Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fidelity National Information Services, Inc.FIS · Entity 3247 | Director | June 15, 2026 | June 17, 2026 |
| NEUSTAR INCNSR · Entity 173935 | Director · President and CEO | August 08, 2017 | August 08, 2017 |
| NEXTNAV INC.NN · Entity 2565 | Director | May 21, 2026 | May 26, 2026 |
| Philip Morris International Inc.PM · Entity 2818 | Director | May 06, 2026 | May 08, 2026 |
| UNISYS CORPUIS · Entity 6360 | Director | February 26, 2021 | March 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fidelity National Information Services, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,485 |
Reported balance
After 2026-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 5,485 · Balance 5,485 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2: These restricted stock units vest in full on June 15, 2027. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F2: These restricted stock units vest in full on June 15, 2027. The reporting person elected to defer distribution of the vested common stock until the end of service as a director.
NEUSTAR INC
Report date August 08, 2017 · Filed August 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 1
1 source rowRow 1 · 2017-08-08 · Disposition to issuer · Disposed 433,573 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-08 · Disposition to issuer · Disposed 44,045 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. |
| Performance Vested Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-08 · Disposition to issuer · Disposed 351,562 · Balance 0 F3: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.45 | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-08 · Disposition to issuer · Disposed 44,484 · Balance 0 F4: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.45 | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-08 · Disposition to issuer · Disposed 118,624 · Balance 0 F4: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest.
F2: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes.
F3: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes.
F4: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger.
NEXTNAV INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,095 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 7,550 · Balance 12,095 F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027.
Philip Morris International Inc.
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,060 |
Reported balance
After 2026-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 1,119 · Balance 20,060 F1: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2: The average of the high and low price of Philip Morris International Inc. common stock on May 7, 2026. F3: Includes 20,020 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 1,757 deferred shares, reflecting the 2026 stock award and 638 deferred shares acquired through the reinvestment of dividends since May 6, 2025, the date of the last reportable transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.
F2: The average of the high and low price of Philip Morris International Inc. common stock on May 7, 2026.
F3: Includes 20,020 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 1,757 deferred shares, reflecting the 2026 stock award and 638 deferred shares acquired through the reinvestment of dividends since May 6, 2025, the date of the last reportable transaction.
UNISYS CORP
Report date February 26, 2021 · Filed March 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,384 |
Reported balance
After 2021-02-26 transaction · row 1
1 source rowRow 1 · 2021-02-26 · Grant · Acquired 6,110 · Balance 25,384 F1: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 26, 2021, into shares of Unisys Corporation common stock. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys Corporation common stock upon the termination of service of the director. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 26, 2021, into shares of Unisys Corporation common stock. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys Corporation common stock upon the termination of service of the director.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ping Identity Holding Corp.
Report date May 03, 2022 · Filed June 01, 2022
Section 16 reporting ended · disclosed 2022-06-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
RB GLOBAL INC.
Report date July 12, 2023 · Filed July 17, 2023
Section 16 reporting ended · disclosed 2023-07-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Worldpay, Inc.
Report date July 31, 2019 · Filed July 31, 2019
Section 16 reporting ended · disclosed 2019-07-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-31 transaction · row 1
1 source rowRow 1 · 2019-07-31 · Disposition to issuer · Disposed 12,845 · Balance 0 F1: Includes 10,525 restricted stock units. F2: These shares of Class A common stock were disposed of pursuant to a merger agreement between the issuer and Fidelity National Information Services, Inc. ("FIS"). Upon the closing of the merger, (i) 10,525 of these shares were converted into restricted stock units related to shares of FIS common stock pursuant to an exchange ratio that is designed to maintain the intrinsic value of the award immediately prior to the closing of the merger and (ii) 2,320 were converted into shares of FIS common stock and cash in accordance with the merger agreement (0.9287 shares of FIS common stock and $11.00 per share of Worldpay Class A common stock). |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 10,525 restricted stock units.
