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ALURD

ALLURION TECHNOLOGIES, INC.

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Tapewire entity
8577
SEC CIK
0001964979
Parsed reports
40

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2026 Filed Jul 23, 2026 21:10 UTC
WONG RODERICK10% owner
OtherPre-Funded Warrant (Right to Buy) · Derivative 1,771 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001231919-26-000786 · form4-07232026_090723.xml · derivative · entry 8

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,771

Underlying: Common Stock · 1,771 shares

Expires not disclosed

F8 · kind: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock.

F8 · price: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock.

F10 · derivative.exercise_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F10 · derivative.expiration_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Held by an Other RTW Fund.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:10 UTC
WONG RODERICK10% owner
OtherPre-Funded Warrant (Right to Buy) · Derivative 19,934 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001231919-26-000786 · form4-07232026_090723.xml · derivative · entry 7

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 19,934

Underlying: Common Stock · 19,934 shares

Expires not disclosed

F6 · kind: On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock.

F6 · price: On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock.

F10 · derivative.exercise_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F10 · derivative.expiration_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Held directly by RTW Biotech Fund.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:10 UTC
WONG RODERICK10% owner
OtherPre-Funded Warrant (Right to Buy) · Derivative 161,807 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001231919-26-000786 · form4-07232026_090723.xml · derivative · entry 6

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 161,807

Underlying: Common Stock · 161,807 shares

Expires not disclosed

F4 · kind: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock.

F4 · price: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock.

F10 · derivative.exercise_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F10 · derivative.expiration_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Held directly by RTW Innovation.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:10 UTC
WONG RODERICK10% owner
OtherPre-Funded Warrant (Right to Buy) · Derivative 209,254 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001231919-26-000786 · form4-07232026_090723.xml · derivative · entry 5

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 209,254

Underlying: Common Stock · 209,254 shares

Expires not disclosed

F1 · kind: On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant").

F1 · price: On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant").

F10 · derivative.exercise_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F10 · derivative.expiration_date: The Pre-Funded Warrant has no expiration date and is exercisable immediately. Notwithstanding the foregoing, the holder shall not be entitled to exercise the Pre-Funded Warrant to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the holder, together with its Attribution Parties (as defined in the Pre-Funded Warrant), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Held directly by Master Fund.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:10 UTC
WONG RODERICK10% owner
OtherCommon Stock, $0.0001 par value per share 1,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-26-000786 · form4-07232026_090723.xml · nonDerivative · entry 4

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F8 · kind: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock.

F8 · price: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Held by an Other RTW Fund.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:10 UTC
WONG RODERICK10% owner
OtherCommon Stock, $0.0001 par value per share 19,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-26-000786 · form4-07232026_090723.xml · nonDerivative · entry 3

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F6 · kind: On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock.

F6 · price: On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Held directly by RTW Biotech Fund.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:10 UTC
WONG RODERICK10% owner
OtherCommon Stock, $0.0001 par value per share 161,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-26-000786 · form4-07232026_090723.xml · nonDerivative · entry 2

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock.

F4 · price: On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Held directly by RTW Innovation.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:10 UTC
WONG RODERICK10% owner
OtherCommon Stock, $0.0001 par value per share 209,254 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-26-000786 · form4-07232026_090723.xml · nonDerivative · entry 1

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · kind: On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant").

F1 · price: On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant").

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including the Master Fund, RTW Innovation Master Fund, Ltd. ("RTW Innovation"), RTW Biotech Opportunities Operating Ltd. ("RTW Biotech Fund") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Held directly by Master Fund.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 19:23 UTC SaleCommon Stock 1,606 $1.58 $2,540.85
Disclosure

SEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 6

Davin Michael R · CIK 0001345975 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · ownership.nature: Shares held by Davin Family Nominee Trust u/a 4/16/04 ("Davin Family Trust"), of which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Davin Family Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 19:23 UTC SaleCommon Stock 1,606 $1.48 $2,376.88
Disclosure

SEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 5

Davin Michael R · CIK 0001345975 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,606

