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Export transactions ↓Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2026 Filed Jul 23, 2026 21:10 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
OtherPre-Funded Warrant (Right to Buy) · Derivative | 1,771 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001231919-26-000786 · form4-07232026_090723.xml · derivative · entry 8 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,771 Underlying: Common Stock · 1,771 shares Expires not disclosed F8 · kind: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock. F8 · price: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock. F10 · derivative.exercise_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F10 · derivative.expiration_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F9 · ownership.nature: Held by an Other RTW Fund. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 21:10 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
OtherPre-Funded Warrant (Right to Buy) · Derivative | 19,934 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001231919-26-000786 · form4-07232026_090723.xml · derivative · entry 7 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 19,934 Underlying: Common Stock · 19,934 shares Expires not disclosed F6 · kind: On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock. F6 · price: On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock. F10 · derivative.exercise_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F10 · derivative.expiration_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Held directly by RTW Biotech Fund. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 21:10 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
OtherPre-Funded Warrant (Right to Buy) · Derivative | 161,807 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001231919-26-000786 · form4-07232026_090723.xml · derivative · entry 6 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 161,807 Underlying: Common Stock · 161,807 shares Expires not disclosed F4 · kind: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock. F4 · price: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock. F10 · derivative.exercise_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F10 · derivative.expiration_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: Held directly by RTW Innovation. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 21:10 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
OtherPre-Funded Warrant (Right to Buy) · Derivative | 209,254 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001231919-26-000786 · form4-07232026_090723.xml · derivative · entry 5 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 209,254 Underlying: Common Stock · 209,254 shares Expires not disclosed F1 · kind: On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant"). F1 · price: On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant"). F10 · derivative.exercise_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F10 · derivative.expiration_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Held directly by Master Fund. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 21:10 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
OtherCommon Stock, $0.0001 par value per share | 1,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-26-000786 · form4-07232026_090723.xml · nonDerivative · entry 4 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F8 · kind: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock. F8 · price: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F9 · ownership.nature: Held by an Other RTW Fund. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 21:10 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
OtherCommon Stock, $0.0001 par value per share | 19,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-26-000786 · form4-07232026_090723.xml · nonDerivative · entry 3 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F6 · kind: On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock. F6 · price: On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Held directly by RTW Biotech Fund. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 21:10 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
OtherCommon Stock, $0.0001 par value per share | 161,807 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-26-000786 · form4-07232026_090723.xml · nonDerivative · entry 2 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock. F4 · price: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: Held directly by RTW Innovation. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 21:10 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
OtherCommon Stock, $0.0001 par value per share | 209,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-26-000786 · form4-07232026_090723.xml · nonDerivative · entry 1 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant"). F1 · price: On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant"). F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Held directly by Master Fund. Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 19:23 UTC |
Davin Michael RDirector
|
SaleCommon Stock | 1,606 | $1.58 | $2,540.85 |
DisclosureSEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 6 Davin Michael R · CIK 0001345975 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: Shares held by Davin Family Nominee Trust u/a 4/16/04 ("Davin Family Trust"), of which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Davin Family Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 19:23 UTC |
Davin Michael RDirector
|
SaleCommon Stock | 1,606 | $1.48 | $2,376.88 |
DisclosureSEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 5 Davin Michael R · CIK 0001345975 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,606 F2 · ownership.nature: Shares held by Davin Family Nominee Trust u/a 4/16/04 ("Davin Family Trust"), of which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Davin Family Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose. Read SEC document |
| November 26, 2025 Filed Dec 5, 2025 19:23 UTC |
Davin Michael RDirector
|
GiftCommon Stock | 2,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 4 Davin Michael R · CIK 0001345975 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,212 F2 · ownership.nature: Shares held by Davin Family Nominee Trust u/a 4/16/04 ("Davin Family Trust"), of which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Davin Family Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose. Read SEC document |
| November 26, 2025 Filed Dec 5, 2025 19:23 UTC |
Davin Michael RDirector
|
