Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLEX LTD.FLEX · Entity 3085 | Director | September 24, 2026 | September 26, 2026 |
| Johnson Controls International plcJCI · Entity 2940 | Director | May 23, 2025 | May 23, 2025 |
| NVR INCNVR · Entity 3312 | Director | August 07, 2026 | August 11, 2026 |
| RTX CorpRTX · Entity 2823 | Director | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLEX LTD.
Report date September 24, 2026 · Filed September 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,802 |
Reported balance
After 2026-09-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 1,802 · Balance 1,802 F1: On September 24, 2026, the Reporting Person was awarded a total of 1,802 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. F2: Consists of 1,802 unvested RSUs which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 24, 2026, the Reporting Person was awarded a total of 1,802 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting.
F2: Consists of 1,802 unvested RSUs which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.
Johnson Controls International plc
Report date May 23, 2025 · Filed May 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 901,360.47 |
Reported balance
After 2025-05-23 transaction · row 1
1 source rowRow 1 · 2025-05-23 · Gift · Disposed 360 · Balance 901,360.47 |
| Ordinary SharesSEC Table I · non-derivative | IndirectGRO Sr. 5 Year GRAT | 108,483 |
Reported balance
Holding disclosure · report date 2025-05-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 108,483 |
| Ordinary SharesSEC Table I · non-derivative | IndirectOliver Family Trust (SLAT) | 69,866 |
Reported balance
Holding disclosure · report date 2025-05-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 69,866 |
NVR INC
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NVR, Inc. common stockSEC Table I · non-derivative | Direct | 63 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired 63 · Balance 63 |
RTX Corp
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 17,129.6061 |
Reported balance
After 2026-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 1,260.8622 · Balance 17,129.6061 F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 07, 2020
Section 16 reporting ended · disclosed 2020-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 6,967 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 4, 2020 23:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $21.14 | $246,809.50 |
DisclosureSEC source: 0001127602-20-003605 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,781.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-003605 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011,106.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:10 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-000813 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,397 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:10 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-000813 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,015 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:10 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 21,982 | $40.99 | $901,042.18 |
DisclosureSEC source: 0001127602-20-000813 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,417.04 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.74 to $41.17 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:10 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $40.99 | $478,558.25 |
DisclosureSEC source: 0001127602-20-000813 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,399.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:10 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $40.99 | $568,818.23 |
DisclosureSEC source: 0001127602-20-000813 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,724.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 00:15 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 9,002 | $42.09 | $378,894.18 |
DisclosureSEC source: 0001127602-19-034626 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,847.04 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:15 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 11,454 | $42.09 | $482,098.86 |
DisclosureSEC source: 0001127602-19-034626 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,849.04 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:15 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 68,210 | $42.09 | $2,870,958.90 |
DisclosureSEC source: 0001127602-19-034626 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,303.04 Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 00:15 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 325,788 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001127602-19-034626 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,788 Underlying: Ordinary Shares · 325,788 shares Expires 2029-12-05 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 00:15 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 56,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034626 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,513.04 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:07 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 142,495.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034451 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,004.86 F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:35 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-19-034147 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,072 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:35 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-19-034147 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,892 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:35 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 21,863 | $42.59 | $931,145.17 |
DisclosureSEC source: 0001127602-19-034147 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,509.04 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.41 to $42.83 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:35 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $21.14 | $246,809.50 |
DisclosureSEC source: 0001127602-19-034147 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,372.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:35 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-19-034147 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,697.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:01 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-19-031866 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,747 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:01 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-19-031866 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,769 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:01 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 10,094 | $43.65 | $440,603.10 |
DisclosureSEC source: 0001127602-19-031866 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,820.04 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.43 to $43.84 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:01 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 11,713 | $43.65 | $511,272.45 |
DisclosureSEC source: 0001127602-19-031866 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,914.04 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.43 to $43.84 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:01 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031866 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,627.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:01 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031866 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,952.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 22:36 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 8,491 | $42.24 | $358,659.84 |
DisclosureSEC source: 0001127602-19-030343 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,075.04 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 14:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-19-029883 · form4.xml · derivative · entry 6 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,422 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 14:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-19-029883 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,646 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 14:34 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 900 | $44.09 | $39,681.00 |
DisclosureSEC source: 0001127602-19-029883 · form4.xml · nonDerivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,737.69 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.07 to $44.12 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 14:34 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 20,905 | $43.38 | $906,858.90 |
DisclosureSEC source: 0001127602-19-029883 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,637.69 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.05 to $44.04 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 14:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,675 | $21.14 | $246,809.50 |
DisclosureSEC source: 0001127602-19-029883 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,542.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 14:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-19-029883 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,867.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 11:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,641 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001127602-19-027944 · form4.xml · derivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 16,641 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 11:58 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 11,207 | $42.07 | $471,478.49 |
DisclosureSEC source: 0001127602-19-027944 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,990.69 F1 · shares: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.88 to $42.31 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 11:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 16,641 | $16.10 | $267,920.10 |
DisclosureSEC source: 0001127602-19-027944 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,197.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,638 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001127602-19-025871 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,641 Underlying: Ordinary Shares · 16,638 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:16 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 2,000 | $42.26 | $84,520.00 |
DisclosureSEC source: 0001127602-19-025871 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,556.69 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.66 to $42.81 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:16 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 9,196 | $42.26 | $388,622.96 |
DisclosureSEC source: 0001127602-19-025871 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,556.69 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.66 to $42.65 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 16,638 | $16.10 | $267,871.80 |
DisclosureSEC source: 0001127602-19-025871 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,752.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:13 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,638 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001127602-19-023680 · form4.xml · derivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,279 Underlying: Ordinary Shares · 16,638 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:13 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 11,238 | $41.67 | $468,287.46 |
DisclosureSEC source: 0001127602-19-023680 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,273 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.49 to $41.79 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:13 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 16,638 | $16.10 | $267,871.80 |
DisclosureSEC source: 0001127602-19-023680 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 18:52 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,638 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001127602-19-020673 · form4.xml · derivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,917 Underlying: Ordinary Shares · 16,638 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 18:52 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 11,481 | $38.90 | $446,610.90 |
DisclosureSEC source: 0001127602-19-020673 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,873 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.55 to $39.43 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 18:52 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 16,638 | $16.10 | $267,871.80 |
DisclosureSEC source: 0001127602-19-020673 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 18:00 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-19-000154 · wf-form4_155959920834080.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,967 F1 · shares: Shares of restricted stock that vest on the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:38 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,638 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001127602-19-017202 · form4.xml · derivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,555 Underlying: Ordinary Shares · 16,638 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:38 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 11,425 | $39.53 | $451,630.25 |
DisclosureSEC source: 0001127602-19-017202 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,716.66 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.98 to $39.82 inclusive, pursuant to a previously disclosed Rule 10b5-1 Trading Plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:38 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 16,638 | $16.10 | $267,871.80 |
DisclosureSEC source: 0001127602-19-017202 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,141.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 22:54 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,638 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001127602-19-014302 · form4.xml · derivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,193 Underlying: Ordinary Shares · 16,638 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 22:54 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 11,669 | $36.99 | $431,636.31 |
DisclosureSEC source: 0001127602-19-014302 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,542 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.85 to $37.26 inclusive, pursuant to a previously disclosed Rule 10b5-1 Trading Plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.