F2 · ownership.nature: Shares held by Davin Family Nominee Trust u/a 4/16/04 ("Davin Family Trust"), of which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Davin Family Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 26, 2025 Filed Dec 5, 2025 19:23 UTC GiftCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 4

Davin Michael R · CIK 0001345975 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,212

F2 · ownership.nature: Shares held by Davin Family Nominee Trust u/a 4/16/04 ("Davin Family Trust"), of which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Davin Family Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 26, 2025 Filed Dec 5, 2025 19:23 UTC GiftCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 3

Davin Michael R · CIK 0001345975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,206

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:26 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantWarrant (Right to Buy) · Derivative 96,896 Not disclosed Strike: $1.67 Not disclosed
Disclosure

SEC source: 0001231919-25-000468 · form4-11132025_101154.xml · derivative · entry 7

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 96,896

Underlying: Common Stock · 96,896 shares

Expires not disclosed

F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant.

F6 · derivative.exercise_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval").

F6 · derivative.expiration_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval").

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Held by an Other RTW Fund.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:26 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantWarrant (Right to Buy) · Derivative 767,848 Not disclosed Strike: $1.67 Not disclosed
Disclosure

SEC source: 0001231919-25-000468 · form4-11132025_101154.xml · derivative · entry 6

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 767,848

Underlying: Common Stock · 767,848 shares

Expires not disclosed

F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant.

F6 · derivative.exercise_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval").

F6 · derivative.expiration_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval").

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Held directly by RTW Innovation.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:26 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantWarrant (Right to Buy) · Derivative 991,544 Not disclosed Strike: $1.67 Not disclosed
Disclosure

SEC source: 0001231919-25-000468 · form4-11132025_101154.xml · derivative · entry 5

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 991,544

Underlying: Common Stock · 991,544 shares

Expires not disclosed

F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant.

F6 · derivative.exercise_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval").

F6 · derivative.expiration_date: The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval").

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Held directly by Master Fund.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:26 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantCommon Stock, $0.0001 par value per share 96,896 $1.67 $161,816.32
Disclosure

SEC source: 0001231919-25-000468 · form4-11132025_101154.xml · nonDerivative · entry 3

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 298,992

F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Held by an Other RTW Fund.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:26 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantCommon Stock, $0.0001 par value per share 767,848 $1.67 $1,282,306.16
Disclosure

SEC source: 0001231919-25-000468 · form4-11132025_101154.xml · nonDerivative · entry 2

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,427,089

F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Held directly by RTW Innovation.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:26 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantCommon Stock, $0.0001 par value per share 991,544 $1.67 $1,655,878.48
Disclosure

SEC source: 0001231919-25-000468 · form4-11132025_101154.xml · nonDerivative · entry 1

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 3,138,798

F1 · price: The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant.

F2 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Held directly by Master Fund.

Read SEC document
November 08, 2025 Filed Feb 17, 2026 17:09 UTC
Buch OjasChief Operating Officer
Tax withholdingCommon Stock 2,047 $1.55 $3,172.85
Disclosure

SEC source: 0001193125-26-055054 · ownership.xml · nonDerivative · entry 1

Buch Ojas · CIK 0002026004 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,223

F1 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: On January 3, 2025, the Issuer effected a 1-for-25 reverse stock split of its common stock, par value $0.0001 per share (the "Reverse Stock Split"). The number of securities reported herein have been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 08, 2025 Filed Feb 17, 2026 17:10 UTC
Gibbons Brendan M.Chief Legal Officer
Tax withholdingCommon Stock 1,862 $1.55 $2,886.10
Disclosure

SEC source: 0001193125-26-055067 · ownership.xml · nonDerivative · entry 1

Gibbons Brendan M. · CIK 0001484631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,408

F1 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: On January 3, 2025, the Issuer effected a 1-for-25 reverse stock split of its common stock, par value $0.0001 per share (the "Reverse Stock Split"). The number of securities reported herein have been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionConvertible Note · Derivative Not disclosed $126,839.00 Strike: $3.35 $126,839.00
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 10

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 37,863 shares

Expires 2031-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions").

