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ISCO

International Stem Cell CORP

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8432
SEC CIK
0001355790
Parsed reports
104

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2026 Filed Sep 18, 2026 00:46 UTC
MAIER PAUL VDirector
Disposition to issuerStock Options · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-26-007223 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2034-06-11

F1 · derivative.exercise_date: The shares subject to the option fully vested on 06/11/2025 from the date of grant (06-11-2024).

Read SEC document
September 11, 2026 Filed Sep 15, 2026 20:12 UTC
MAIER PAUL VDirector
SaleCommon Stock 32,802 $0.32 $10,496.64
Disclosure

SEC source: 0001683168-26-007164 · ownership.xml · nonDerivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through family Trust dated 4/21/2000

Disclosed balance after: 0

Read SEC document
June 11, 2026 Filed Jun 24, 2026 00:30 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 182,584 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001683168-26-005073 · ownership.xml · derivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,584

Underlying: Common Stock · 182,584 shares

Expires 2036-06-11

F2 · derivative.exercise_date: The shares underlying such option shall vest in equal quarterly increments through June 11, 2027, with the first increment vesting on September 11, 2026.

Read SEC document
June 11, 2026 Filed Jun 24, 2026 00:30 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001683168-26-005073 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The shares underlying such option shall vest on the earlier of (a) June 11, 2027, or (b) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
June 11, 2026 Filed Jun 24, 2026 00:31 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 182,584 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001683168-26-005075 · ownership.xml · derivative · entry 2

Don Wright · CIK 0001405212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,584

Underlying: Common Stock · 182,584 shares

Expires 2036-06-11

F2 · derivative.exercise_date: The shares underlying such option shall vest in equal quarterly increments through June 11, 2027, with the first increment vesting on September 11, 2026.

Read SEC document
June 11, 2026 Filed Jun 24, 2026 00:31 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001683168-26-005075 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The shares underlying such option shall vest on the earlier of (a) June 11, 2027, or (b) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 12:18 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 532,786 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001683168-25-004620 · ownership.xml · derivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,786

Underlying: Common Stock · 532,786 shares

Expires 2035-06-17

F2 · derivative.exercise_date: The shares underlying such option shall vest in equal quarterly increments through June 17, 2026, with the first increment vesting on September 17, 2025.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 12:18 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001683168-25-004620 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The shares underlying such option shall vest on the earlier of (a) June 17, 2026, or (b) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 12:21 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 532,786 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001683168-25-004622 · ownership.xml · derivative · entry 2

Don Wright · CIK 0001405212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,786

Underlying: Common Stock · 532,786 shares

Expires 2035-06-17

F2 · derivative.exercise_date: The shares underlying such option shall vest in equal quarterly increments through June 17, 2026, with the first increment vesting on September 17, 2025.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 12:21 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001683168-25-004622 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The shares underlying such option shall vest on the earlier of (a) June 17, 2026, or (b) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:03 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 361,111 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-24-004176 · ownership.xml · derivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,111

Underlying: Common Stock · 361,111 shares

Expires 2034-06-11

F2 · derivative.exercise_date: Options shall vest in four equal quarterly increments, beginning September 11, 2024.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:03 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-24-004176 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-11

F1 · derivative.exercise_date: Options shall vest on the earlier of (i) June 11, 2025 or (ii) the date of the 2025 Annual Meeting of Stockholders.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:05 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 361,111 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-24-004179 · ownership.xml · derivative · entry 2

Don Wright · CIK 0001405212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,111

Underlying: Common Stock · 361,111 shares

Expires 2034-06-11

F2 · derivative.exercise_date: Options shall vest in four equal quarterly increments, beginning September 11, 2024.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:05 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-24-004179 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-11

F1 · derivative.exercise_date: Options shall vest on the earlier of (i) June 11, 2025 or (ii) the date of the 2025 Annual Meeting of Stockholders.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 13:18 UTC
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-23-007711 · ownership.xml · derivative · entry 1

Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2033-11-06

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 2/06/2024, and the remaining share in equal monthly installments over a period of 33 months.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 13:17 UTC
Kern RussellDirector · EVP and CSO · 10% owner
GrantStock Option (Right to Buy) · Derivative 2,000,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-23-007709 · ownership.xml · derivative · entry 1

Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2033-11-06

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 2/06/2024, and the remaining share in equal monthly installments over a period of 33 months.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:22 UTC
Kern RussellDirector · EVP, PFO, and CSO · 10% owner
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001683168-23-004224 · ownership.xml · derivative · entry 1

Kern Russell · CIK 0001446397 · Director · EVP, PFO, and CSO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 09/14/2023, and the remaining share in equal monthly installments over a period of 33 months.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:23 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 445,205 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001683168-23-004226 · ownership.xml · derivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,205

Underlying: Common Stock · 445,205 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Options vest in four equal quarterly increments, beginning 09/14/2023.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:23 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001683168-23-004226 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: Options vest fully at the earlier of (i) 06/14/2024 or (ii) the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:23 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 445,205 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001683168-23-004228 · ownership.xml · derivative · entry 2

Don Wright · CIK 0001405212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,205

Underlying: Common Stock · 445,205 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Options vest in four equal quarterly increments, beginning 09/14/2023.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:23 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001683168-23-004228 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: Options vest fully at the earlier of (i) 06/14/2024 or (ii) the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:01 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001683168-22-004287 · ownership.xml · derivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-09

F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) 06/09/2023 or (ii) the date of the 2023 Annual Meeting of Stockholders.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:01 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 139,264 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001683168-22-004287 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,264

Underlying: Common Stock · 139,264 shares

Expires 2032-06-09

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 9/09/2022.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:01 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001683168-22-004288 · ownership.xml · derivative · entry 2

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-09

F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) 06/09/2023 or (ii) the date of the 2023 Annual Meeting of Stockholders.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:01 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 139,264 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001683168-22-004288 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,264

Underlying: Common Stock · 139,264 shares

Expires 2032-06-09

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 09/09/2022.

Read SEC document
April 25, 2022 Filed Apr 26, 2022 18:38 UTC
Kern RussellDirector · EVP, PFO, and CSO · 10% owner
GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001683168-22-002952 · ownership.xml · derivative · entry 1

Kern Russell · CIK 0001446397 · Director · EVP, PFO, and CSO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 07/25/2022, and the remaining share in equal monthly installments over a period of 33 months.

Read SEC document
April 25, 2022 Filed Apr 26, 2022 18:39 UTC
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001683168-22-002953 · ownership.xml · derivative · entry 1

Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 07/25/2022, and the remaining share in equal monthly installments over a period of 33 months.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 14:35 UTC
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001683168-21-002475 · ownership.xml · derivative · entry 1

Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 09/09/2021, and the remaining share in equal monthly installments over a period of 33 months.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 14:36 UTC
Kern RussellDirector · EVP and CSO · 10% owner
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001683168-21-002477 · ownership.xml · derivative · entry 1

Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 09/09/2021, and the remaining share in equal monthly installments over a period of 33 months.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:11 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001683168-21-002469 · ownership.xml · derivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-09

F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 09, 2022 or (ii) the date of the 2022 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:11 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 183,481 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001683168-21-002469 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,481

Underlying: Common Stock · 183,481 shares

Expires 2031-06-09

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 9/09/2021.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:12 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001683168-21-002471 · ownership.xml · derivative · entry 2

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-09

F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 09, 2022 or (ii) the date of the 2022 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:12 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 183,481 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001683168-21-002471 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,481

Underlying: Common Stock · 183,481 shares

Expires 2031-06-09

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 9/09/2021.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:37 UTC
Garnette SophiaVP, Legal Affairs & Operations
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001683168-21-002478 · ownership.xml · derivative · entry 1

Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on 09/09/2021, and the remaining share in equal monthly installments over a period of 33 months.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:43 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-20-002055 · ownership.xml · derivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-06-23

F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 23, 2021 or (ii) the date of the 2021 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:43 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 46,428 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-20-002055 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,428

Underlying: Common Stock · 46,428 shares

Expires 2030-06-23

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, with first increment vesting on 9/23/2020.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:43 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-20-002056 · ownership.xml · derivative · entry 2

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-06-23

F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 23, 2021 or (ii) the date of the 2021 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:43 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 46,428 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-20-002056 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,428

Underlying: Common Stock · 46,428 shares

Expires 2030-06-23

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, with first increment vesting on 9/23/2020.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 22:04 UTC Amendment
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 92,857 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-20-002089 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,857

Underlying: Common Stock · 92,857 shares

Expires 2030-06-23

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, with first increment vesting on 9/23/2020.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 22:06 UTC Amendment
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 92,857 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-20-002091 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,857

Underlying: Common Stock · 92,857 shares

Expires 2030-06-23

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 9/23/2020.

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June 03, 2019 Filed Jun 5, 2019 17:46 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-19-001799 · ownership.xml · derivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2019-06-03

F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 3, 2020 or (ii) the date of the 2020 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control.

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June 03, 2019 Filed Jun 5, 2019 17:46 UTC
MAIER PAUL VDirector
GrantStock Option (Right to Buy) · Derivative 71,982 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-19-001799 · ownership.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,982

Underlying: Common Stock · 71,982 shares

Expires 2019-06-03

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, with first increment vesting on 9/03/2019.

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June 03, 2019 Filed Jun 5, 2019 17:47 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-19-001800 · ownership.xml · derivative · entry 2

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2019-06-03

F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 3, 2020 or (ii) the date of the 2020 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control.

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June 03, 2019 Filed Jun 5, 2019 17:47 UTC
Don WrightDirector
GrantStock Option (Right to Buy) · Derivative 71,982 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001683168-19-001800 · ownership.xml · derivative · entry 1

Don Wright · CIK 0001405212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,982

Underlying: Common Stock · 71,982 shares

Expires 2019-06-03

F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, with first increment vesting on 9/03/2019.

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April 18, 2019 Filed Apr 22, 2019 18:12 UTC
MAIER PAUL VDirector
SaleCommon Stock 1,350 $1.25 $1,680.75
Disclosure

SEC source: 0001683168-19-001143 · ownership.xml · nonDerivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,710

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February 28, 2019 Filed Mar 4, 2019 16:39 UTC
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001683168-19-000538 · ownership.xml · derivative · entry 1

Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-02-28

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on May 28, 2019, and the remaining share in equal monthly installments over a period of 33 months.

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February 28, 2019 Filed Mar 4, 2019 16:39 UTC
Kern RussellDirector · EVP and CSO · 10% owner
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001683168-19-000537 · ownership.xml · derivative · entry 1

Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2029-02-28

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on May 28, 2019, and the remaining share in equal monthly installments over a period of 33 months.

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February 28, 2019 Filed Mar 4, 2019 21:38 UTC
Garnette SophiaVP, Legal Affairs & Operations
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001683168-19-000536 · ownership.xml · derivative · entry 1

Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2029-02-28

F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on May 28, 2019, and the remaining share in equal monthly installments over a period of 33 months.

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January 21, 2019 Filed Jan 22, 2019 18:15 UTC
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 599,222 $1.75 $1,048,638.50
Disclosure

SEC source: 0001683168-19-000172 · ownership.xml · nonDerivative · entry 1

Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034,594

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December 04, 2018 Filed Dec 6, 2018 12:59 UTC
Garnette SophiaVP, Legal Affairs & Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 7,858 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001683168-18-003617 · ownership.xml · derivative · entry 5

Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,273

Underlying: Common Stock · 47,858 shares

Expires 2027-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing a total of 60,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on August 31, 2017, and the remaining shares in equal monthly installments over a period of 33 months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.