F2: These shares of Class A common stock were disposed of pursuant to a merger agreement between the issuer and Fidelity National Information Services, Inc. ("FIS"). Upon the closing of the merger, (i) 10,525 of these shares were converted into restricted stock units related to shares of FIS common stock pursuant to an exchange ratio that is designed to maintain the intrinsic value of the award immediately prior to the closing of the merger and (ii) 2,320 were converted into shares of FIS common stock and cash in accordance with the merger agreement (0.9287 shares of FIS common stock and $11.00 per share of Worldpay Class A common stock).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2017 Filed Aug 8, 2017 18:27 UTC | NEUSTAR INC NSR · Entity 173935 | Disposition to issuerRestricted Stock Units · Derivative | 44,045 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-17-048165 · doc4.xml · derivative · entry 2 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 44,045 shares Expires not disclosed F2 · price: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. F2 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. F2 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 18:27 UTC | NEUSTAR INC NSR · Entity 173935 | Disposition to issuerClass A Common Stock | 433,573 | $33.50 | $14,524,695.50 |
DisclosureSEC source: 0001209191-17-048165 · doc4.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:21 UTC | Worldpay, Inc. VNTV · Entity 155747 | GrantRestricted Stock Units 2017 · Derivative | 2,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001533932-17-000106 · wf-form4_149384649148653.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,320 Underlying: Class A Common Stock · 2,320 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of the grant and the next annual meeting of stockholders. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of the grant and the next annual meeting of stockholders. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionPerformance Stock Units · Derivative | 57,407 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · derivative · entry 13 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 57,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · shares: The shares represent the first tranche of the performance-vested restricted stock units granted on April 8, 2016 and remain subject to vesting based on continued employment through March 1, 2019. Each performance stock unit represented a contingent right to receive a share of Class A Common Stock based on, and subject to, the achievement of certain revenue and adjusted net income goals set forth in the Performance-Vested Restricted Stock Unit Agreement. The number of shares of Class A Common Stock, together with the Dividend Equivalents (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) on such performance stock units, that the Reporting Person was entitled to receive ranged from 0% to 150% of the number of shares of performance stock units granted. F15 · derivative.exercise_date: The shares are subject to vesting based on continued employment through March 1, 2019. F16 · derivative.expiration_date: Upon the Reporting Person's Termination (i) by the Company for Cause (as defined in the Plan) or (ii) by the Reporting Person (x) voluntarily and (y) other than due to the Reporting Person's Retirement (as defined in the Plan), any unvested PVRSUs shall immediately be forfeited without compensation. F17 · derivative.expiration_date: Upon the Reporting Person's Termination (as defined by the Plan) by the Company without Cause (as defined by the Plan) (other than by reason of your death or Disability (as defined by the Plan)) any PVRSUs that have been earned but not yet vested that would have vested during the 12 months after the Reporting Person's Termination (as defined by the Plan) had the Reporting Person's employment with the Company not terminated shall immediately vest, and the remaining portion of the PVRSUs not yet vested shall be immediately forfeited and automatically cancelled without compensation. F18 · derivative.expiration_date: Upon the Reporting Person's Termination (as defined in the Plan) by reason of the Reporting Person's death or Disability (i) prior to December 31, 2018, a pro-rata portion, determined based on days employed during the three one-year Performance Periods, of (A) any PVRSUs for any completed Performance Period(s) that have been earned but not yet vested, and (B) any PVRSUs for any Performance Period(s) that have not been completed on or prior to such Termination that would have been payable had the Target level of performance been achieved, shall immediately vest; or (ii) on or after December 31, 2018, any PVRSUs that have been earned but not yet vested shall immediately vest (without pro-ration). F19 · derivative.expiration_date: In the event of a Termination (as defined in the Plan) due to Retirement (as defined in the Plan) (i) any PVRSUs that have been earned but not yet vested shall immediately vest, and (ii) any unvested PVRSUs that have not been earned as of the date of Termination with respect to the Performance Period (as defined in the Plan) in which Termination (as defined in the Plan) takes place will vest per the formula described in the Plan after the close of the Performance Period (as defined in the Plan) in which such Termination (as defined in the Plan) takes place as Awards are settled following certification of performance by the Committee (as defined in the Plan). F20 · derivative.expiration_date: Following the occurrence of a Change in Control (as defined in the Plan) following which any portion issued remains unvested, upon your Termination (as defined in the Plan) (i) by reason of death or Disability (as defined in the Plan), (ii) by the Company without Cause (as defined by the Plan), (iii) by you with Good Reason (as defined by the Plan), in each case, within two (2) years after such Change in Control (as defined by the Plan), such PVRSUs shall immediately vest in full upon such Termination (as defined by the Plan). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionPerformance Stock Units · Derivative | 49,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · derivative · entry 12 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 49,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · shares: The shares represent the second tranche of the performance-vested restricted stock units granted on April 13, 2015 and remain subject to vesting based on continued employment through March 1, 2018. Each performance stock unit represented a contingent right to receive a share of Class A Common Stock based on, and subject to, the achievement of certain revenue and adjusted net income goals set forth in the Performance-Vested Restricted Stock Unit Agreement. The number of shares of Class A Common Stock, together with the Dividend Equivalents (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) on such performance stock units, that the Reporting Person was entitled to receive ranged from 0% to 150% of the number of shares of performance stock units granted. F13 · derivative.exercise_date: The shares are subject to vesting based on continued employment through March 1, 2018. F11 · derivative.expiration_date: If the Reporting Person experiences a Termination (as defined in the Plan) other than "for cause" or "without good reason", these PVRSUs, and any other performance stock units earned by the Reporting Person as a result of the achievement of performance goals which have not yet vested as of the date of Termination but would have vested at any time during the twelve (12) months following such Termination, shall immediately vest, and any remaining portion of any unvested award shall be immediately forfeited. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionPerformance Stock Units · Derivative | 66,037 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · derivative · entry 11 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 66,037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · shares: The shares represent the fifth tranche of the performance-vested restricted stock units granted on February 29, 2012. In accordance with the Performance-Vested Restricted Stock Unit Agreement, each performance stock unit represented a contingent right to receive a share of Class A Common Stock based on, and subject to, the achievement of certain revenue and adjusted net income goals for the 2016 fiscal year. The number of shares of Class A Common Stock, together with Dividend Equivalents (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan) on such performance stock units, that the Reporting Person was entitled to receive ranged from 0% to 150% of the number of performance stock units granted. F10 · derivative.exercise_date: Immediately. F11 · derivative.expiration_date: If the Reporting Person experiences a Termination (as defined in the Plan) other than "for cause" or "without good reason", these PVRSUs, and any other performance stock units earned by the Reporting Person as a result of the achievement of performance goals which have not yet vested as of the date of Termination but would have vested at any time during the twelve (12) months following such Termination, shall immediately vest, and any remaining portion of any unvested award shall be immediately forfeited. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionRestricted Stock Units · Derivative | 15,433 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · derivative · entry 10 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,867 Underlying: Class A Common Stock · 15,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On April 8, 2016, 46,300 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 1, 2017. F6 · derivative.expiration_date: Upon the Reporting Person's Termination (as defined in the Plan) (i) by reason of the Reporting Person's death or Disability or (ii) by the Company without Cause, any unvested RSUs that would have vested during the 12 months after the Reporting Person's Termination had the Reporting Person's employment with the Company not terminated shall immediately vest, and the remainder of any unvested RSUs shall immediately be forfeited without compensation. F7 · derivative.expiration_date: Upon the Reporting Person's Termination due to Retirement (as defined in the Plan), a number of unvested RSUs (if any) equal to the product of (i) the number of RSUs that would have become vested on the next scheduled Vesting Date (as defined in the Plan) had the Reporting Person's employment continued through such Vesting Date and (ii) a fraction, the numerator of which is the number of days from the last Vesting Date preceding the date of such Termination (or in the case of a Termination prior to the first such Vesting Date, the number of days from the Grant Date (as defined in the Plan)) through the date of such Termination, and the denominator of which is the number of days from the last Vesting Date preceding the date of such Termination (or in the case of a Termination prior to the first such Vesting Date, the number of days from the Grant Date) through the next scheduled Vesting Date, shall immediately vest. F8 · derivative.expiration_date: Following a Change in Control (as defined in the Plan) following which any portion of the Reporting Person's RSUs remains unvested, upon the Reporting Person's Termination (i) by reason of the Reporting Person's death or Disability, (ii) by the Company without Cause, (iii) by the Reporting Person with Good Reason, in each case, within two (2) years after such Change in Control, the Reporting Person's RSUs shall immediately vest in full upon such Termination. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionRestricted Stock Units · Derivative | 13,176 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · derivative · entry 9 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,178 Underlying: Class A Common Stock · 13,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On April 13, 2015, 39,530 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 1, 2017. F4 · derivative.expiration_date: Upon the Reporting Person's Termination (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan"), including by reason of death or Disability (as defined in the Plan), other than by the Issuer for Cause (as defined by the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such seperation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionClass A Common Stock | 57,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · nonDerivative · entry 8 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionClass A Common Stock | 49,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · nonDerivative · entry 7 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Tax withholdingClass A Common Stock | 27,703 | $33.30 | $922,509.90 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · nonDerivative · entry 6 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,555 F2 · price: The price is equal to the closing price of the Class A Common Stock on March 1, 2017. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionClass A Common Stock | 66,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · nonDerivative · entry 5 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Tax withholdingClass A Common Stock | 6,475 | $33.30 | $215,617.50 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · nonDerivative · entry 4 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,221 F2 · price: The price is equal to the closing price of the Class A Common Stock on March 1, 2017. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionClass A Common Stock | 15,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · nonDerivative · entry 3 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Tax withholdingClass A Common Stock | 5,528 | $33.30 | $184,082.40 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · nonDerivative · entry 2 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,263 F2 · price: The price is equal to the closing price of the Class A Common Stock on March 1, 2017. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:43 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionClass A Common Stock | 13,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018108 · doc4.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:18 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionEmployee Stock Options · Derivative | 82,500 | $0.00 Strike: $22.82 | $0.00 |
DisclosureSEC source: 0001209191-17-015068 · doc4.xml · derivative · entry 3 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 82,500 shares Expires 2017-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately exerciseable. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:18 UTC | NEUSTAR INC NSR · Entity 173935 | Tax withholdingClass A Common Stock | 65,470 | $33.50 | $2,193,245.00 |
DisclosureSEC source: 0001209191-17-015068 · doc4.xml · nonDerivative · entry 2 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,615 F1 · shares: These shares were delivered to and withheld by the Issuer to pay the exercise price and related withholding tax obligations (net down) of the expiring options. F2 · price: The price is equal to the closing price of the Class A Common Stock on February 22, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:18 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionClass A Common Stock | 82,500 | $22.82 | $1,882,650.00 |
DisclosureSEC source: 0001209191-17-015068 · doc4.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 18:12 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionRestricted Stock Units · Derivative | 17,752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001356 · doc4.xml · derivative · entry 3 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On February 29, 2012, 88,760 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on January 1, 2017. F3 · derivative.expiration_date: On February 29, 2012, 88,760 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on January 1, 2017. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 18:12 UTC | NEUSTAR INC NSR · Entity 173935 | Tax withholdingClass A Common Stock | 5,038 | $33.40 | $168,269.20 |
DisclosureSEC source: 0001209191-17-001356 · doc4.xml · nonDerivative · entry 2 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,585 F1 · shares: These shares were delivered to and withheld by the Issuer to pay the related withholding tax obligations (net down) of the vested restricted stock units. F2 · price: The price is equal to the closing price of the Class A Common Stock on December 30, 2016. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 18:12 UTC | NEUSTAR INC NSR · Entity 173935 | Exercise / conversionClass A Common Stock | 17,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001356 · doc4.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.