F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Held by an Other RTW Fund.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantConvertible Note · Derivative Not disclosed $126,839.00 Strike: $3.35 $126,839.00
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 9

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 37,863 shares

Expires 2031-04-16

F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions").

F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Held by an Other RTW Fund.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionConvertible Note · Derivative Not disclosed $2,117,044.00 Strike: $3.35 $2,117,044.00
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 8

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 631,954 shares

Expires 2031-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions").

F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Held directly by RTW Innovation.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantConvertible Note · Derivative Not disclosed $2,117,044.00 Strike: $3.35 $2,117,044.00
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 7

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 631,954 shares

Expires 2031-04-16

F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions").

F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Held directly by RTW Innovation.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionConvertible Note · Derivative Not disclosed $2,756,117.00 Strike: $3.35 $2,756,117.00
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 6

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 822,722 shares

Expires 2031-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions").

F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Held directly by Master Fund.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantConvertible Note · Derivative Not disclosed $2,756,117.00 Strike: $3.35 $2,756,117.00
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · derivative · entry 5

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 822,722 shares

Expires 2031-04-16

F5 · derivative.exercise_date: On November 5, 2025, pursuant to the terms of that certain Note Purchase Agreement dated April 14, 2024 as amended through April 15, 2025 (the "Amended Note Purchase Agreement"), the Reporting Persons delivered, and the Issuer accepted, conversion notices to convert $5.0 million aggregate principal amount of the convertible senior secured notes (the "Notes") held by the Reporting Persons at the floor conversion price of $3.35 per share. The remaining outstanding amount of the Notes remains convertible at a conversion price of $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions").

F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Amended Note Purchase Agreement, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Issuer's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Held directly by Master Fund.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionCommon Stock, $0.0001 par value per share 37,863 $3.35 $126,841.05
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · nonDerivative · entry 3

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 202,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Held by an Other RTW Fund.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionCommon Stock, $0.0001 par value per share 631,954 $3.35 $2,117,045.90
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · nonDerivative · entry 2

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,659,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Held directly by RTW Innovation.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 22:18 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionCommon Stock, $0.0001 par value per share 822,722 $3.35 $2,756,118.70
Disclosure

SEC source: 0001231919-25-000449 · form4-11072025_101100.xml · nonDerivative · entry 1

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,147,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Held directly by Master Fund.

Read SEC document
October 03, 2025 Filed Dec 5, 2025 19:23 UTC GiftCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 2

Davin Michael R · CIK 0001345975 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 604

F2 · ownership.nature: Shares held by Davin Family Nominee Trust u/a 4/16/04 ("Davin Family Trust"), of which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by the Davin Family Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that he has beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
October 03, 2025 Filed Dec 5, 2025 19:23 UTC GiftCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-310088 · ownership.xml · nonDerivative · entry 1

Davin Michael R · CIK 0001345975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,814

F1 · balance_after: On January 3, 2025, the Issuer effected a 1-for-25 reverse stock split of its common stock, par value $0.0001 per share (the "Reverse Stock Split"). The number of securities reported herein have been adjusted to reflect the Reverse Stock Split.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:15 UTC
Gaur ShantanuDirector · Chief Executive Officer
PurchaseCommon Stock 8,000 $3.06 $24,484.00
Disclosure

SEC source: 0000950170-25-075780 · ownership.xml · nonDerivative · entry 1

Gaur Shantanu · CIK 0001985825 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.06 to $3.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
April 16, 2025 Filed Apr 17, 2025 22:36 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionConvertible Note · Derivative Not disclosed $5,000,000.00 Strike: $3.35 $5,000,000.00
Disclosure

SEC source: 0001062993-25-007660 · form4.xml · derivative · entry 6

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Please see footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,492,539 shares

Expires 2031-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On April 15, 2025, the conversion price of $5.0 million aggregate principal amount of the convertible senior secured notes held by the Reporting Persons (the "Notes") was amended from $40.50 per share to $3.35 per share. The remaining outstanding amount of the Notes remain convertible at a conversion price $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions").

F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Note Purchase Agreement, as amended, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Company's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Held by RTW Funds.