GiftCommon Stock | 2,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 3 Davin Michael R · CIK 0001345975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,206 Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 22:26 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantWarrant (Right to Buy) · Derivative | 96,896 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001231919-25-000468 · form4-11132025_101154.xml · derivative · entry 7 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 96,896 Underlying: Common Stock · 96,896 shares Expires not disclosed F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant. F6 · derivative.exercise_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval"). F6 · derivative.expiration_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval"). F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: Held by an Other RTW Fund. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 22:26 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantWarrant (Right to Buy) · Derivative | 767,848 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001231919-25-000468 · form4-11132025_101154.xml · derivative · entry 6 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 767,848 Underlying: Common Stock · 767,848 shares Expires not disclosed F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant. F6 · derivative.exercise_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval"). F6 · derivative.expiration_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval"). F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Held directly by RTW Innovation. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 22:26 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantWarrant (Right to Buy) · Derivative | 991,544 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001231919-25-000468 · form4-11132025_101154.xml · derivative · entry 5 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 991,544 Underlying: Common Stock · 991,544 shares Expires not disclosed F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant. F6 · derivative.exercise_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval"). F6 · derivative.expiration_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval"). F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Held directly by Master Fund. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 22:26 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantCommon Stock, $0.0001 par value per share | 96,896 | $1.67 | $161,816.32 |
DisclosureSEC source: 0001231919-25-000468 · form4-11132025_101154.xml · nonDerivative · entry 3 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 298,992 F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: Held by an Other RTW Fund. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 22:26 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantCommon Stock, $0.0001 par value per share | 767,848 | $1.67 | $1,282,306.16 |
DisclosureSEC source: 0001231919-25-000468 · form4-11132025_101154.xml · nonDerivative · entry 2 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,427,089 F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Held directly by RTW Innovation. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 22:26 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantCommon Stock, $0.0001 par value per share | 991,544 | $1.67 | $1,655,878.48 |
DisclosureSEC source: 0001231919-25-000468 · form4-11132025_101154.xml · nonDerivative · entry 1 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 3,138,798 F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant. F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Held directly by Master Fund. Read SEC document |
| November 08, 2025 Filed Feb 17, 2026 17:09 UTC |
Buch OjasChief Operating Officer
|
Tax withholdingCommon Stock | 2,047 | $1.55 | $3,172.85 |
DisclosureSEC source: 0001193125-26-055054 · ownership.xml · nonDerivative · entry 1 Buch Ojas · CIK 0002026004 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,223 F1 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: On January 3, 2025, the Issuer effected a 1-for-25 reverse stock split of its common stock, par value $0.0001 per share (the "Reverse Stock Split"). The number of securities reported herein have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| November 08, 2025 Filed Feb 17, 2026 17:10 UTC |
Gibbons Brendan M.Chief Legal Officer
|
Tax withholdingCommon Stock | 1,862 | $1.55 | $2,886.10 |
DisclosureSEC source: 0001193125-26-055067 · ownership.xml · nonDerivative · entry 1 Gibbons Brendan M. · CIK 0001484631 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,408 F1 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: On January 3, 2025, the Issuer effected a 1-for-25 reverse stock split of its common stock, par value $0.0001 per share (the "Reverse Stock Split"). The number of securities reported herein have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionConvertible Note · Derivative | Not disclosed | $126,839.00 Strike: $3.35 | $126,839.00 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 10 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 37,863 shares Expires 2031-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions"). F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Held by an Other RTW Fund. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantConvertible Note · Derivative | Not disclosed | $126,839.00 Strike: $3.35 | $126,839.00 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 9 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 37,863 shares Expires 2031-04-16 F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions"). F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Held by an Other RTW Fund. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionConvertible Note · Derivative | Not disclosed | $2,117,044.00 Strike: $3.35 | $2,117,044.00 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 8 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 631,954 shares Expires 2031-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions"). F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Held directly by RTW Innovation. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantConvertible Note · Derivative | Not disclosed | $2,117,044.00 Strike: $3.35 | $2,117,044.00 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 7 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 631,954 shares Expires 2031-04-16 F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions"). F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Held directly by RTW Innovation. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionConvertible Note · Derivative | Not disclosed | $2,756,117.00 Strike: $3.35 | $2,756,117.00 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 6 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 822,722 shares Expires 2031-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions"). F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Held directly by Master Fund. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantConvertible Note · Derivative | Not disclosed | $2,756,117.00 Strike: $3.35 | $2,756,117.00 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 5 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 822,722 shares Expires 2031-04-16 F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions"). F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Held directly by Master Fund. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionCommon Stock, $0.0001 par value per share | 37,863 | $3.35 | $126,841.05 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · nonDerivative · entry 3 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 202,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Held by an Other RTW Fund. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionCommon Stock, $0.0001 par value per share | 631,954 | $3.35 | $2,117,045.90 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · nonDerivative · entry 2 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,659,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Held directly by RTW Innovation. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 22:18 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionCommon Stock, $0.0001 par value per share | 822,722 | $3.35 | $2,756,118.70 |
DisclosureSEC source: 0001231919-25-000449 · form4-11072025_101100.xml · nonDerivative · entry 1 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,147,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Held directly by Master Fund. Read SEC document |
| October 03, 2025 Filed Dec 5, 2025 19:23 UTC |
Davin Michael RDirector
|
GiftCommon Stock | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 2 Davin Michael R · CIK 0001345975 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 604 F2 · ownership.nature: Shares held by Davin Family Nominee Trust u/a 4/16/04 ("Davin Family Trust"), of which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Davin Family Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose. Read SEC document |
| October 03, 2025 Filed Dec 5, 2025 19:23 UTC |
Davin Michael RDirector
|
GiftCommon Stock | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 1 Davin Michael R · CIK 0001345975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,814 F1 · balance_after: On January 3, 2025, the Issuer effected a 1-for-25 reverse stock split of its common stock, par value $0.0001 per share (the "Reverse Stock Split"). The number of securities reported herein have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 19, 2025 Filed May 21, 2025 20:15 UTC |
Gaur ShantanuDirector · Chief Executive Officer
|
PurchaseCommon Stock | 8,000 | $3.06 | $24,484.00 |
DisclosureSEC source: 0000950170-25-075780 · ownership.xml · nonDerivative · entry 1 Gaur Shantanu · CIK 0001985825 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.06 to $3.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| April 16, 2025 Filed Apr 17, 2025 22:36 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionConvertible Note · Derivative | Not disclosed | $5,000,000.00 Strike: $3.35 | $5,000,000.00 |
DisclosureSEC source: 0001062993-25-007660 · form4.xml · derivative · entry 6 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Please see footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 1,492,539 shares Expires 2031-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On April 15, 2025, the conversion price of $5.0 million aggregate principal amount of the convertible senior secured notes held by the Reporting Persons (the "Notes") was amended from $40.50 per share to $3.35 per share. The remaining outstanding amount of the Notes remain convertible at a conversion price $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions"). F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Note Purchase Agreement, as amended, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Company's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Held by RTW Funds. Read SEC document |
| April 16, 2025 Filed Apr 17, 2025 22:36 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
GrantConvertible Note · Derivative | Not disclosed | $5,000,000.00 Strike: $3.35 | $5,000,000.00 |
DisclosureSEC source: 0001062993-25-007660 · form4.xml · derivative · entry 5 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Please see footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 1,492,539 shares Expires 2031-04-16 F5 · derivative.exercise_date: On April 15, 2025, the conversion price of $5.0 million aggregate principal amount of the convertible senior secured notes held by the Reporting Persons (the "Notes") was amended from $40.50 per share to $3.35 per share. The remaining outstanding amount of the Notes remain convertible at a conversion price $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions"). F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Note Purchase Agreement, as amended, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Company's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Held by RTW Funds. Read SEC document |
| April 16, 2025 Filed Apr 17, 2025 22:36 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionCommon Stock, $0.0001 par value per share | 37,863 | $3.35 | $126,841.05 |
DisclosureSEC source: 0001062993-25-007660 · form4.xml · nonDerivative · entry 3 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Please see footnotes Disclosed balance after: 164,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Held by RTW Funds. Read SEC document |
| April 16, 2025 Filed Apr 17, 2025 22:36 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionCommon Stock, $0.0001 par value per share | 631,954 | $3.35 | $2,117,045.90 |
DisclosureSEC source: 0001062993-25-007660 · form4.xml · nonDerivative · entry 2 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Please see footnotes Disclosed balance after: 1,027,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Held by RTW Innovation. Read SEC document |
| April 16, 2025 Filed Apr 17, 2025 22:36 UTC |
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
|
ConversionCommon Stock, $0.0001 par value per share | 822,722 | $3.35 | $2,756,118.70 |
DisclosureSEC source: 0001062993-25-007660 · form4.xml · nonDerivative · entry 1 RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner WONG RODERICK · CIK 0001493280 · Director · 10% owner RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Please see footnotes Disclosed balance after: 1,324,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Held by Master Fund. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 20:15 UTC |
Gaur ShantanuDirector · Chief Executive Officer
|
PurchaseCommon Stock | 8,000 | $3.35 | $26,800.00 |
DisclosureSEC source: 0000950170-25-048527 · ownership.xml · nonDerivative · entry 1 Gaur Shantanu · CIK 0001985825 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 17:49 UTC |
Johns Keith B IIDirector
|
