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Spitz David J

Disclosed activity across 2 companies

Tapewire entity
108443
SEC CIK
0001575726

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BEAZER HOMES USA INCBZH · Entity 5036DirectorNovember 08, 2023November 09, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BEAZER HOMES USA INC

Report date November 08, 2023 · Filed November 09, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,523 Reported balance After 2023-11-08 transaction · row 1
1 source row

Row 1 · 2023-11-08 · Grant · Acquired 200 · Balance 40,523

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHANNELADVISOR CORP

Report date November 15, 2022 · Filed November 15, 2022

Section 16 reporting ended · disclosed 2022-11-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect170,157 Reported balance After 2022-11-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-11-15 · Disposition to issuer · Disposed 249,577 · Balance 170,157

F1: On November 15, 2022, the effective date (the "Effective Date") of the merger between the Issuer, CommerceHub, Inc., a Delaware corporation ("CommerceHub") and CH Merger Sub, Inc., a Delaware corporation ("CH Merger Sub") and a wholly owned subsidiary of CommerceHub pursuant to which CH Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of CommerceHub (the "Merger"), each share of the Issuer's common stock was cancelled in exchange for $23.10 per share.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-11-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-11-15 · Disposition to issuer · Disposed 170,157 · Balance 0

F2: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3: On the Effective Date, pursuant to the Merger, restricted stock units were cancelled in exchange for the right to receive (i) with respect to the vested portion of such restricted stock units, cash payment equal to (A) the total number of shares of common stock underlying such vested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, and (ii) with respect to the unvested portion of such restricted stock units, the right to receive cash equal to (A) the total number of shares of common stock underlying such unvested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original restricted stock units, subject to the reporting person's continued service with CommerceHub or its affiliates.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.80 · Expires 2023-03-08Direct0 Reported balance After 2022-11-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-15 · Disposition to issuer · Disposed 62,500 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F4: This option vested in 16 equal quarterly installments from April 1, 2013 to January 1, 2017.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.75 · Expires 2026-03-01Direct0 Reported balance After 2022-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-11-15 · Disposition to issuer · Disposed 116,600 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F6: This option vested in four annual installments from March 1, 2017 through March 1, 2020.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.35 · Expires 2027-03-06Direct0 Reported balance After 2022-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-11-15 · Disposition to issuer · Disposed 177,349 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F7: This option vested in four annual installments from March 6, 2018 through March 6, 2021.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2028-06-01Direct0 Reported balance After 2022-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-11-15 · Disposition to issuer · Disposed 76,657 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F8: This option vested in four annual installments from June 1, 2019 through June 1, 2022.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.04 · Expires 2029-03-01Direct0 Reported balance After 2022-11-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-11-15 · Disposition to issuer · Disposed 87,898 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F9: This option vests in four annual installments beginning on March 1, 2020 and continuing through March 1, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: On November 15, 2022, the effective date (the "Effective Date") of the merger between the Issuer, CommerceHub, Inc., a Delaware corporation ("CommerceHub") and CH Merger Sub, Inc., a Delaware corporation ("CH Merger Sub") and a wholly owned subsidiary of CommerceHub pursuant to which CH Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of CommerceHub (the "Merger"), each share of the Issuer's common stock was cancelled in exchange for $23.10 per share.

F2: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3: On the Effective Date, pursuant to the Merger, restricted stock units were cancelled in exchange for the right to receive (i) with respect to the vested portion of such restricted stock units, cash payment equal to (A) the total number of shares of common stock underlying such vested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, and (ii) with respect to the unvested portion of such restricted stock units, the right to receive cash equal to (A) the total number of shares of common stock underlying such unvested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original restricted stock units, subject to the reporting person's continued service with CommerceHub or its affiliates.

F4: This option vested in 16 equal quarterly installments from April 1, 2013 to January 1, 2017.

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F6: This option vested in four annual installments from March 1, 2017 through March 1, 2020.

F7: This option vested in four annual installments from March 6, 2018 through March 6, 2021.

F8: This option vested in four annual installments from June 1, 2019 through June 1, 2022.

