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Dykhouse Richard R

Disclosed activity across 1 company

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108481
SEC CIK
0001510102

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHARTER COMMUNICATIONS, INC. /MO/

Report date November 06, 2023 · Filed November 08, 2023

Section 16 reporting ended · disclosed 2023-11-08. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2023 Filed Jan 19, 2023 21:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 645 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · derivative · entry 6

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645

Underlying: Class A Common Stock · 645 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 16,534 $0.00 Strike: $387.38 $0.00
Disclosure

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · derivative · entry 5

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Underlying: Class A Common Stock · 16,534 shares

Expires 2033-01-17

F4 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 586 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 261 $386.82 $100,960.02
Disclosure

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 586 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:05 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 425 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000013 · wf-form4_164271273182310.xml · derivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Class A Common Stock · 425 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:05 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 12,905 $588.83 Strike: $588.83 $7,598,786.63
Disclosure

SEC source: 0001091667-22-000013 · wf-form4_164271273182310.xml · derivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,905

Underlying: Class A Common Stock · 12,905 shares

Expires 2032-01-18

F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 53 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000123 · wf-form4_162672541846428.xml · derivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

Underlying: Class A Common Stock · 53 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.

F3 · derivative.expiration_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 1,725 $704.21 Strike: $704.21 $1,214,753.63
Disclosure

SEC source: 0001091667-21-000123 · wf-form4_162672541846428.xml · derivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Class A Common Stock · 1,725 shares

Expires 2031-07-15

F1 · shares: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F1 · derivative.exercise_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F1 · derivative.expiration_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:12 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 5,694 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000109 · wf-form4_162430628338359.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.expiration_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:12 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 2,639 $691.87 $1,825,844.93
Disclosure

SEC source: 0001091667-21-000109 · wf-form4_162430628338359.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,055

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:12 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 5,694 $691.87 $3,939,507.78
Disclosure

SEC source: 0001091667-21-000109 · wf-form4_162430628338359.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 15,000 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-21-000091 · wf-form4_162154437031521.xml · derivative · entry 8

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,714

Underlying: Class A Common Stock · 15,000 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 30,742 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 30,743 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F3 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 30,742 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 30,743 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 14,439 $0.00 Strike: $183.87 $0.00
Disclosure

SEC source: 0001091667-21-000091 · wf-form4_162154437031521.xml · derivative · entry 7

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,439 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of Stock Options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2019. Such options would have terminated 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.exercise_date: Exercise of Stock Options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2019. Such options would have terminated 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 11,147 $683.20 $7,615,647.12
Disclosure

SEC source: 0001091667-21-000091 · wf-form4_162154437031521.xml · nonDerivative · entry 5

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $682.76 to $683.61, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 9,555 $683.91 $6,534,760.05
Disclosure

SEC source: 0001091667-21-000091 · wf-form4_162154437031521.xml · nonDerivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,147

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 15,000 $221.25 $3,318,712.50
Disclosure

SEC source: 0001091667-21-000091 · wf-form4_162154437031521.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 30,742 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 30,743 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 8,737 $683.43 $5,971,127.91
Disclosure

SEC source: 0001091667-21-000091 · wf-form4_162154437031521.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,702

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 14,439 $183.87 $2,654,898.93
Disclosure

SEC source: 0001091667-21-000091 · wf-form4_162154437031521.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of Stock Options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2019. Such options would have terminated 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:36 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 320 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000014 · wf-form4_161117856112269.xml · derivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Class A Common Stock · 320 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:36 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 10,606 $625.55 Strike: $625.55 $6,634,583.30
Disclosure

SEC source: 0001091667-21-000014 · wf-form4_161117856112269.xml · derivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,606

Underlying: Class A Common Stock · 10,606 shares

Expires 2031-01-15

F1 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 20,428 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,428 shares

Expires 2025-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of vested stock options granted on January 15, 2015.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 7,927 $632.34 $5,012,535.40
Disclosure

SEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.10 to $633.035, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 12,501 $635.00 $7,938,135.00
Disclosure

SEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,310

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 20,428 $175.76 $3,590,425.28
Disclosure

SEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of vested stock options granted on January 15, 2015.