Read SEC document
April 16, 2025 Filed Apr 17, 2025 22:36 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
GrantConvertible Note · Derivative Not disclosed $5,000,000.00 Strike: $3.35 $5,000,000.00
Disclosure

SEC source: 0001062993-25-007660 · form4.xml · derivative · entry 5

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Please see footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,492,539 shares

Expires 2031-04-16

F5 · derivative.exercise_date: On April 15, 2025, the conversion price of $5.0 million aggregate principal amount of the convertible senior secured notes held by the Reporting Persons (the "Notes") was amended from $40.50 per share to $3.35 per share. The remaining outstanding amount of the Notes remain convertible at a conversion price $40.50 per share, as well as additional conversion prices in the discretion of the Issuer (the "Discretionary Conversions").

F6 · derivative.exercise_date: The Notes bear interest at an annual rate of 6.0%, which is payable quarterly in cash, or, at the Issuer's option, in kind for the first three years. The reported amount of shares does not give effect to any increase in principal amount as a result of PIK interest payments. The maturity date of the Notes is April 16, 2031. Pursuant to the Note Purchase Agreement, as amended, the RTW Funds may not convert the Notes to the extent that such conversion would result in the RTW Funds beneficially owning more than 9.99% of the Company's common stock after giving effect to such conversion, unless converted pursuant to a Discretionary Conversion.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Held by RTW Funds.

Read SEC document
April 16, 2025 Filed Apr 17, 2025 22:36 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionCommon Stock, $0.0001 par value per share 37,863 $3.35 $126,841.05
Disclosure

SEC source: 0001062993-25-007660 · form4.xml · nonDerivative · entry 3

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Please see footnotes

Disclosed balance after: 164,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Held by RTW Funds.

Read SEC document
April 16, 2025 Filed Apr 17, 2025 22:36 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionCommon Stock, $0.0001 par value per share 631,954 $3.35 $2,117,045.90
Disclosure

SEC source: 0001062993-25-007660 · form4.xml · nonDerivative · entry 2

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Please see footnotes

Disclosed balance after: 1,027,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Held by RTW Innovation.

Read SEC document
April 16, 2025 Filed Apr 17, 2025 22:36 UTC
RTW INVESTMENTS, LPDirector · 10% owner
WONG RODERICKDirector · 10% owner
RTW MASTER FUND, LTD.Director · 10% owner
RTW Innovation Master Fund Ltd.Director · 10% owner
ConversionCommon Stock, $0.0001 par value per share 822,722 $3.35 $2,756,118.70
Disclosure

SEC source: 0001062993-25-007660 · form4.xml · nonDerivative · entry 1

RTW INVESTMENTS, LP · CIK 0001493215 · Director · 10% owner

WONG RODERICK · CIK 0001493280 · Director · 10% owner

RTW MASTER FUND, LTD. · CIK 0001493219 · Director · 10% owner

RTW Innovation Master Fund Ltd. · CIK 0001776733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Please see footnotes

Disclosed balance after: 1,324,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported on this Form 3, including RTW Master Fund, Ltd. ("Master Fund") and RTW Innovation Master Fund, Ltd. ("RTW Innovation," and, together with Master Fund and other funds or accounts managed by the Adviser, the "RTW Funds"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Held by Master Fund.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:15 UTC
Gaur ShantanuDirector · Chief Executive Officer
PurchaseCommon Stock 8,000 $3.35 $26,800.00
Disclosure

SEC source: 0000950170-25-048527 · ownership.xml · nonDerivative · entry 1

Gaur Shantanu · CIK 0001985825 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
November 08, 2024 Filed Nov 12, 2024 17:49 UTC GrantCommon Stock 326,086 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-125724 · ownership.xml · nonDerivative · entry 1

Johns Keith B II · CIK 0002036055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,086

F1 · shares: The shares reported in this transaction represent an initial, one-time grant of Restricted Stock Units ("RSUs") issued pursuant to the Issuer's non-employee director compensation policy and the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in equal annual installments over three years from September 2, 2024, subject to the Reporting Person's continued service as a director of the Issuer on each such vesting date.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 17:56 UTC
Buch OjasChief Operating Officer
GrantCommon Stock 306,749 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-125731 · ownership.xml · nonDerivative · entry 1

