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person · Reporting owner

Dykhouse Richard R

Disclosed activity across 1 company

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108481
SEC CIK
0001510102

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHARTER COMMUNICATIONS, INC. /MO/

Report date November 06, 2023 · Filed November 08, 2023

Section 16 reporting ended · disclosed 2023-11-08. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2019 Filed Feb 27, 2019 21:58 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A common stock 2,019 $348.83 $704,287.77
Disclosure

SEC source: 0001091667-19-000046 · edgar.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880.1

F4 · kind: Sale of stock pursuant to a 10b5-1 Plan.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:58 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $87.19 $0.00
Disclosure

SEC source: 0001091667-19-000046 · edgar.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,351

Underlying: Class A common stock · 5,000 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions, the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.

F2 · derivative.exercise_date: On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions, the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:58 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A common stock 2,981 $352.34 $1,050,325.54
Disclosure

SEC source: 0001091667-19-000046 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,899.1

F3 · kind: Withholding of securities to pay the exercise price and taxes.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:58 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A common Stock 5,000 $87.19 $435,950.00
Disclosure

SEC source: 0001091667-19-000046 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,880.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of a portion of stock options granted on 2/20/2013 pursuant to a 10b5-1 Plan.

F2 · price: On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions, the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.

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February 11, 2019 Filed Feb 13, 2019 13:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 730 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000042 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880.1

F1 · shares: Charitable gift

Read SEC document
February 07, 2019 Filed Feb 8, 2019 22:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 11,000 $0.00 Strike: $87.19 $0.00
Disclosure

SEC source: 0001091667-19-000038 · edgar.xml · derivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,351

Underlying: Class A Common Stock · 11,000 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.

F2 · derivative.exercise_date: On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 22:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 11,000 $340.72 $3,747,920.00
Disclosure

SEC source: 0001091667-19-000038 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,610.1

Read SEC document
February 07, 2019 Filed Feb 8, 2019 22:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 11,000 $87.19 $959,090.00
Disclosure

SEC source: 0001091667-19-000038 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,610.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options granted 2/20/2013.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 21:53 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 4,078 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000002 · edgar.xml · derivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 4,511 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

F3 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 4,511 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

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January 15, 2019 Filed Jan 16, 2019 21:53 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 1,395 $292.31 $407,772.45
Disclosure

SEC source: 0001091667-19-000002 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,610.1

F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 21:53 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 4,078 $292.31 $1,192,040.18
Disclosure

SEC source: 0001091667-19-000002 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:11 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 2,101 $296.52 $622,988.52
Disclosure

SEC source: 0001091667-18-000093 · edgar.xml · nonDerivative · entry 5

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,927.1

F6 · shares: Sold pursuant to a 10b5-1 plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.18 to $296.97, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 01, 2018 Filed Aug 3, 2018 20:11 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionCharter Options · Derivative 1,889 $0.00 Strike: $60.96 $0.00
Disclosure

SEC source: 0001091667-18-000093 · edgar.xml · derivative · entry 7

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,889 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F4 · shares: Pursuant to a 10b5-1 plan, exercise of a portion of vested stock options granted on 4/26/2011.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:11 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionCharter Options · Derivative 3,200 $0.00 Strike: $87.19 $0.00
Disclosure

SEC source: 0001091667-18-000093 · edgar.xml · derivative · entry 6

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,351

Underlying: Class A Common Stock · 3,200 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F1 · shares: Pursuant to a 10b5-1 plan, exercise of a portion of vested stock options granted on 2/20/2013 .

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:11 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 1,014 $304.99 $309,259.86
Disclosure

SEC source: 0001091667-18-000093 · edgar.xml · nonDerivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,028.1

F5 · shares: Withholdings of securities for the purpose of paying taxes from securities reported in Footnote #4.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:11 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 1,889 $60.96 $115,153.44
Disclosure

SEC source: 0001091667-18-000093 · edgar.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,042.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pursuant to a 10b5-1 plan, exercise of a portion of vested stock options granted on 4/26/2011.

F2 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:11 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 1,974 $304.99 $602,050.26
Disclosure

SEC source: 0001091667-18-000093 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,153.1

F3 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:11 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 3,200 $87.19 $279,008.00
Disclosure

SEC source: 0001091667-18-000093 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,127.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of a portion of vested stock options granted on 2/20/2013 .

F2 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

Read SEC document
January 15, 2018 Filed Jan 17, 2018 22:20 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0001091667-18-000004 · edgar.xml · derivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 944 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

F3 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 944 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 22:20 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 308 $356.32 $109,746.56
Disclosure

SEC source: 0001091667-18-000004 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,927.1

F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 22:20 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 853 $356.32 $303,940.96
Disclosure

SEC source: 0001091667-18-000004 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 1,713.244 $0.00 $0.00
Disclosure

SEC source: 0001091667-17-000036 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382.1

F1 · shares: Charitable gift

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 994 $0.00 $0.00
Disclosure

SEC source: 0001091667-17-000009 · edgar.xml · derivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 1/15/2014 the reporting person was granted 1,100 three-year-cliff Restricted Stock Units to vest on 1/15/2017. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

F3 · derivative.expiration_date: On 1/15/2014 the reporting person was granted 1,100 three-year-cliff Restricted Stock Units to vest on 1/15/2017. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 359 $298.48 $107,154.32
Disclosure

SEC source: 0001091667-17-000009 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095.344

F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 994 $298.48 $296,689.12
Disclosure

SEC source: 0001091667-17-000009 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,454.344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:51 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 867 $0.00 $0.00
Disclosure

SEC source: 0001091667-17-000005 · edgar.xml · derivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 4/26/2011 the reporting person was granted 11,500 Restricted Stock Units with one-third to vest in four equal installments of each of the first four anniversatires of 4/26/2011; one-third to vest in four equal annual installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one-third to vest in four equal annual installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested restricted stock units.

F3 · derivative.expiration_date: On 4/26/2011 the reporting person was granted 11,500 Restricted Stock Units with one-third to vest in four equal installments of each of the first four anniversatires of 4/26/2011; one-third to vest in four equal annual installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one-third to vest in four equal annual installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested restricted stock units.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:51 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 425 $289.02 $122,833.50
Disclosure

SEC source: 0001091667-17-000005 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,460.344

F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:51 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 867 $289.02 $250,580.34
Disclosure

SEC source: 0001091667-17-000005 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885.344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 30, 2016 Filed Dec 6, 2016 22:30 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 739.944 $0.00 $0.00
Disclosure

SEC source: 0001091667-16-000582 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018.344

Read SEC document
August 12, 2016 Filed Dec 6, 2016 22:30 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 1.712 $0.00 $0.00
Disclosure

SEC source: 0001091667-16-000582 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,758.288

F1 · shares: These shares are part of the previously reported charitable gift of 8/12/2016. The difference is due to rounding calculations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.