Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | EVP & Pres. Access Segment | October 16, 2023 | October 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date October 16, 2023 · Filed October 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,415.012 |
Reported balance
After 2023-10-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-16 · Exercise / conversion · Acquired 4,289 · Balance 56,415.012 F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023). |
| Common StockSEC Table I · non-derivative | Direct | 54,550.012 |
Reported balance
After 2023-10-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-10-16 · Tax withholding · Disposed 1,865 · Balance 54,550.012 |
| Common StockSEC Table I · non-derivative | Direct | 57,547.012 |
Reported balance
After 2023-10-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-10-16 · Exercise / conversion · Acquired 2,997 · Balance 57,547.012 F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 56,303.61 |
Reported balance
After 2023-10-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-10-16 · Tax withholding · Disposed 1,304 · Balance 56,303.61 F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023).
F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023.
F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.629 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000033 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359.436 Underlying: Common Stock · 5.629 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 6.127 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · derivative · entry 9 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686.304 Underlying: Common Stock · 6.127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 4.503 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · derivative · entry 8 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353.807 Underlying: Common Stock · 4.503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 4.844 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · derivative · entry 7 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4.844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 4 | $89.89 | $359.56 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · nonDerivative · entry 6 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,544.098 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 6.127 | $89.89 | $550.76 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · nonDerivative · entry 5 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,548.098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 3 | $89.89 | $269.67 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,541.971 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 4.503 | $89.89 | $404.77 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,544.971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 3 | $89.89 | $269.67 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,540.468 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 4.844 | $89.89 | $435.43 |
DisclosureSEC source: 0000775158-19-000183 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,543.468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:39 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 20.765 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000178 · edgar.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,242.622 Underlying: Common Stock · 20.765 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/6/2019. F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/6/2019. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:39 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 18.389 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000178 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692.431 Underlying: Common Stock · 18.389 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:39 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.006 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000178 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358.31 Underlying: Common Stock · 9.006 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:39 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 4.844 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000178 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.844 Underlying: Common Stock · 4.844 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:32 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,451.328 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000156 · edgar.xml · derivative · entry 6 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,451.328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:32 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 716 | $90.11 | $64,518.76 |
DisclosureSEC source: 0000775158-19-000156 · edgar.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,538.624 Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:32 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,451.328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000156 · edgar.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,254.624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:32 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,349.306 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000156 · edgar.xml · derivative · entry 5 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349.304 Underlying: Common Stock · 1,349.306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:32 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 666 | $89.11 | $59,347.26 |
DisclosureSEC source: 0000775158-19-000156 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,803.296 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:32 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,349.306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000156 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,469.296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,836.01 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000145 · edgar.xml · derivative · entry 5 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,674.042 Underlying: Common Stock · 1,836.01 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 906 | $90.73 | $82,201.38 |
DisclosureSEC source: 0000775158-19-000145 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,119.99 Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,836.01 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000145 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,025.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000145 · edgar.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,450 Underlying: Common Stock · 4,450 shares Expires not disclosed F4 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:03 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantOptions · Derivative | 7,650 | $0.00 Strike: $90.28 | $0.00 |
DisclosureSEC source: 0000775158-19-000145 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 7,650 shares Expires 2029-11-18 F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 20:24 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 7,200 | $0.00 Strike: $47.33 | $0.00 |
DisclosureSEC source: 0000775158-19-000121 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires 2020-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 20:24 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 7,200 | $87.00 | $626,400.00 |
DisclosureSEC source: 0000775158-19-000121 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,189.98 Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 20:24 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 7,200 | $47.33 | $340,776.00 |
DisclosureSEC source: 0000775158-19-000121 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,389.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting Person completed a cashless exercise of OSK stock options granted in 2012 and due to expire on September 16, 2020. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 1,428 | $74.74 | $106,728.72 |
DisclosureSEC source: 0000775158-19-000117 · edgar.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,189.98 Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 3,281 | $74.74 | $245,221.94 |
DisclosureSEC source: 0000775158-19-000117 · edgar.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,617.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2016 through September 30, 2019 (which takes into account performance through June 30, 2019). Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 496 | $74.74 | $37,071.04 |
DisclosureSEC source: 0000775158-19-000117 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,336.98 Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,444 | $74.74 | $107,924.56 |
DisclosureSEC source: 0000775158-19-000117 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,832.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2016 through September 30, 2019. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:18 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 24.665 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000102 · edgar.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,221.857 Underlying: Common Stock · 24.665 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/6/2019. F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/6/2019. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:18 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 21.843 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000102 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,510.052 Underlying: Common Stock · 21.843 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:18 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 10.698 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000102 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,698.61 Underlying: Common Stock · 10.698 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:18 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.753 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000102 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451.328 Underlying: Common Stock · 5.753 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 22.192 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000073 · edgar.xml · derivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,197.192 Underlying: Common Stock · 22.192 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/6/2019. F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/6/2019. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 19.653 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000073 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,488.209 Underlying: Common Stock · 19.653 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.625 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000073 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,687.912 Underlying: Common Stock · 9.625 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.176 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000073 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,445.575 Underlying: Common Stock · 5.176 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| May 06, 2019 Filed May 8, 2019 16:52 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 6,175 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000059 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 Underlying: Common Stock · 6,175 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:36 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 18.556 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000035 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,468.556 Underlying: Common Stock · 18.556 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:36 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.088 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000035 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678.287 Underlying: Common Stock · 9.088 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:36 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 4.888 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000035 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440.399 Underlying: Common Stock · 4.888 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 16:43 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 2,899 | $78.70 | $228,151.30 |
DisclosureSEC source: 0000775158-19-000020 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,388.98 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 16:43 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 2,101 | $78.71 | $165,369.71 |
DisclosureSEC source: 0000775158-19-000020 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,287.98 F1 · price: Represents weighted average price. Individual sales by lot ranged from $78.70 to $78.77. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 17:15 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 10,000 | $0.00 Strike: $28.96 | $0.00 |
DisclosureSEC source: 0000775158-19-000008 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F4 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/17/2013. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 17:15 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 10,000 | $74.34 | $743,400.00 |
DisclosureSEC source: 0000775158-19-000008 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,388.98 F2 · price: Represents weighted average price. Individual sales by lot ranged from $74.15 to $74.58. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 17:15 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 10,000 | $28.96 | $289,600.00 |
DisclosureSEC source: 0000775158-19-000008 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,388.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting Person completed a cashless exercise of OSK stock options granted in 2012 and due to expire on September 17, 2019. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 20:43 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 5.013 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-18-000196 · edgar.xml · derivative · entry 8 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,669.199 Underlying: Common Stock · 5.013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.