F9: This option vests in four annual installments beginning on March 1, 2020 and continuing through March 1, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2023 Filed Nov 9, 2023 22:28 UTC BEAZER HOMES USA INC BZH · Entity 5036 GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000915840-23-000032 · wk-form4_1699568924.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,523

Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:14 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 87,898 Not disclosed Strike: $13.04 Not disclosed
Disclosure

SEC source: 0001209191-22-057058 · doc4.xml · derivative · entry 7

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,898 shares

Expires 2029-03-01

F5 · price: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F9 · derivative.exercise_date: This option vests in four annual installments beginning on March 1, 2020 and continuing through March 1, 2023.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:14 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 76,657 Not disclosed Strike: $14.85 Not disclosed
Disclosure

SEC source: 0001209191-22-057058 · doc4.xml · derivative · entry 6

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,657 shares

Expires 2028-06-01

F5 · price: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F8 · derivative.exercise_date: This option vested in four annual installments from June 1, 2019 through June 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:14 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 177,349 Not disclosed Strike: $10.35 Not disclosed
Disclosure

SEC source: 0001209191-22-057058 · doc4.xml · derivative · entry 5

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 177,349 shares

Expires 2027-03-06

F5 · price: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F7 · derivative.exercise_date: This option vested in four annual installments from March 6, 2018 through March 6, 2021.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:14 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 116,600 Not disclosed Strike: $10.75 Not disclosed
Disclosure

SEC source: 0001209191-22-057058 · doc4.xml · derivative · entry 4

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,600 shares

Expires 2026-03-01

F5 · price: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F6 · derivative.exercise_date: This option vested in four annual installments from March 1, 2017 through March 1, 2020.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:14 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 62,500 Not disclosed Strike: $8.80 Not disclosed
Disclosure

SEC source: 0001209191-22-057058 · doc4.xml · derivative · entry 3

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,500 shares

Expires 2023-03-08

F5 · price: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F4 · derivative.exercise_date: This option vested in 16 equal quarterly installments from April 1, 2013 to January 1, 2017.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:14 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Disposition to issuerCommon Stock 170,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-057058 · doc4.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · price: On the Effective Date, pursuant to the Merger, restricted stock units were cancelled in exchange for the right to receive (i) with respect to the vested portion of such restricted stock units, cash payment equal to (A) the total number of shares of common stock underlying such vested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, and (ii) with respect to the unvested portion of such restricted stock units, the right to receive cash equal to (A) the total number of shares of common stock underlying such unvested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original restricted stock units, subject to the reporting person's continued service with CommerceHub or its affiliates.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:14 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Disposition to issuerCommon Stock 249,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-057058 · doc4.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,157

F1 · price: On November 15, 2022, the effective date (the "Effective Date") of the merger between the Issuer, CommerceHub, Inc., a Delaware corporation ("CommerceHub") and CH Merger Sub, Inc., a Delaware corporation ("CH Merger Sub") and a wholly owned subsidiary of CommerceHub pursuant to which CH Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of CommerceHub (the "Merger"), each share of the Issuer's common stock was cancelled in exchange for $23.10 per share.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 00:09 UTC BEAZER HOMES USA INC BZH · Entity 5036 GrantCommon Stock 14,181 $0.00 $0.00
Disclosure

SEC source: 0000915840-22-000063 · wf-form4_166864375336602.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,323

F1 · shares: Restricted stock award scheduled to vest on the first anniversary of grant date.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 08:52 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,250 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-22-047963 · doc4.xml · derivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires 2022-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in 16 equal quarterly installments, beginning on March 1, 2012 and continuing through January 1, 2016.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 08:52 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 31,250 $8.64 $270,000.00
Disclosure

SEC source: 0001209191-22-047963 · doc4.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:01 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 3,413 $14.19 $48,430.47
Disclosure

SEC source: 0001209191-22-033956 · doc4.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,484

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:18 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 18,040 $18.11 $326,704.40
Disclosure

SEC source: 0001209191-22-015413 · doc4.xml · nonDerivative · entry 5

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,897

F5 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (4) herein.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:18 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantCommon Stock 104,725 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015413 · doc4.xml · nonDerivative · entry 4

