Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | EVP & Pres. Access Segment | October 16, 2023 | October 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date October 16, 2023 · Filed October 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,415.012 |
Reported balance
After 2023-10-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-16 · Exercise / conversion · Acquired 4,289 · Balance 56,415.012 F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023). |
| Common StockSEC Table I · non-derivative | Direct | 54,550.012 |
Reported balance
After 2023-10-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-10-16 · Tax withholding · Disposed 1,865 · Balance 54,550.012 |
| Common StockSEC Table I · non-derivative | Direct | 57,547.012 |
Reported balance
After 2023-10-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-10-16 · Exercise / conversion · Acquired 2,997 · Balance 57,547.012 F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 56,303.61 |
Reported balance
After 2023-10-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-10-16 · Tax withholding · Disposed 1,304 · Balance 56,303.61 F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023).
F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023.
F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2022 Filed May 31, 2022 17:40 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 6.119 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013817 · form4.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,537.607 Underlying: Common Stock · 6.119 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019. Read SEC document |
| May 06, 2022 Filed May 9, 2022 15:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 2,148.157 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011863 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,148.157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| May 06, 2022 Filed May 9, 2022 15:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 884 | $92.83 | $82,061.72 |
DisclosureSEC source: 0001062993-22-011863 · form4.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,871.601 Read SEC document |
| May 06, 2022 Filed May 9, 2022 15:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,148.157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-011863 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,755.601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 15:35 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.308 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006027 · form4.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,734.308 Underlying: Common Stock · 9.308 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021. F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 15:35 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 14.634 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006027 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298.855 Underlying: Common Stock · 14.634 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 15:35 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.213 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006027 · form4.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531.488 Underlying: Common Stock · 5.213 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 15:35 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 7.313 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006027 · form4.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,148.157 Underlying: Common Stock · 7.313 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/6/2019. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/6/2019. Read SEC document |
| February 21, 2022 Filed Feb 22, 2022 21:14 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-005121 · form4.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 5,625 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 7.106 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · derivative · entry 9 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284.221 Underlying: Common Stock · 7.106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 5.062 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · derivative · entry 8 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526.275 Underlying: Common Stock · 5.062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 6.291 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · derivative · entry 7 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6.291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 4 | $111.12 | $444.48 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · nonDerivative · entry 6 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,607.444 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 7.106 | $111.12 | $789.62 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · nonDerivative · entry 5 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,611.444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 3 | $111.12 | $333.36 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,604.338 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 5.062 | $111.12 | $562.49 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,607.338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 3 | $111.12 | $333.36 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,602.276 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:20 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 6.291 | $111.12 | $699.06 |
DisclosureSEC source: 0001062993-21-012091 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,605.276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 18:59 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 21.324 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011857 · form4.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291.327 Underlying: Common Stock · 21.324 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 18:59 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 10.127 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011857 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531.337 Underlying: Common Stock · 10.127 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 18:59 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 7.105 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011857 · form4.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140.844 Underlying: Common Stock · 7.105 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 18:59 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 6.291 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011857 · form4.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6.291 Underlying: Common Stock · 6.291 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:02 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,889.367 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011332 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,889.367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:02 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 778 | $112.41 | $87,454.98 |
DisclosureSEC source: 0001062993-21-011332 · form4.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,598.985 Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:02 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,889.367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-011332 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,376.985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 18:05 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,520.183 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011180 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521.21 Underlying: Common Stock · 1,520.183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 18:05 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 626 | $113.41 | $70,994.66 |
DisclosureSEC source: 0001062993-21-011180 · form4.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,487.618 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 18:05 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,520.183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-011180 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,113.618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 2,133.994 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011082 · form4.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,270.003 Underlying: Common Stock · 2,133.994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 928 | $115.07 | $106,784.96 |
DisclosureSEC source: 0001062993-21-011082 · form4.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,593.435 Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,133.994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-011082 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,521.435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 2,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011082 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,725 Underlying: Common Stock · 2,725 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 18:42 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 1,746 | $101.66 | $177,498.36 |
DisclosureSEC source: 0001062993-21-009649 · form4.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,387.441 Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 18:42 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 4,014 | $101.66 | $408,063.24 |
DisclosureSEC source: 0001062993-21-009649 · form4.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,133.441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2018 through September 30, 2021. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 18:42 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 2,448 | $101.66 | $248,863.68 |
DisclosureSEC source: 0001062993-21-009649 · form4.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,119.441 Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 18:42 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 5,630 | $101.66 | $572,345.80 |
DisclosureSEC source: 0001062993-21-009649 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,567.441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2018 through September 30, 2021 (which takes into account performance through June 30, 2021). Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 19:48 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 18.236 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008075 · form4.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,403.997 Underlying: Common Stock · 18.236 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 19:48 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 8.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008075 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,041.393 Underlying: Common Stock · 8.66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 19:48 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 6.076 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008075 · form4.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133.739 Underlying: Common Stock · 6.076 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 19:48 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008075 · form4.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889.367 Underlying: Common Stock · 5.38 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:04 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 15.992 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-005224 · form4.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,385.761 Underlying: Common Stock · 15.992 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:04 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 7.595 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-005224 · form4.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,032.733 Underlying: Common Stock · 7.595 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:04 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.328 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-005224 · form4.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127.663 Underlying: Common Stock · 5.328 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:04 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 4.718 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-005224 · form4.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883.987 Underlying: Common Stock · 4.718 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| May 06, 2021 Filed May 7, 2021 16:14 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 2,121.305 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-004241 · form4.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,122.335 Underlying: Common Stock · 2,121.305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| May 06, 2021 Filed May 7, 2021 16:14 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 873 | $132.25 | $115,454.25 |
DisclosureSEC source: 0001062993-21-004241 · form4.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,937.441 Read SEC document |
| May 06, 2021 Filed May 7, 2021 16:14 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,121.305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-004241 · form4.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,810.441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| May 06, 2021 Filed May 7, 2021 16:14 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 5,000 | $131.00 | $655,000.00 |
DisclosureSEC source: 0001062993-21-004241 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,689.136 Read SEC document |
| May 03, 2021 Filed May 5, 2021 15:21 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 20,000 | $128.00 | $2,560,000.00 |
DisclosureSEC source: 0001062993-21-004127 · form4.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,689.136 F1 · price: Represents weighted average price. Individual sales by lot ranged from $127.00 to $128.00. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:08 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 19.769 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002142 · form4.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,369.769 Underlying: Common Stock · 19.769 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.