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September 02, 2020 Filed Sep 4, 2020 21:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 3,795 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,694

Underlying: Class A Common Stock · 3,795 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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September 02, 2020 Filed Sep 4, 2020 21:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 1,759 $620.34 $1,091,178.06
Disclosure

SEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

F2 · shares: Withholding of securities for the purpose of paying taxes.

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September 02, 2020 Filed Sep 4, 2020 21:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 3,795 $620.34 $2,354,190.30
Disclosure

SEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Sep 4, 2020 21:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 2,375 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,347

F1 · shares: Charitable gift.

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June 17, 2020 Filed Jun 19, 2020 20:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 3,796 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000138 · wf-form4_159259881794005.xml · derivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,489

Underlying: Class A Common Stock · 3,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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June 17, 2020 Filed Jun 19, 2020 20:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 1,760 $535.97 $943,298.40
Disclosure

SEC source: 0001091667-20-000138 · wf-form4_159259881794005.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 3,796 $535.97 $2,034,523.14
Disclosure

SEC source: 0001091667-20-000138 · wf-form4_159259881794005.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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May 19, 2020 Filed May 20, 2020 20:16 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · nonDerivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

F4 · shares: Charitable gift.

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May 18, 2020 Filed May 20, 2020 20:16 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 22,185 $0.00 Strike: $150.88 $0.00
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · derivative · entry 5

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,185 shares

Expires 2024-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.

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May 18, 2020 Filed May 20, 2020 20:16 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 8,458 $521.02 $4,406,787.16
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,616

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $521.00 to $521.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 18, 2020 Filed May 20, 2020 20:16 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 13,727 $521.25 $7,155,198.75
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,074

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:16 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 22,185 $150.88 $3,347,272.80
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 13,351 $0.00 Strike: $87.19 $0.00
Disclosure

SEC source: 0001091667-20-000123 · wf-form4_158940106304335.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,351 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of stock options granted on February 20, 2013 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The grant has a graded vesting schedule. Date exercisable varies for each vesting tranche.

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May 11, 2020 Filed May 13, 2020 20:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 5,941 $510.16 $3,030,860.56
Disclosure

SEC source: 0001091667-20-000123 · wf-form4_158940106304335.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,616

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $510.00 to $510.7010, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 11, 2020 Filed May 13, 2020 20:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 7,410 $511.00 $3,786,510.00
Disclosure

SEC source: 0001091667-20-000123 · wf-form4_158940106304335.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,557

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 13,351 $87.19 $1,164,073.69
Disclosure

SEC source: 0001091667-20-000123 · wf-form4_158940106304335.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock options granted on February 20, 2013 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The grant has a graded vesting schedule. Date exercisable varies for each vesting tranche.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:16 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 1,897 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000054 · wf-form4_158266897410239.xml · derivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,285

Underlying: Class A Common Stock · 1,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:16 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 603 $533.84 $321,905.52
Disclosure

SEC source: 0001091667-20-000054 · wf-form4_158266897410239.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,616

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:16 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 1,897 $533.84 $1,012,694.48
Disclosure

SEC source: 0001091667-20-000054 · wf-form4_158266897410239.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 00:01 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 586 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000012 · wf-form4_157930569964261.xml · derivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586

Underlying: Charter Communications Class A Common Stock · 586 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

Read SEC document
January 15, 2020 Filed Jan 18, 2020 00:01 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantCharter Options · Derivative 18,586 $512.06 Strike: $512.06 $9,517,100.70
Disclosure

SEC source: 0001091667-20-000012 · wf-form4_157930569964261.xml · derivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,586

Underlying: Charter Communications Class A Common Stock · 18,586 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:53 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 1,897 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000140 · wf-form4_157713798740526.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,182

Underlying: Class A Common Stocko · 1,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:53 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 880 $477.17 $419,909.60
Disclosure

SEC source: 0001091667-19-000140 · wf-form4_157713798740526.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:53 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 1,897 $477.17 $905,191.49
Disclosure

SEC source: 0001091667-19-000140 · wf-form4_157713798740526.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
November 25, 2019 Filed Dec 23, 2019 21:53 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 575.1 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000140 · wf-form4_157713798740526.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,305

F1 · shares: Charitable gift

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.