Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGCO CORP /DEAGCO · Entity 3615 | Director | September 15, 2026 | September 16, 2026 |
| CATERPILLAR INCCAT · Entity 2808 | Group President | May 06, 2026 | May 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGCO CORP /DE
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,721.545 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 4.1509 · Balance 18,721.545 F1: Includes 452.5450 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 452.5450 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan.
CATERPILLAR INC
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,029 |
Ending reported balance
After 2026-05-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-06 · Exercise / conversion · Acquired 28,105 · Balance 114,134 Row 2 · 2026-05-06 · Tax withholding · Disposed 3,883 · Balance 110,251 Row 3 · 2026-05-06 · Sale · Disposed 14,470 · Balance 95,781 F1: This transaction was executed in multiple trades at prices ranging from $922.08 to $923.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2026-05-06 · Sale · Disposed 9,752 · Balance 86,029 F2: This transaction was executed in multiple trades at prices ranging from $923.08 to $924.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $127.60 · Expires 2030-03-02 | Direct | 28,105 |
Reported balance
After 2026-05-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-06 · Exercise / conversion · Disposed 28,105 · Balance 28,105 F3: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $922.08 to $923.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $923.08 to $924.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2025 Filed Jan 14, 2025 22:46 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 452 | $357.50 | $161,590.00 |
DisclosureSEC source: 0001104659-25-003509 · tm253305-3_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,919 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of Restricted Stock Units granted January 12, 2024. F2 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:05 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 13.453 | $97.05 | $1,305.61 |
DisclosureSEC source: 0001628280-24-051661 · wk-form4_1734469538.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,189.5752 F1 · balance_after: Includes 392.5752 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 12:49 UTC | AGCO CORP /DE AGCO · Entity 3615 | PurchaseCommon Stock | 2,740 | $91.80 | $251,532.00 |
DisclosureSEC source: 0001628280-24-048034 · wk-form4_1731674990.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,176.1222 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $91.52 to $92.07, inclusive. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:25 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 20,000 | $151.12 Strike: $151.12 | $3,022,400.00 |
DisclosureSEC source: 0001104659-24-115984 · tm2427956-1_4seq1.xml · derivative · entry 6 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,512 Underlying: Common Stock · 20,000 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:25 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 2,498 | $411.61 | $1,028,201.78 |
DisclosureSEC source: 0001104659-24-115984 · tm2427956-1_4seq1.xml · nonDerivative · entry 5 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,107 F4 · price: This transaction was executed in multiple trades at prices ranging from $411.44 to $412.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:25 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 4,830 | $411.13 | $1,985,757.90 |
DisclosureSEC source: 0001104659-24-115984 · tm2427956-1_4seq1.xml · nonDerivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,605 F3 · price: This transaction was executed in multiple trades at prices ranging from $410.42 to $411.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:25 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 5,329 | $408.82 | $2,178,601.78 |
DisclosureSEC source: 0001104659-24-115984 · tm2427956-1_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,435 F2 · price: This transaction was executed in multiple trades at prices ranging from $408.45 to $409.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:25 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 7,343 | $411.58 | $3,022,231.94 |
DisclosureSEC source: 0001104659-24-115984 · tm2427956-1_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,764 Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:25 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 20,000 | $151.12 | $3,022,400.00 |
DisclosureSEC source: 0001104659-24-115984 · tm2427956-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes dividends accrued. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 12:39 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 14.5863 | $90.93 | $1,326.33 |
DisclosureSEC source: 0001628280-24-040407 · wk-form4_1726490341.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,436.1222 F1 · balance_after: Includes 379.1222 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 20:13 UTC | AGCO CORP /DE AGCO · Entity 3615 | PurchaseCommon Stock | 1,415 | $88.28 | $124,916.20 |
DisclosureSEC source: 0001628280-24-036483 · wk-form4_1723234433.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,421.5359 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $88.26 to $88.31, inclusive. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 20:37 UTC | AGCO CORP /DE AGCO · Entity 3615 | PurchaseCommon Stock | 1,420 | $87.91 | $124,832.20 |
DisclosureSEC source: 0001628280-24-035237 · wk-form4_1722976614.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,006.5359 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $87.79 to $88.03, inclusive. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 12:54 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-080354 · tm2419406-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,870 F1 · balance_after: Includes dividends accrued. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 13:18 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 109.4752 | $101.57 | $11,119.40 |
DisclosureSEC source: 0001628280-24-029452 · wk-form4_1719235104.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,586.5359 F1 · balance_after: Includes 364.5359 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 16:30 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 12.2499 | $104.93 | $1,285.38 |
DisclosureSEC source: 0001628280-24-028439 · wk-form4_1718641817.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,477.0607 F1 · balance_after: Includes 255.0607 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| May 13, 2024 Filed May 14, 2024 17:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 29,834 | $95.66 Strike: $95.66 | $2,853,920.44 |
DisclosureSEC source: 0001104659-24-061054 · tm2414461-1_4seq1.xml · derivative · entry 7 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,834 shares Expires 2027-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 13, 2024 Filed May 14, 2024 17:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 717 | $74.77 Strike: $74.77 | $53,610.09 |
DisclosureSEC source: 0001104659-24-061054 · tm2414461-1_4seq1.xml · derivative · entry 6 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 717 shares Expires 2026-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2016 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 13, 2024 Filed May 14, 2024 17:14 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 21,847 | $356.90 | $7,797,194.30 |
DisclosureSEC source: 0001104659-24-061054 · tm2414461-1_4seq1.xml · nonDerivative · entry 5 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,115 F1 · price: This transaction was executed in multiple trades at prices ranging from $356.75 to $357.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2024 Filed May 14, 2024 17:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 7,987 | $357.30 | $2,853,755.10 |
DisclosureSEC source: 0001104659-24-061054 · tm2414461-1_4seq1.xml · nonDerivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,962 Read SEC document |
| May 13, 2024 Filed May 14, 2024 17:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 29,834 | $95.66 | $2,853,920.44 |
DisclosureSEC source: 0001104659-24-061054 · tm2414461-1_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2024 Filed May 14, 2024 17:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 373 | $356.46 | $132,959.58 |