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,937

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · shares: Of the shares underlying this restricted stock unit award, one-half vested on March 2, 2022 and the remainder will vest on March 2, 2023, subject to the reporting person's continuous service with the issuer as of the vesting date.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:18 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 7,757 $18.11 $140,479.27
Disclosure

SEC source: 0001209191-22-015413 · doc4.xml · nonDerivative · entry 3

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,212

F3 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:18 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 5,109 $17.78 $90,838.02
Disclosure

SEC source: 0001209191-22-015413 · doc4.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,969

F3 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:18 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantCommon Stock 49,608 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015413 · doc4.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,078

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2023, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
November 12, 2021 Filed Nov 17, 2021 00:41 UTC BEAZER HOMES USA INC BZH · Entity 5036 GrantCommon Stock 7,679 $0.00 $0.00
Disclosure

SEC source: 0000915840-21-000076 · wf-form4_163710965207798.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,142

F1 · shares: Restricted stock award scheduled to vest on the first anniversary of grant date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:15 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 3,433 $24.36 $83,627.88
Disclosure

SEC source: 0001169652-21-000071 · wf-form4_162266487150708.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,470

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 08:36 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 5,769 $22.00 $126,918.00
Disclosure

SEC source: 0001169652-21-000044 · wf-form4_161529695523601.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,903

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 16:23 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 5,184 $23.33 $120,942.72
Disclosure

SEC source: 0001169652-21-000035 · wf-form4_161480657420673.xml · nonDerivative · entry 3

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,672

F4 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

F3 · balance_after: On September 3, 2020, the reporting person filed a Form 4 reporting the disposition of 81,721 shares. The correct number of shares was 81,271 shares, and the number of shares benefically owned following that transaction was 252,289 shares. The number of shares benefically owned following transactions reported on Form 4 filings on September 17, 2020 and February 18, 2021 was also 252,289 shares. Amounts reported on this Form 4 have been adjusted accordingly.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:23 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 2,633 $23.88 $62,876.04
Disclosure

SEC source: 0001169652-21-000035 · wf-form4_161480657420673.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,856

F4 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

F3 · balance_after: On September 3, 2020, the reporting person filed a Form 4 reporting the disposition of 81,721 shares. The correct number of shares was 81,271 shares, and the number of shares benefically owned following that transaction was 252,289 shares. The number of shares benefically owned following transactions reported on Form 4 filings on September 17, 2020 and February 18, 2021 was also 252,289 shares. Amounts reported on this Form 4 have been adjusted accordingly.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:23 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantCommon Stock 33,200 $0.00 $0.00
Disclosure

SEC source: 0001169652-21-000035 · wf-form4_161480657420673.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,489

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2022, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · balance_after: On September 3, 2020, the reporting person filed a Form 4 reporting the disposition of 81,721 shares. The correct number of shares was 81,271 shares, and the number of shares benefically owned following that transaction was 252,289 shares. The number of shares benefically owned following transactions reported on Form 4 filings on September 17, 2020 and February 18, 2021 was also 252,289 shares. Amounts reported on this Form 4 have been adjusted accordingly.

Read SEC document
February 18, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134,637 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · derivative · entry 15

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 134,637 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested over a period of four years, with 25% of the shares underlying the option vesting on May 4 of each of the years 2016 through 2019.

Read SEC document
February 18, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 134,637 $25.60 $3,446,707.20
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 10

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,839

F5 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $25.60. The range of sales prices for the transactions reported was $25.26 to $26.00 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 134,637 $10.02 $1,349,062.74
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 9

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 46,344 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · derivative · entry 14

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,637

Underlying: Common Stock · 46,344 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested over a period of four years, with 25% of the shares underlying the option vesting on May 4 of each of the years 2016 through 2019.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 90 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · derivative · entry 12

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90 shares

Expires 2021-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-fourth of the shares underlying this option vested on January 1, 2012, and the remainder vested in 12 equal quarterly installments through January 1, 2015.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 46,434 $26.02 $1,208,212.68
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 8

