TapewireFind a company

person · Reporting owner

RUBINSTEIN JONATHAN

Disclosed activity across 4 companies

Tapewire entity
10898
SEC CIK
0001209522

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMAZON COM INCAMZN · Entity 1956DirectorApril 30, 2026May 04, 2026
QUALCOMM INC/DEQCOM · Entity 2852DirectorMarch 24, 2016March 25, 2016
Robinhood Markets, Inc.HOOD · Entity 584DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMAZON COM INC

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect74,948 Reported balance After 2026-04-30 transaction · row 1
1 source row

Row 1 · 2026-04-30 · Sale · Disposed 3,706 · Balance 74,948

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/10/2025.

QUALCOMM INC/DE

Report date March 24, 2016 · Filed March 25, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust3,337 Reported balance After 2016-03-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2016-03-24 · Exercise / conversion · Acquired 2,540 · Balance 3,337

F1: Securities held by Jonathan J. Rubinstein Trust, dated 1/11/2007, Jonathan J. Rubinstein, Trustee.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect10,188.6412 Reported balance After 2016-03-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-03-24 · Exercise / conversion · Disposed 2,540.9094 · Balance 10,188.6412

F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held by Jonathan J. Rubinstein Trust, dated 1/11/2007, Jonathan J. Rubinstein, Trustee.

F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Robinhood Markets, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,155 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Grant · Acquired 333 · Balance 333

F1: On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 1,155

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,467 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust150,133 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 150,133

F3: Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

F4: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apple Inc.

Report date April 28, 2006 · Filed May 02, 2006

Section 16 reporting ended · disclosed 2006-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2006-04-28 · Sale · Disposed 77,293 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2006-04-28 · Sale · Disposed 10,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2006-04-28 · Sale · Disposed 10,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Common StockSEC Table I · non-derivativeDirect28,140 Reported balance After 2006-04-28 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2006-04-28 · Sale · Disposed 15,000 · Balance 28,140

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 112,293 shares acquired under Apple's 2003 Employee Stock Plan.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2024 Filed Oct 2, 2024 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 1,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000279 · wk-form4_1727908365.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,708

F1 · price: On September 30, 2024, the Reporting Person was automatically granted 1,334 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2024 closing price of $23.42 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:55 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000255 · wk-form4_1725495445.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,584

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:55 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000255 · wk-form4_1725495445.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:18 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 1,381 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000207 · wk-form4_1719958687.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,091

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · price: On June 30, 2024, the Reporting Person was automatically granted 1,381 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the June 28, 2024 closing price of $22.71 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 22:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 10,085 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000200 · wk-form4_1719528689.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,085

Underlying: Class A Common Stock · 10,085 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · kind: This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders.

F4 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 22:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 5,625 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000200 · wk-form4_1719528689.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment vested on the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment vested on the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 22:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 5,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000200 · wk-form4_1719528689.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 23:04 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000176 · wk-form4_1717542272.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,112

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 23:04 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000176 · wk-form4_1717542272.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:37 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 5,264 $190.00 $1,000,160.00
Disclosure

SEC source: 0001018724-24-000089 · wk-form4_1715632640.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,400

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/03/2023.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 5,625 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000110 · wk-form4_1712098258.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Class A Common Stock · 5,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 5,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000110 · wk-form4_1712098258.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 22:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 1,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000110 · wk-form4_1712098258.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,932

F1 · price: On March 31, 2024, the Reporting Person was automatically granted 1,558 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 28, 2024 closing price of $20.13 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:44 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 5,556 $180.00 $1,000,080.00
Disclosure

SEC source: 0001018724-24-000056 · wk-form4_1709765060.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,664

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/03/2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:06 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000071 · wk-form4_1709679999.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,640

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:06 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000071 · wk-form4_1709679999.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:41 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 12,133 $171.00 $2,074,743.00
Disclosure

SEC source: 0001018724-24-000018 · wk-form4_1707860454.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,220

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/03/2023.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:56 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 5,625 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000021 · wk-form4_1704326178.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Class A Common Stock · 5,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:56 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 5,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000021 · wk-form4_1704326178.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:56 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 2,462 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000021 · wk-form4_1704326178.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,221

F1 · price: On December 31, 2023, the Reporting Person was automatically granted 2,462 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 29, 2023 closing price of $12.74 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 23:42 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000285 · wk-form4_1701819738.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,168

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 23:42 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000285 · wk-form4_1701819738.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:41 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 2,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-23-119554 · tm2330611-5_4seq1.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,946

Underlying: Common Stock, par value $.01 per share · 2,473 shares

Expires 2025-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 2,473 shares on each of November 15, 2023, November 15, 2024, and November 15, 2025.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:41 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 2,473 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-119554 · tm2330611-5_4seq1.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:20 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 5,625 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000233 · wk-form4_1696371614.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,875

Underlying: Class A Common Stock · 5,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 30, 2023, the Reporting Person was automatically granted 3,198 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 29, 2023 closing price of $9.81 per share of Class A Common Stock, and these shares were fully vested upon grant.

