Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | EVP & Pres. Access Segment | October 16, 2023 | October 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date October 16, 2023 · Filed October 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,415.012 |
Reported balance
After 2023-10-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-16 · Exercise / conversion · Acquired 4,289 · Balance 56,415.012 F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023). |
| Common StockSEC Table I · non-derivative | Direct | 54,550.012 |
Reported balance
After 2023-10-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-10-16 · Tax withholding · Disposed 1,865 · Balance 54,550.012 |
| Common StockSEC Table I · non-derivative | Direct | 57,547.012 |
Reported balance
After 2023-10-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-10-16 · Exercise / conversion · Acquired 2,997 · Balance 57,547.012 F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 56,303.61 |
Reported balance
After 2023-10-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-10-16 · Tax withholding · Disposed 1,304 · Balance 56,303.61 F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023).
F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023.
F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2021 Filed Mar 2, 2021 19:08 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.389 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002142 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,025.138 Underlying: Common Stock · 9.389 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:08 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 13.17 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002142 · form4.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,243.64 Underlying: Common Stock · 13.17 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:08 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.832 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002142 · form4.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,879.269 Underlying: Common Stock · 5.832 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 20:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 15,625 | $0.00 Strike: $41.52 | $0.00 |
DisclosureSEC source: 0001062993-21-000835 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,625 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/12/2016. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 20:53 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 15,625 | $95.00 | $1,484,375.00 |
DisclosureSEC source: 0001062993-21-000835 · form4.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,689.136 Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 20:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 15,625 | $41.52 | $648,750.00 |
DisclosureSEC source: 0001062993-21-000835 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,314.136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 6.154 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · derivative · entry 9 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,015.749 Underlying: Common Stock · 6.154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 7.648 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · derivative · entry 8 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,873.437 Underlying: Common Stock · 7.648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 5.618 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · derivative · entry 7 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5.618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 3 | $80.50 | $241.50 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · nonDerivative · entry 6 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,689.136 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 6.154 | $80.50 | $495.40 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · nonDerivative · entry 5 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,692.136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 4 | $80.50 | $322.00 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,685.982 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 7.648 | $80.50 | $615.66 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,689.982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2020 which fell between dividend record date and dividend payment date. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 3 | $80.50 | $241.50 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,682.334 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 19:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 5.618 | $80.50 | $452.25 |
DisclosureSEC source: 0000775158-20-000176 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,685.334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2020 which fell between dividend record date and dividend payment date. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 18:01 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 18.466 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000166 · edgar.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,021.903 Underlying: Common Stock · 18.466 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 18:01 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 17.272 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000166 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,230.47 Underlying: Common Stock · 17.272 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 18:01 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 15.297 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000166 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881.085 Underlying: Common Stock · 15.297 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 18:01 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.618 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000166 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.618 Underlying: Common Stock · 5.618 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,370.433 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000150 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,370.433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 564 | $80.55 | $45,430.20 |
DisclosureSEC source: 0000775158-20-000150 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,679.716 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,370.433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-20-000150 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,243.716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 17:37 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,865.786 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000131 · edgar.xml · derivative · entry 6 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865.788 Underlying: Common Stock · 1,865.786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 17:37 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 768 | $80.19 | $61,585.92 |
DisclosureSEC source: 0000775158-20-000131 · edgar.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,873.283 Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 17:37 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,865.786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-20-000131 · edgar.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,641.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 17:37 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,501.211 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000131 · edgar.xml · derivative · entry 5 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003.437 Underlying: Common Stock · 1,501.211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 17:37 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 653 | $79.23 | $51,737.19 |
DisclosureSEC source: 0000775158-20-000131 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,775.497 Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 17:37 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,501.211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-20-000131 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,428.497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 6,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000123 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,350 Underlying: Common Stock · 6,350 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 14:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 766 | $79.47 | $60,874.02 |
DisclosureSEC source: 0000775158-20-000099 · edgar.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,927.286 Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 14:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,763 | $79.47 | $140,105.61 |
DisclosureSEC source: 0000775158-20-000099 · edgar.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,693.286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 14:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 1,786 | $79.47 | $141,933.42 |
DisclosureSEC source: 0000775158-20-000099 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,930.286 Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 14:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 4,113 | $79.47 | $326,860.11 |
DisclosureSEC source: 0000775158-20-000099 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,716.286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020). Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:14 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 17.48 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000090 · edgar.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,504.648 Underlying: Common Stock · 17.48 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:14 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 16.349 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000090 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213.198 Underlying: Common Stock · 16.349 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:14 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 14.48 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000090 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,731.574 Underlying: Common Stock · 14.48 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:14 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.318 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000090 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370.433 Underlying: Common Stock · 5.318 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:34 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 11,600 | $0.00 Strike: $46.94 | $0.00 |
DisclosureSEC source: 0000775158-20-000075 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:34 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 11,600 | $84.45 | $979,620.00 |
DisclosureSEC source: 0000775158-20-000075 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,603.286 F1 · price: Represents weighted average price. Individual sales by lot ranged from $84.27 to $84.81. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:34 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 11,600 | $46.94 | $544,504.00 |
DisclosureSEC source: 0000775158-20-000075 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,203.286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:31 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 18.665 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000069 · edgar.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,487.168 Underlying: Common Stock · 18.665 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:31 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 17.458 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000069 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,196.849 Underlying: Common Stock · 17.458 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:31 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 15.462 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000069 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,717.094 Underlying: Common Stock · 15.462 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:31 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.679 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000069 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365.115 Underlying: Common Stock · 5.679 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:13 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 2,089.188 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000048 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,179.391 Underlying: Common Stock · 2,089.188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:13 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 1,030 | $62.62 | $64,498.60 |
DisclosureSEC source: 0000775158-20-000048 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,603.286 Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:13 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,089.188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-20-000048 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,633.286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 18.503 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000033 · edgar.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,468.503 Underlying: Common Stock · 18.503 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 25.957 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000033 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,268.579 Underlying: Common Stock · 25.957 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 15.328 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000033 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,701.632 Underlying: Common Stock · 15.328 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.