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,839

F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $26.02. The range of sales prices for the transactions reported was $25.52 to $26.37 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 46,344 $10.02 $464,366.88
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 7

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 90 $2.24 $201.60
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 6

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 69,019 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · derivative · entry 13

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,981

Underlying: Common Stock · 69,019 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested over a period of four years, with 25% of the shares underlying the option vesting on May 4 of each of the years 2016 through 2019.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 86,753 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · derivative · entry 11

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

Underlying: Common Stock · 86,753 shares

Expires 2021-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-fourth of the shares underlying this option vested on January 1, 2012, and the remainder vested in 12 equal quarterly installments through January 1, 2015.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 2,939 $25.96 $76,296.44
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 5

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,839

F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $25.96. The range of sales prices for the transactions reported was $25.855 to $26.00 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 112,753 $26.66 $3,005,994.98
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 4

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,778

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $26.66. The range of sales prices for the transactions reported was $26.01 to $27.00 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 40,080 $27.55 $1,104,204.00
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 3

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,531

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $27.55. The range of sales prices for the transactions reported was $27.03 to $27.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 69,019 $10.02 $691,570.38
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:26 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 86,753 $2.24 $194,326.72
Disclosure

SEC source: 0001209191-21-011858 · doc4.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:33 UTC BEAZER HOMES USA INC BZH · Entity 5036 GrantCommon Stock 9,177 $0.00 $0.00
Disclosure

SEC source: 0000915840-20-000087 · wf-form4_160574959532822.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,463

F1 · shares: Restricted stock award scheduled to vest on the first anniversary of grant date.

Read SEC document
September 17, 2020 Filed Sep 17, 2020 16:19 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 87,675 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001169652-20-000092 · wf-form4_160037396388557.xml · derivative · entry 3

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,675 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments, beginning on October 1, 2010 and continuing through July 1, 2014.

Read SEC document
September 17, 2020 Filed Sep 17, 2020 16:19 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 87,675 $13.24 $1,160,817.00
Disclosure

SEC source: 0001169652-20-000092 · wf-form4_160037396388557.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,839

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $13.24. The range of sales prices for the transactions reported was $12.95 to $13.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2020 Filed Sep 17, 2020 16:19 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 87,675 $2.24 $196,392.00
Disclosure

SEC source: 0001169652-20-000092 · wf-form4_160037396388557.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2020 Filed Sep 3, 2020 17:29 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 81,721 $15.10 $1,233,987.10
Disclosure

SEC source: 0001169652-20-000090 · wf-form4_159916855834349.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,839

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $15.10. The range of sales prices for the transactions reported was $14.66 to $15.86 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 17:29 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 75,000 $16.13 $1,209,750.00
Disclosure

SEC source: 0001169652-20-000090 · wf-form4_159916855834349.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,560

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $16.13. The range of sales prices for the transactions reported was $15.82 to $16.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 16:15 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 75,000 $16.99 $1,274,250.00
Disclosure

SEC source: 0001169652-20-000084 · wf-form4_159734968833736.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,560

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $16.99. The range of sales prices for the transactions reported was $16.69 to $17.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:15 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 75,000 $16.94 $1,270,500.00
Disclosure

SEC source: 0001169652-20-000084 · wf-form4_159734968833736.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,560

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $16.94. The range of sales prices for the transactions reported was $16.59 to $17.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:14 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 2,281 $13.69 $31,226.89
Disclosure

SEC source: 0001169652-20-000072 · wf-form4_159112885491436.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,560

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 16:32 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 5,302 $8.81 $46,710.62
Disclosure

SEC source: 0001169652-20-000042 · wf-form4_158378593170039.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,841

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 16:38 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantCommon Stock 69,817 $0.00 $0.00
Disclosure

SEC source: 0001169652-20-000028 · wf-form4_158318508194437.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,143

F2 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · shares: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 2, 2021, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 16:38 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 6,248 $9.52 $59,480.96
Disclosure

SEC source: 0001169652-20-000028 · wf-form4_158318508194437.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,326

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.