Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLEX LTD.FLEX · Entity 3085 | Director | September 24, 2026 | September 26, 2026 |
| Johnson Controls International plcJCI · Entity 2940 | Director | May 23, 2025 | May 23, 2025 |
| NVR INCNVR · Entity 3312 | Director | August 07, 2026 | August 11, 2026 |
| RTX CorpRTX · Entity 2823 | Director | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLEX LTD.
Report date September 24, 2026 · Filed September 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,802 |
Reported balance
After 2026-09-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 1,802 · Balance 1,802 F1: On September 24, 2026, the Reporting Person was awarded a total of 1,802 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. F2: Consists of 1,802 unvested RSUs which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 24, 2026, the Reporting Person was awarded a total of 1,802 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting.
F2: Consists of 1,802 unvested RSUs which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.
Johnson Controls International plc
Report date May 23, 2025 · Filed May 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 901,360.47 |
Reported balance
After 2025-05-23 transaction · row 1
1 source rowRow 1 · 2025-05-23 · Gift · Disposed 360 · Balance 901,360.47 |
| Ordinary SharesSEC Table I · non-derivative | IndirectGRO Sr. 5 Year GRAT | 108,483 |
Reported balance
Holding disclosure · report date 2025-05-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 108,483 |
| Ordinary SharesSEC Table I · non-derivative | IndirectOliver Family Trust (SLAT) | 69,866 |
Reported balance
Holding disclosure · report date 2025-05-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 69,866 |
NVR INC
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NVR, Inc. common stockSEC Table I · non-derivative | Direct | 63 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired 63 · Balance 63 |
RTX Corp
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 17,129.6061 |
Reported balance
After 2026-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 1,260.8622 · Balance 17,129.6061 F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 07, 2020
Section 16 reporting ended · disclosed 2020-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 6,967 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2020 Filed Dec 14, 2020 21:26 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 51,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031261 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,932.5 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:53 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 10,841 | $45.25 | $490,555.25 |
DisclosureSEC source: 0001127602-20-030920 · form4.xml · nonDerivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,952.5 Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:53 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 83,242 | $45.25 | $3,766,700.50 |
DisclosureSEC source: 0001127602-20-030920 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,793.5 Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:53 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 177,109.42 | $45.25 | $8,014,201.26 |
DisclosureSEC source: 0001127602-20-030920 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179,035.5 F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2020. The Compensation Committee approved the performance results on November 19, 2020. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 23:53 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 11,777 | $45.89 | $540,446.53 |
DisclosureSEC source: 0001127602-20-030920 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,926.08 Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 23:53 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 9,162 | $45.89 | $420,444.18 |
DisclosureSEC source: 0001127602-20-030920 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,703.08 Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,674 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 11,674 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,876 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,876 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 21,991 | $40.85 | $898,332.35 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,079.75 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.38 to $41.17 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,674 | $21.14 | $246,788.36 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,070.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,876 | $17.79 | $246,854.04 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,396.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,674 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,674 Underlying: Ordinary Shares · 11,674 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,876 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 22,174 | $38.66 | $857,246.84 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,520.75 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,674 | $21.14 | $246,788.36 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,694.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,020.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,674 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,348 Underlying: Ordinary Shares · 11,674 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,753 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 22,620 | $34.17 | $772,925.40 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,246.65 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.90 to $34.55 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,674 | $21.14 | $246,788.36 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036,866.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,192.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-018658 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,022 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-018658 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,630 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 22,935 | $31.58 | $724,287.30 |
DisclosureSEC source: 0001127602-20-018658 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011,315.65 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.20 to $31.82 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $21.14 | $246,809.50 |
DisclosureSEC source: 0001127602-20-018658 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,250.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-018658 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,575.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 12, 2020 Filed May 14, 2020 21:29 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,629.7833 | $65.07 | $171,120.00 |
DisclosureSEC source: 0001225208-20-007677 · doc4.xml · derivative · entry 1 Oliver George · CIK 0001403297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,629.7833 Underlying: Common Stock · 2,629.7833 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-015298 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,697 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-015298 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,507 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 1,500 | $28.78 | $43,170.00 |
DisclosureSEC source: 0001127602-20-015298 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,698.65 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.56 to $29.05 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 21,993 | $27.78 | $610,965.54 |
DisclosureSEC source: 0001127602-20-015298 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,198.65 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.48 to $28.41 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $21.14 | $246,809.50 |
DisclosureSEC source: 0001127602-20-015298 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,191.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-015298 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,516.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:56 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 6,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000087 · wf-form4_158630739046573.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:58 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 16,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000344 · ownership.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,266 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-012684 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,372 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-012684 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,384 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 3,700 | $26.07 | $96,459.00 |
DisclosureSEC source: 0001127602-20-012684 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,544.58 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · shares: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.98 to $26.19 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 20,205 | $25.52 | $515,631.60 |
DisclosureSEC source: 0001127602-20-012684 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,244.58 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · shares: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.97 to $25.97 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $21.14 | $246,809.50 |
DisclosureSEC source: 0001127602-20-012684 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,449.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-012684 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,774.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-008849 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,047 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-008849 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,261 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 8,239 | $37.24 | $306,820.36 |
DisclosureSEC source: 0001127602-20-008849 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,897.58 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.12 to $37.47, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 14,111 | $36.64 | $517,027.04 |
DisclosureSEC source: 0001127602-20-008849 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,136.58 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.12 to $37.11 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $21.14 | $246,809.50 |
DisclosureSEC source: 0001127602-20-008849 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,247.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-008849 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,572.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-003605 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,722 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-003605 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,138 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:29 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 22,086 | $39.71 | $877,112.36 |
DisclosureSEC source: 0001127602-20-003605 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,695.58 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.4539 to $39.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.