Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLURION TECHNOLOGIES, INC.ALUR · Entity 8577 | Director · 10% owner | October 23, 2023 | October 25, 2023 |
| Presto Automation Inc.PRST · Entity 90002 | Director | October 23, 2023 | October 25, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLURION TECHNOLOGIES, INC.
Report date October 23, 2023 · Filed October 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,381,107 |
Reported balance
After 2023-10-23 transaction · row 1
1 source rowRow 1 · 2023-10-23 · Grant · Acquired 45,235 · Balance 1,381,107 F1: The shares reported in this transaction represent an initial, one-time grant of Restricted Stock Units ("RSUs") issued pursuant to the Issuer's non-employee director compensation policy and the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in equal annual installments over three years from October 23, 2023, subject to the Reporting Person's continued service as a director of the Issuer on each such vesting date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,124,244 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,124,244 F2: The shares are held directly by Romulus Growth Allurion L.P. ("Romulus Growth"). The Reporting Person is the general partner of Romulus Growth and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 72,953 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 72,953 F3: The shares are held directly by Romulus Capital I, L.P. ("Romulus I"). Palatine Hill Ventures GP LLC ("Palatine Hill") is the general partner of Romulus I. The Reporting Person is a managing member of Palatine Hill and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 881,300 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 881,300 F4: The shares are held directly by Romulus Allurion Special Opportunity L.P. ("Romulus Opportunity"). The Reporting Person is the general partner of Romulus Opportunity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 538,101 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 538,101 F5: The shares are held directly by Samin Capital LLC ("Samin Capital"). The Reporting Person is the manager of Samin Capital and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported in this transaction represent an initial, one-time grant of Restricted Stock Units ("RSUs") issued pursuant to the Issuer's non-employee director compensation policy and the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in equal annual installments over three years from October 23, 2023, subject to the Reporting Person's continued service as a director of the Issuer on each such vesting date.
F2: The shares are held directly by Romulus Growth Allurion L.P. ("Romulus Growth"). The Reporting Person is the general partner of Romulus Growth and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F3: The shares are held directly by Romulus Capital I, L.P. ("Romulus I"). Palatine Hill Ventures GP LLC ("Palatine Hill") is the general partner of Romulus I. The Reporting Person is a managing member of Palatine Hill and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
F4: The shares are held directly by Romulus Allurion Special Opportunity L.P. ("Romulus Opportunity"). The Reporting Person is the general partner of Romulus Opportunity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
F5: The shares are held directly by Samin Capital LLC ("Samin Capital"). The Reporting Person is the manager of Samin Capital and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
Presto Automation Inc.
Report date October 23, 2023 · Filed October 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 284,916 |
Reported balance
After 2023-10-23 transaction · row 1
1 source rowRow 1 · 2023-10-23 · Grant · Acquired 250,000 · Balance 284,916 F1: The reporting person was granted 250,000 shares of common stock for his service as a director, including while he served as Interim Chief Executive Officer. |
| Common StockSEC Table I · non-derivative | IndirectBy KKG Enterprises LLC | 1,479,680 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,479,680 F2: The Reporting Person is the sole managing member of this entity, and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
| Common StockSEC Table I · non-derivative | IndirectBy Romulus Capital I, L.P. | 239,399 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 239,399 F3: The reporting Person is one of two managing members of the general partner of this entity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy Romulus Capital II, L.P. | 3,608,384 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,608,384 F3: The reporting Person is one of two managing members of the general partner of this entity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy Romulus Capital III, L.P. | 8,225,642 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,225,642 F3: The reporting Person is one of two managing members of the general partner of this entity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy Romulus ELC B3 Special Opportunity, L.P. | 159,209 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 159,209 F3: The reporting Person is one of two managing members of the general partner of this entity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy Zaffran Special Opportunities LLC | 638,076 |
Reported balance
Holding disclosure · report date 2023-10-23 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 638,076 F4: The reporting Person is the sole general partner of this entity, and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted 250,000 shares of common stock for his service as a director, including while he served as Interim Chief Executive Officer.
F2: The Reporting Person is the sole managing member of this entity, and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F3: The reporting Person is one of two managing members of the general partner of this entity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
F4: The reporting Person is the sole general partner of this entity, and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 23, 2023 Filed Oct 25, 2023 21:36 UTC | Presto Automation Inc. PRST · Entity 90002 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014560 · form4-10262023_011033.xml · nonDerivative · entry 1 Gupta Krishna K. · CIK 0001944971 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,916 F1 · shares: The reporting person was granted 250,000 shares of common stock for his service as a director, including while he served as Interim Chief Executive Officer. Read SEC document |
| October 23, 2023 Filed Oct 25, 2023 16:50 UTC | ALLURION TECHNOLOGIES, INC. ALUR · Entity 8577 | GrantCommon Stock | 45,235 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-055244 · ownership.xml · nonDerivative · entry 1 Gupta Krishna K. · CIK 0001944971 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,381,107 F1 · shares: The shares reported in this transaction represent an initial, one-time grant of Restricted Stock Units ("RSUs") issued pursuant to the Issuer's non-employee director compensation policy and the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in equal annual installments over three years from October 23, 2023, subject to the Reporting Person's continued service as a director of the Issuer on each such vesting date. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 16:04 UTC | Presto Automation Inc. PRST · Entity 90002 | GrantCommon Stock | 34,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002978 · form4-02222023_090225.xml · nonDerivative · entry 1 Gupta Krishna K. · CIK 0001944971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,916 F1 · shares: Represents restricted stock units (RSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.