GrantCommon Stock | 326,086 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-125724 · ownership.xml · nonDerivative · entry 1 Johns Keith B II · CIK 0002036055 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,086 F1 · shares: The shares reported in this transaction represent an initial, one-time grant of Restricted Stock Units ("RSUs") issued pursuant to the Issuer's non-employee director compensation policy and the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in equal annual installments over three years from September 2, 2024, subject to the Reporting Person's continued service as a director of the Issuer on each such vesting date. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 17:56 UTC |
Buch OjasChief Operating Officer
|
GrantCommon Stock | 306,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-125731 · ownership.xml · nonDerivative · entry 1 Buch Ojas · CIK 0002026004 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,749 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a two-year period, with 50% vesting on November 8, 2025, and the remaining 50% vesting on November 8, 2026, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 18:01 UTC |
Gibbons Brendan M.Chief Legal Officer
|
GrantCommon Stock | 306,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-125745 · ownership.xml · nonDerivative · entry 1 Gibbons Brendan M. · CIK 0001484631 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,749 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a two-year period, with 50% vesting on November 8, 2025, and the remaining 50% vesting on November 8, 2026, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 18:02 UTC |
Buch OjasChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 306,749 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0000950170-24-069481 · ownership.xml · derivative · entry 1 Buch Ojas · CIK 0002026004 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,749 Underlying: Common Stock · 306,749 shares Expires 2034-06-02 F1 · derivative.exercise_date: 25% of the shares underlying this option vest on June 3, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
| May 03, 2024 Filed May 7, 2024 23:12 UTC |
Gaur ShantanuDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 1,298,701 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-054919 · ownership.xml · derivative · entry 1 Gaur Shantanu · CIK 0001985825 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,298,701 Underlying: Common Stock · 1,298,701 shares Expires 2034-05-02 F1 · derivative.exercise_date: 25% of the shares underlying this option vest on May 3, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
| May 03, 2024 Filed Jul 26, 2024 20:30 UTC Amendment |
Gaur ShantanuDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 1,428,571 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-086926 · ownership.xml · derivative · entry 1 Gaur Shantanu · CIK 0001985825 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,428,571 Underlying: Common Stock · 1,428,571 shares Expires 2034-05-02 F1 · derivative.exercise_date: 25% of the shares underlying this option vest on May 3, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
| May 02, 2024 Filed May 7, 2024 00:22 UTC |
Chuttani RamChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 204,082 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0000950170-24-053846 · ownership.xml · derivative · entry 1 Chuttani Ram · CIK 0001986858 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,082 Underlying: Common Stock · 204,082 shares Expires 2034-05-01 F1 · derivative.exercise_date: 25% of the shares underlying this option vest on May 2, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
| March 11, 2024 Filed Mar 21, 2024 17:22 UTC |
Alberti-Perez MilenaDirector
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-034881 · ownership.xml · nonDerivative · entry 1 Alberti-Perez Milena · CIK 0001924027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 F1 · shares: The shares reported in this transaction represent an initial, one-time grant of Restricted Stock Units ("RSUs") issued pursuant to the Issuer's non-employee director compensation policy and the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in equal annual installments over three years from March 11, 2024, subject to the Reporting Person's continued service as a director of the Issuer on each such vesting date. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:37 UTC |
Gibbons Brendan M.Chief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 226,244 | $0.00 Strike: $2.96 | $0.00 |
DisclosureSEC source: 0000950170-24-014139 · ownership.xml · derivative · entry 1 Gibbons Brendan M. · CIK 0001484631 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,244 Underlying: Common Stock · 226,244 shares Expires 2034-02-07 F1 · derivative.exercise_date: 25% of the shares underlying this option vest on January 29, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
| February 08, 2024 Filed Jul 26, 2024 16:30 UTC Amendment |
Gibbons Brendan M.Chief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 253,807 | $0.00 Strike: $2.96 | $0.00 |
DisclosureSEC source: 0000950170-24-086923 · ownership.xml · derivative · entry 1 Gibbons Brendan M. · CIK 0001484631 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,807 Underlying: Common Stock · 253,807 shares Expires 2034-02-07 F1 · derivative.exercise_date: 25% of the shares underlying this option vest on January 29, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
| December 12, 2023 Filed Dec 15, 2023 00:17 UTC |
Chardon BenoitChief Commercial Officer
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Exercise / conversionStock Option (Right to Buy) · Derivative | 18,741 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0000950170-23-070517 · ownership.xml · derivative · entry 8 Chardon Benoit · CIK 0001985558 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,377 Underlying: Common Stock · 18,741 shares Expires 2031-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares underlying this option vested on January 1, 2023, and the remainder vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. F5 · balance_after: Includes 14,669 shares that were inadvertently omitted from the Form 3 filed on August 1, 2023. Read SEC document |
| December 12, 2023 Filed Dec 15, 2023 00:17 UTC |
Chardon BenoitChief Commercial Officer
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Exercise / conversionStock Option (Right to Buy) · Derivative | 25,060 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000950170-23-070517 · ownership.xml · derivative · entry 7 Chardon Benoit · CIK 0001985558 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,279 Underlying: Common Stock · 25,060 shares Expires 2030-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares underlying this option vested on July 1, 2021, and the remainder vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.