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Spitz David J

Disclosed activity across 2 companies

Tapewire entity
108443
SEC CIK
0001575726

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BEAZER HOMES USA INCBZH · Entity 5036DirectorNovember 08, 2023November 09, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BEAZER HOMES USA INC

Report date November 08, 2023 · Filed November 09, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,523 Reported balance After 2023-11-08 transaction · row 1
1 source row

Row 1 · 2023-11-08 · Grant · Acquired 200 · Balance 40,523

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHANNELADVISOR CORP

Report date November 15, 2022 · Filed November 15, 2022

Section 16 reporting ended · disclosed 2022-11-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect170,157 Reported balance After 2022-11-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-11-15 · Disposition to issuer · Disposed 249,577 · Balance 170,157

F1: On November 15, 2022, the effective date (the "Effective Date") of the merger between the Issuer, CommerceHub, Inc., a Delaware corporation ("CommerceHub") and CH Merger Sub, Inc., a Delaware corporation ("CH Merger Sub") and a wholly owned subsidiary of CommerceHub pursuant to which CH Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of CommerceHub (the "Merger"), each share of the Issuer's common stock was cancelled in exchange for $23.10 per share.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-11-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-11-15 · Disposition to issuer · Disposed 170,157 · Balance 0

F2: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3: On the Effective Date, pursuant to the Merger, restricted stock units were cancelled in exchange for the right to receive (i) with respect to the vested portion of such restricted stock units, cash payment equal to (A) the total number of shares of common stock underlying such vested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, and (ii) with respect to the unvested portion of such restricted stock units, the right to receive cash equal to (A) the total number of shares of common stock underlying such unvested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original restricted stock units, subject to the reporting person's continued service with CommerceHub or its affiliates.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.80 · Expires 2023-03-08Direct0 Reported balance After 2022-11-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-15 · Disposition to issuer · Disposed 62,500 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F4: This option vested in 16 equal quarterly installments from April 1, 2013 to January 1, 2017.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.75 · Expires 2026-03-01Direct0 Reported balance After 2022-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-11-15 · Disposition to issuer · Disposed 116,600 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F6: This option vested in four annual installments from March 1, 2017 through March 1, 2020.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.35 · Expires 2027-03-06Direct0 Reported balance After 2022-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-11-15 · Disposition to issuer · Disposed 177,349 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F7: This option vested in four annual installments from March 6, 2018 through March 6, 2021.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2028-06-01Direct0 Reported balance After 2022-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-11-15 · Disposition to issuer · Disposed 76,657 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F8: This option vested in four annual installments from June 1, 2019 through June 1, 2022.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.04 · Expires 2029-03-01Direct0 Reported balance After 2022-11-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-11-15 · Disposition to issuer · Disposed 87,898 · Balance 0

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F9: This option vests in four annual installments beginning on March 1, 2020 and continuing through March 1, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: On November 15, 2022, the effective date (the "Effective Date") of the merger between the Issuer, CommerceHub, Inc., a Delaware corporation ("CommerceHub") and CH Merger Sub, Inc., a Delaware corporation ("CH Merger Sub") and a wholly owned subsidiary of CommerceHub pursuant to which CH Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of CommerceHub (the "Merger"), each share of the Issuer's common stock was cancelled in exchange for $23.10 per share.

F2: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3: On the Effective Date, pursuant to the Merger, restricted stock units were cancelled in exchange for the right to receive (i) with respect to the vested portion of such restricted stock units, cash payment equal to (A) the total number of shares of common stock underlying such vested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, and (ii) with respect to the unvested portion of such restricted stock units, the right to receive cash equal to (A) the total number of shares of common stock underlying such unvested restricted stock units, multiplied by (B) $23.10, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original restricted stock units, subject to the reporting person's continued service with CommerceHub or its affiliates.

F4: This option vested in 16 equal quarterly installments from April 1, 2013 to January 1, 2017.

F5: On the Effective Date, pursuant to the Merger, each outstanding stock option was cancelled in exchange for the right to receive (i) with respect to the vested portion of such stock option, a cash payment equal to the product of (A) the total number of shares of common stock underlying the vested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, and (ii) with respect to the unvested portion of such stock option, the right to receive cash equal to the product of (A) the number of shares of common stock underlying the unvested portion of the option, multiplied by (B) the excess, if any, of (1) $23.10 over (2) the per share exercise price for such option, less applicable tax withholdings, which right to receive cash will vest in accordance with the vesting dates of the original option, subject to the reporting person's continued service with CommerceHub or its affiliates.

F6: This option vested in four annual installments from March 1, 2017 through March 1, 2020.

F7: This option vested in four annual installments from March 6, 2018 through March 6, 2021.

