21:30 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 4,766 $209.85 $1,000,145.10
Disclosure

SEC source: 0001018724-24-000175 · wk-form4_1731447029.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,630

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/15/2024.

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November 01, 2024 Filed Nov 5, 2024 21:44 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 5,004 $199.85 $1,000,049.40
Disclosure

SEC source: 0001018724-24-000167 · wk-form4_1730843084.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,396

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/15/2024.

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October 01, 2024 Filed Oct 2, 2024 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000279 · wk-form4_1727908365.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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October 01, 2024 Filed Oct 2, 2024 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000279 · wk-form4_1727908365.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.