Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLEX LTD.FLEX · Entity 3085 | Director | September 24, 2026 | September 26, 2026 |
| Johnson Controls International plcJCI · Entity 2940 | Director | May 23, 2025 | May 23, 2025 |
| NVR INCNVR · Entity 3312 | Director | August 07, 2026 | August 11, 2026 |
| RTX CorpRTX · Entity 2823 | Director | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLEX LTD.
Report date September 24, 2026 · Filed September 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,802 |
Reported balance
After 2026-09-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 1,802 · Balance 1,802 F1: On September 24, 2026, the Reporting Person was awarded a total of 1,802 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. F2: Consists of 1,802 unvested RSUs which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 24, 2026, the Reporting Person was awarded a total of 1,802 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting.
F2: Consists of 1,802 unvested RSUs which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.
Johnson Controls International plc
Report date May 23, 2025 · Filed May 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 901,360.47 |
Reported balance
After 2025-05-23 transaction · row 1
1 source rowRow 1 · 2025-05-23 · Gift · Disposed 360 · Balance 901,360.47 |
| Ordinary SharesSEC Table I · non-derivative | IndirectGRO Sr. 5 Year GRAT | 108,483 |
Reported balance
Holding disclosure · report date 2025-05-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 108,483 |
| Ordinary SharesSEC Table I · non-derivative | IndirectOliver Family Trust (SLAT) | 69,866 |
Reported balance
Holding disclosure · report date 2025-05-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 69,866 |
NVR INC
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NVR, Inc. common stockSEC Table I · non-derivative | Direct | 63 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired 63 · Balance 63 |
RTX Corp
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 17,129.6061 |
Reported balance
After 2026-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 1,260.8622 · Balance 17,129.6061 F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 07, 2020
Section 16 reporting ended · disclosed 2020-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 6,967 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2023 Filed Dec 11, 2023 22:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 12,298 | $56.08 | $689,671.84 |
DisclosureSEC source: 0001127602-23-029237 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968,104.89 Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 21:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 103,332 | $0.00 Strike: $35.86 | $0.00 |
DisclosureSEC source: 0001127602-23-027628 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 103,332 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 21:42 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 103,332 | $52.30 | $5,404,098.27 |
DisclosureSEC source: 0001127602-23-027628 · form4.xml · nonDerivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 980,402.89 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on May 24, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.86 to $52.85 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 21:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 103,332 | $35.86 | $3,705,485.52 |
DisclosureSEC source: 0001127602-23-027628 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,083,734.89 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on May 24, 2023. Read SEC document |
| October 16, 2023 Filed Oct 17, 2023 20:22 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 103,332 | $0.00 Strike: $35.86 | $0.00 |
DisclosureSEC source: 0001127602-23-025994 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,332 Underlying: Ordinary Shares · 103,332 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| October 16, 2023 Filed Oct 17, 2023 20:22 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 103,332 | $52.37 | $5,411,496.84 |
DisclosureSEC source: 0001127602-23-025994 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 979,759.34 F2 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.74 to $52.69 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 16, 2023 Filed Oct 17, 2023 20:22 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 103,332 | $35.86 | $3,705,485.52 |
DisclosureSEC source: 0001127602-23-025994 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,083,091.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on May 24, 2023. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 21:40 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 103,332 | $0.00 Strike: $35.86 | $0.00 |
DisclosureSEC source: 0001127602-23-023182 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 206,664 Underlying: Ordinary Shares · 103,332 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 21:40 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 103,332 | $59.23 | $6,120,354.36 |
DisclosureSEC source: 0001127602-23-023182 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 979,759.34 F1 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.65 to $59.62 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 21:40 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 103,332 | $35.86 | $3,705,485.52 |
DisclosureSEC source: 0001127602-23-023182 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,083,091.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2023 Filed May 4, 2023 21:06 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,287.1447 | $98.87 | $325,000.00 |
DisclosureSEC source: 0001225208-23-005416 · doc4.xml · derivative · entry 1 Oliver George · CIK 0001403297 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,439.196 Underlying: Common Stock · 3,287.1447 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 22:33 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 38,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027411 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,512.58 F4 · shares: Represents the distribution of 38,567 shares from the George R Oliver, Sr. 5 Year (GRAT) to the reporting person, which are now owned directly. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 22:33 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 38,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027411 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRO Sr. 5 Year GRAT Disclosed balance after: 208,414 F3 · shares: Represents distribution of 38,567 shares from George R Oliver, Sr. 5 Year (GRAT) Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 22:33 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 137,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027411 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938,945.58 F2 · shares: Represents the distribution of 137,759 shares from the George R Oliver, Sr. 2 Year (GRAT) to the reporting person, which are now owned directly. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 22:33 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 137,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027411 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRO Sr. 2 Year GRAT Disclosed balance after: 112,117 F1 · shares: Represents distribution of 137,759 shares from George R Oliver, Sr. 2 Year (GRAT) Read SEC document |
| December 10, 2022 Filed Dec 12, 2022 22:25 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 8,488 | $65.77 | $558,255.76 |
DisclosureSEC source: 0001127602-22-027334 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,186.58 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 22:29 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 151,015 | $0.00 Strike: $66.77 | $0.00 |
DisclosureSEC source: 0001127602-22-027234 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,015 Underlying: Ordinary Shares · 151,015 shares Expires 2032-12-08 F2 · shares: Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 22:29 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 41,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027234 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,674.58 F1 · shares: Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 22:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 5,551 | $66.77 | $370,640.27 |
DisclosureSEC source: 0001127602-22-027234 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,488.58 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 20:04 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 45,034 | $66.39 | $2,989,807.26 |