DisclosureSEC source: 0001104659-24-061054 · tm2414461-1_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,115 Read SEC document |
| May 13, 2024 Filed May 14, 2024 17:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 717 | $74.77 | $53,610.09 |
DisclosureSEC source: 0001104659-24-061054 · tm2414461-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2024 Filed Apr 30, 2024 20:45 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-019374 · wk-form4_1714509937.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,464.8108 F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 13:27 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 7.1204 | $116.24 | $827.68 |
DisclosureSEC source: 0001628280-24-011820 · wk-form4_1710854832.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,892.8108 F1 · balance_after: Includes 242.8108 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:20 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 8,871 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031366 · tm248078-3_4seq1.xml · derivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,871 Underlying: Common Stock · 8,871 shares Expires 2034-03-04 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:20 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031366 · tm248078-3_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,771 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:01 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 5,334 | $313.40 | $1,671,675.60 |
DisclosureSEC source: 0001104659-24-024288 · tm245322-4_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,797 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:01 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 12,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024288 · tm245322-4_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,131 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 20:20 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 30,000 | $95.66 Strike: $95.66 | $2,869,800.00 |
DisclosureSEC source: 0001104659-24-012249 · tm245322-2_4seq1.xml · derivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,834 Underlying: Common Stock · 30,000 shares Expires 2027-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 20:20 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 21,194 | $325.52 | $6,899,070.88 |
DisclosureSEC source: 0001104659-24-012249 · tm245322-2_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,092 F1 · price: This transaction was executed in multiple trades at prices ranging from $325.42 to $325.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 20:20 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 8,806 | $325.87 | $2,869,611.22 |
DisclosureSEC source: 0001104659-24-012249 · tm245322-2_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,286 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 20:20 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 30,000 | $95.66 | $2,869,800.00 |
DisclosureSEC source: 0001104659-24-012249 · tm245322-2_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2024 Filed Jan 16, 2024 22:22 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 6,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-004172 · tm243443-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,092 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 14:45 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 6.7548 | $122.25 | $825.77 |
DisclosureSEC source: 0001209191-23-059069 · doc4.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,885.6904 F1 · balance_after: Includes 235.6904 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 19:00 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 6.7013 | $122.94 | $823.86 |
DisclosureSEC source: 0001209191-23-049886 · doc4.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,878.9356 F1 · balance_after: Includes 228.9356 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 23:16 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 20,000 | $95.66 Strike: $95.66 | $1,913,200.00 |
DisclosureSEC source: 0001104659-23-086929 · tm2322720-1_4seq1.xml · derivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,834 Underlying: Common Stock · 20,000 shares Expires 2027-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 23:16 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 20,000 | $275.00 | $5,500,000.00 |
DisclosureSEC source: 0001104659-23-086929 · tm2322720-1_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,671 Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 23:16 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 20,000 | $95.66 | $1,913,200.00 |
DisclosureSEC source: 0001104659-23-086929 · tm2322720-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 13:05 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 105.0654 | $130.68 | $13,729.95 |
DisclosureSEC source: 0001209191-23-038982 · doc4.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,872.2343 F1 · balance_after: Includes 222.2343 shares of Common Stock acquired by the reporting as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 12:19 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 6.0659 | $130.50 | $791.60 |
DisclosureSEC source: 0001209191-23-038228 · doc4.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,767.1689 F1 · balance_after: Includes 117.1689 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| April 27, 2023 Filed May 1, 2023 20:00 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 1,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026247 · doc4.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,761.103 F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 18:11 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2.6991 | $122.97 | $331.91 |
DisclosureSEC source: 0001209191-23-019552 · doc4.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420.103 F1 · balance_after: Includes 111.1030 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 18:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 29,028 | $0.00 Strike: $253.98 | $0.00 |
DisclosureSEC source: 0001104659-23-030003 · tm238923-3_4seq1.xml · derivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,028 Underlying: Common Stock · 29,028 shares Expires 2033-03-06 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 02:04 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 6,843 | $248.68 | $1,701,717.24 |
DisclosureSEC source: 0001104659-23-014710 · tm236025-1_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,162 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 02:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 15,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-014710 · tm236025-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,005 Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 19:08 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 11,000 | $74.77 Strike: $74.77 | $822,470.00 |
DisclosureSEC source: 0001104659-23-002649 · tm232998-1_4seq1.xml · derivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717 Underlying: Common Stock · 11,000 shares Expires 2026-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2016 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 19:08 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 11,000 | $250.00 | $2,750,000.00 |
DisclosureSEC source: 0001104659-23-002649 · tm232998-1_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,559 F2 · shares: This transaction was executed as multiple trades, all executed at the price reported above. The reporting person herby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected. Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 19:08 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 11,000 | $74.77 | $822,470.00 |
DisclosureSEC source: 0001104659-23-002649 · tm232998-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 18:53 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2.5445 | $130.20 | $331.29 |
DisclosureSEC source: 0001209191-22-061823 · doc4.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,417.4039 F1 · balance_after: Includes 108.4039 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:39 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 3.0648 | $107.84 | $330.51 |
DisclosureSEC source: 0001209191-22-050465 · doc4.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,414.8594 F1 · balance_after: Includes 105.8594 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.