Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| International Stem Cell CORPISCO.OB · Entity 8432 | Director · EVP and CSO · 10% owner | November 06, 2023 | November 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
International Stem Cell CORP
Report date November 06, 2023 · Filed November 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.12 · Expires 2033-11-06 | Direct | 2,000,000 |
Reported balance
After 2023-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-11-06 · Grant · Acquired 2,000,000 · Balance 2,000,000 F1: 3/36th of the shares underlying such options shall vest on 2/06/2024, and the remaining share in equal monthly installments over a period of 33 months. |
Filing footnotes · ownership attribution and instrument terms
F1: 3/36th of the shares underlying such options shall vest on 2/06/2024, and the remaining share in equal monthly installments over a period of 33 months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2023 Filed Nov 8, 2023 13:17 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 2,000,000 | $0.00 Strike: $0.12 | $0.00 |
DisclosureSEC source: 0001683168-23-007709 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2033-11-06 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 2/06/2024, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 17:22 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001683168-23-004224 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP, PFO, and CSO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 09/14/2023, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| April 25, 2022 Filed Apr 26, 2022 18:38 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001683168-22-002952 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP, PFO, and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 07/25/2022, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 14:36 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001683168-21-002477 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-06-09 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 09/09/2021, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:39 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001683168-19-000537 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on May 28, 2019, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 08:02 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,800 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-003618 · ownership.xml · derivative · entry 3 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,200 Underlying: Common Stock · 90,000 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 90,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on May 10, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 08:02 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | SaleCommon Stock | 1,800 | $1.67 | $3,006.00 |
DisclosureSEC source: 0001683168-18-003618 · ownership.xml · nonDerivative · entry 2 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,398 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.67 per share. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 08:02 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | Exercise / conversionCommon Stock | 1,800 | $1.09 | $1,962.00 |
DisclosureSEC source: 0001683168-18-003618 · ownership.xml · nonDerivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 13:17 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002401 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2018-06-21 F1 · derivative.exercise_date: Vesting start date - June 21, 2018. 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| August 15, 2018 Filed Aug 21, 2018 13:32 UTC Amendment | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002444 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-06-21 F1 · derivative.exercise_date: Vesting start date - June 21, 2018. 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| August 15, 2018 Filed Sep 27, 2018 15:03 UTC Amendment | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002867 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-08-15 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. This amendment is being filed to correct the previously reported expiration date of the stock option. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 16:18 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001683168-18-000664 · kern_f4.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-03-12 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on June 12, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:33 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | Exercise / conversionStock Options (Right to Buy) · Derivative | 8,889 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-18-000492 · kern_f4.xml · derivative · entry 4 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,111 Underlying: Common Stock · 31,111 shares Expires 2027-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on August 31, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:33 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | Exercise / conversionStock Options (Right to Buy) · Derivative | 27,500 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-000492 · kern_f4.xml · derivative · entry 3 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on May 10, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:33 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | Exercise / conversionCommon Stock | 8,889 | $1.10 | $9,777.90 |
DisclosureSEC source: 0001683168-18-000492 · kern_f4.xml · nonDerivative · entry 2 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:33 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | Exercise / conversionCommon Stock | 27,500 | $1.09 | $29,975.00 |
DisclosureSEC source: 0001683168-18-000492 · kern_f4.xml · nonDerivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 16:21 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-17-001467 · kern_f4.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on August 31, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 15:35 UTC | International Stem Cell CORP ISCO.OB · Entity 8432 | GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-17-000347 · kern_f4.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2027-02-10 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on May 10, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.