F4 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:20 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 5,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000233 · wk-form4_1696371614.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 22:20 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 3,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000233 · wk-form4_1696371614.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,429

F1 · price: On September 30, 2023, the Reporting Person was automatically granted 3,198 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 29, 2023 closing price of $9.81 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 22:05 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,527 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000209 · wk-form4_1693951532.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,696

Underlying: Class A Common Stock · 4,527 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 22:05 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000209 · wk-form4_1693951532.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000157 · wk-form4_1688596323.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On June 30, 2023, the Reporting Person was automatically granted 3,143 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the June 30, 2023 closing price of $9.98 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000141 · wk-form4_1687386677.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Class A Common Stock · 22,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · kind: This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood") and was granted automatically on the date of Robinhood's annual meeting of stockholders.

F3 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood 's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood 's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:45 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000131 · wk-form4_1686008710.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,223

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:45 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000131 · wk-form4_1686008710.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 3,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000082 · wf-form4_168064764856252.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 31, 2023, the Reporting Person was automatically granted 3,231 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2023 closing price of $9.71 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:49 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000054 · wf-form4_167788732250182.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,751

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:49 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000054 · wf-form4_167788732250182.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:45 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 3,854 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000010 · wf-form4_167287592520204.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854

Underlying: Class A Common Stock · 3,854 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 31, 2022, the Reporting Person was automatically granted 3,854 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 30, 2022 closing price of $8.14 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.expiration_date: On December 31, 2022, the Reporting Person was automatically granted 3,854 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 30, 2022 closing price of $8.14 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000253 · wf-form4_167028323513323.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,279

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000253 · wf-form4_167028323513323.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:49 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 3,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025961 · form4.xml · derivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 3,440 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 3,440 shares on each of November 15, 2020, November 15, 2021, and November 15, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:49 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 3,440 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025961 · form4.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 22:53 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 2,649 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000211 · wf-form4_166492400058820.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,321

Underlying: Class A Common Stock · 2,649 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On September 30, 2022, the Reporting Person was automatically granted 2,649 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2022 closing price of $10.10 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.expiration_date: On September 30, 2022, the Reporting Person was automatically granted 2,649 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2022 closing price of $10.10 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document
September 21, 2022 Filed Sep 21, 2022 21:44 UTC AMAZON COM INC AMZN · Entity 1956 GrantRestricted Stock Unit Award · Derivative 7,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022786 · form4.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,419

Underlying: Common Stock, par value $.01 per share · 7,419 shares

Expires 2025-11-15

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 2,473 shares on each of November 15, 2023, November 15, 2024, and November 15, 2025.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000193 · wf-form4_166215800816681.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,807

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000193 · wf-form4_166215800816681.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:21 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 3,056 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000149 · wf-form4_165705967678890.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672

Underlying: Class A Common Stock · 3,056 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 30, 2022, the Reporting Person was automatically granted 3,056 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the June 30, 2022 closing price of $8.22 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.expiration_date: On June 30, 2022, the Reporting Person was automatically granted 3,056 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the June 30, 2022 closing price of $8.22 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 23:09 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 30,040 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000136 · wf-form4_165602572729962.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,040

Underlying: Class A Common Stock · 30,040 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · kind: This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood") and was granted automatically on the date of Robinhood's annual meeting of stockholders.

F4 · derivative.exercise_date: On June 22, 2022, the Reporting Person was granted 30,040 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs are scheduled to vest on October 1, 2022, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F4 · derivative.expiration_date: On June 22, 2022, the Reporting Person was granted 30,040 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs are scheduled to vest on October 1, 2022, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:38 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000120 · wf-form4_165429591850043.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,335

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:38 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000120 · wf-form4_165429591850043.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 00:07 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 1,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000079 · wf-form4_164911724744047.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

Underlying: Class A Common Stock · 1,859 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · price: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.exercise_date: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.expiration_date: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.