DisclosureSEC source: 0001127602-22-027070 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,039.58 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 20:04 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 95,815.69 | $66.39 | $6,361,203.66 |
DisclosureSEC source: 0001127602-22-027070 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,073.58 F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 28, 2022. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 17:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 9,550 | $67.21 | $641,855.50 |
DisclosureSEC source: 0001127602-22-026959 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,257.89 Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 21:04 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,867.2824 | $99.61 | $186,000.00 |
DisclosureSEC source: 0001225208-22-006205 · doc4.xml · derivative · entry 1 Oliver George · CIK 0001403297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,984.2573 Underlying: Common Stock · 1,867.2824 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 22:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 8,283 | $79.32 | $657,007.56 |
DisclosureSEC source: 0001127602-21-030842 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,778.05 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 20:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 147,928 | $0.00 Strike: $79.54 | $0.00 |
DisclosureSEC source: 0001127602-21-030715 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,928 Underlying: Ordinary Shares · 147,928 shares Expires 2031-12-08 F6 · shares: Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 20:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 69,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Oliver Family Trust (SLAT) Disclosed balance after: 69,866 F5 · shares: 69,866 shares were gifted to Oliver Family Trust (SLAT). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 20:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 246,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRO Sr. 5 Year GRAT Disclosed balance after: 246,981 F4 · shares: 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 20:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 249,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRO Sr. 2 Year GRAT Disclosed balance after: 249,876 F3 · shares: 249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 20:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 566,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,061.05 F2 · shares: 249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT), 69,866 shares were gifted to Oliver Family Trust (SLAT) and 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT). Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 20:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 34,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303,784.05 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 22:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 71,048 | $79.15 | $5,623,449.20 |
DisclosureSEC source: 0001127602-21-030659 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,269,211.05 Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 22:37 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 222,024.47 | $79.15 | $17,573,236.80 |
DisclosureSEC source: 0001127602-21-030659 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,259.05 F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2021. The Board of Directors approved the performance results on November 29, 2021. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 13:26 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 11,980 | $78.19 | $936,716.20 |
DisclosureSEC source: 0001127602-21-030503 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118,234.58 Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 01:26 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 9,319 | $77.95 | $726,416.05 |
DisclosureSEC source: 0001127602-21-030395 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,214.58 Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 176,752 | $0.00 Strike: $26.19 | $0.00 |
DisclosureSEC source: 0001127602-21-023077 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 176,752 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:42 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 152,947 | $72.02 | $11,015,242.94 |
DisclosureSEC source: 0001127602-21-023077 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139,086.15 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.61 to $72.36 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:42 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 23,805 | $71.00 | $1,690,155.00 |
DisclosureSEC source: 0001127602-21-023077 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292,033.15 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.61 to $71.55 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 176,752 | $71.88 | $12,704,933.76 |
DisclosureSEC source: 0001127602-21-023077 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,838.15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 176,754 | $0.00 Strike: $26.19 | $0.00 |
DisclosureSEC source: 0001127602-21-021682 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,752 Underlying: Ordinary Shares · 176,754 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:51 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 13,537 | $68.73 | $930,398.01 |
DisclosureSEC source: 0001127602-21-021682 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,632.85 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.57 to $69.01 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:51 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 163,217 | $68.12 | $11,118,342.04 |
DisclosureSEC source: 0001127602-21-021682 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,169.85 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.57 to $68.56 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 176,754 | $68.17 | $12,049,320.18 |
DisclosureSEC source: 0001127602-21-021682 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,386.85 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:28 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 36 | $0.00 Strike: $26.19 | $0.00 |
DisclosureSEC source: 0001127602-21-019268 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,506 Underlying: Ordinary Shares · 36 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:28 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 176,718 | $0.00 Strike: $26.19 | $0.00 |
DisclosureSEC source: 0001127602-21-019268 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 176,718 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:28 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 26,264 | $66.62 | $1,749,707.68 |
DisclosureSEC source: 0001127602-21-019268 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,632.85 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.61 to $66.71 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:28 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 150,490 | $66.31 | $9,978,991.90 |
DisclosureSEC source: 0001127602-21-019268 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,896.85 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.61 to $66.60 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:28 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 36 | $26.19 | $942.84 |
DisclosureSEC source: 0001127602-21-019268 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,386.85 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:28 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 176,718 | $26.19 | $4,628,244.42 |
DisclosureSEC source: 0001127602-21-019268 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,350.85 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 21:11 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,296.2963 | $81.00 | $186,000.00 |
DisclosureSEC source: 0001225208-21-007125 · doc4.xml · derivative · entry 1 Oliver George · CIK 0001403297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000.31 Underlying: Common Stock · 2,296.2963 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:26 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 253,739 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001127602-20-031261 · form4.xml · derivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,739 Underlying: Ordinary Shares · 253,739 shares Expires 2030-12-10 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.