Buch Ojas · CIK 0002026004 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,749

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a two-year period, with 50% vesting on November 8, 2025, and the remaining 50% vesting on November 8, 2026, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 18:01 UTC
Gibbons Brendan M.Chief Legal Officer
GrantCommon Stock 306,749 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-125745 · ownership.xml · nonDerivative · entry 1

Gibbons Brendan M. · CIK 0001484631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,749

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a two-year period, with 50% vesting on November 8, 2025, and the remaining 50% vesting on November 8, 2026, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:02 UTC
Buch OjasChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 306,749 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0000950170-24-069481 · ownership.xml · derivative · entry 1

Buch Ojas · CIK 0002026004 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,749

Underlying: Common Stock · 306,749 shares

Expires 2034-06-02

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on June 3, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:12 UTC
Gaur ShantanuDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 1,298,701 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0000950170-24-054919 · ownership.xml · derivative · entry 1

Gaur Shantanu · CIK 0001985825 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298,701

Underlying: Common Stock · 1,298,701 shares

Expires 2034-05-02

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on May 3, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 03, 2024 Filed Jul 26, 2024 20:30 UTC Amendment
Gaur ShantanuDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 1,428,571 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0000950170-24-086926 · ownership.xml · derivative · entry 1

Gaur Shantanu · CIK 0001985825 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428,571

Underlying: Common Stock · 1,428,571 shares

Expires 2034-05-02

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on May 3, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 02, 2024 Filed May 7, 2024 00:22 UTC
Chuttani RamChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 204,082 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0000950170-24-053846 · ownership.xml · derivative · entry 1

Chuttani Ram · CIK 0001986858 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,082

Underlying: Common Stock · 204,082 shares

Expires 2034-05-01

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on May 2, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
March 11, 2024 Filed Mar 21, 2024 17:22 UTC GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-034881 · ownership.xml · nonDerivative · entry 1

Alberti-Perez Milena · CIK 0001924027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: The shares reported in this transaction represent an initial, one-time grant of Restricted Stock Units ("RSUs") issued pursuant to the Issuer's non-employee director compensation policy and the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in equal annual installments over three years from March 11, 2024, subject to the Reporting Person's continued service as a director of the Issuer on each such vesting date.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:37 UTC
Gibbons Brendan M.Chief Legal Officer
GrantStock Option (Right to Buy) · Derivative 226,244 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0000950170-24-014139 · ownership.xml · derivative · entry 1

Gibbons Brendan M. · CIK 0001484631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,244

Underlying: Common Stock · 226,244 shares

Expires 2034-02-07

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on January 29, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
February 08, 2024 Filed Jul 26, 2024 16:30 UTC Amendment
Gibbons Brendan M.Chief Legal Officer
GrantStock Option (Right to Buy) · Derivative 253,807 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0000950170-24-086923 · ownership.xml · derivative · entry 1

Gibbons Brendan M. · CIK 0001484631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,807

Underlying: Common Stock · 253,807 shares

Expires 2034-02-07

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on January 29, 2025, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

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December 12, 2023 Filed Dec 15, 2023 00:17 UTC
Chardon BenoitChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,741 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000950170-23-070517 · ownership.xml · derivative · entry 8

Chardon Benoit · CIK 0001985558 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,377

Underlying: Common Stock · 18,741 shares

Expires 2031-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares underlying this option vested on January 1, 2023, and the remainder vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

F5 · balance_after: Includes 14,669 shares that were inadvertently omitted from the Form 3 filed on August 1, 2023.

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December 12, 2023 Filed Dec 15, 2023 00:17 UTC
Chardon BenoitChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,060 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000950170-23-070517 · ownership.xml · derivative · entry 7

Chardon Benoit · CIK 0001985558 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,279

Underlying: Common Stock · 25,060 shares

Expires 2030-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares underlying this option vested on July 1, 2021, and the remainder vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.