F8: This option vested in four annual installments from June 1, 2019 through June 1, 2022.

F9: This option vests in four annual installments beginning on March 1, 2020 and continuing through March 1, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2020 Filed Feb 24, 2020 17:49 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,533 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001169652-20-000014 · wf-form4_158258452944051.xml · derivative · entry 3

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,533 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments, beginning on June 1, 2010 and continuing through March 1, 2014.

Read SEC document
February 24, 2020 Filed Feb 24, 2020 17:49 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 16,533 $9.64 $159,378.12
Disclosure

SEC source: 0001169652-20-000014 · wf-form4_158258452944051.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,574

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $9.64. The range of sales prices for the transactions reported was $9.51 to $9.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2020 Filed Feb 24, 2020 17:49 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 16,533 $2.24 $37,033.92
Disclosure

SEC source: 0001169652-20-000014 · wf-form4_158258452944051.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 20, 2019 02:18 UTC BEAZER HOMES USA INC BZH · Entity 5036 GrantCommon Stock 8,002 $0.00 $0.00
Disclosure

SEC source: 0000915840-19-000064 · wf-form4_157421631951938.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,286

F1 · shares: Restricted stock award scheduled to vest on the first anniversary of the grant date.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 18:02 UTC BEAZER HOMES USA INC BZH · Entity 5036 GrantCommon Stock 1,284 $0.00 $0.00
Disclosure

SEC source: 0000915840-19-000046 · wf-form4_156537375972011.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284

F1 · shares: Restricted stock award pursuant to the Company's 2010 Equity Incentive Plan. Award is scheduled to vest on the first anniversary of the grant date.

Read SEC document
June 01, 2019 Filed Jun 3, 2019 16:16 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 2,281 $9.20 $20,985.20
Disclosure

SEC source: 0001169652-19-000069 · wf-form4_155959300177982.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,574

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
May 04, 2019 Filed May 6, 2019 09:19 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 21,671 $11.82 $256,151.22
Disclosure

SEC source: 0001169652-19-000055 · wf-form4_155714873877268.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,855

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 16:29 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 5,302 $12.69 $67,282.38
Disclosure

SEC source: 0001169652-19-000037 · wf-form4_155199413931666.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,526

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:56 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantEmployee Stock Option (right to buy) · Derivative 87,898 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001169652-19-000030 · wf-form4_155183735414000.xml · derivative · entry 3

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,898

Underlying: Common Stock · 87,898 shares

Expires 2029-03-01

F4 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the grant date, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:56 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 3,647 $13.04 $47,556.88
Disclosure

SEC source: 0001169652-19-000030 · wf-form4_155183735414000.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,828

F3 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:56 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantCommon Stock 33,507 $0.00 $0.00
Disclosure

SEC source: 0001169652-19-000030 · wf-form4_155183735414000.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,475

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying these restricted stock units vest in four equal installments beginning on March 1, 2020, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 17:05 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantEmployee Stock Option (right to buy) · Derivative 76,657 $0.00 Strike: $14.85 $0.00
Disclosure

SEC source: 0001169652-18-000079 · wf-form4_152788712476235.xml · derivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,657

Underlying: Common Stock · 76,657 shares

Expires 2028-06-01

F3 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the grant date.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 17:05 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantCommon Stock 30,716 $0.00 $0.00
Disclosure

SEC source: 0001169652-18-000079 · wf-form4_152788712476235.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,968

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying these restricted stock units vest in four equal installments beginning on June 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
May 04, 2018 Filed May 7, 2018 16:25 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 18,677 $13.60 $254,007.20
Disclosure

SEC source: 0001169652-18-000060 · wf-form4_152572465783276.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,252

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 16:58 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 8,777 $9.10 $79,870.70
Disclosure

SEC source: 0001169652-18-000049 · wf-form4_152348027802591.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,929

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 16:22 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 5,321 $9.50 $50,549.50
Disclosure

SEC source: 0001169652-18-000036 · wf-form4_152045769964475.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,706

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 16:21 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 3,768 $9.05 $34,100.40
Disclosure

SEC source: 0001169652-18-000030 · wf-form4_152002564909449.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,027

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 16:39 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,324 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001209191-18-012993 · doc4.xml · derivative · entry 3

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,324 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments, beginning on June 1, 2008 and continuing through March 1, 2012.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 16:39 UTC CHANNELADVISOR CORP ECOM · Entity 122391 SaleCommon Stock 1,567 $9.10 $14,259.70
Disclosure

SEC source: 0001209191-18-012993 · doc4.xml · nonDerivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,795

F1 · kind: The proceeds of the reported transaction were used to satisfy the reporting person's tax withholding obligations in connection with the exercise of options reported on this form.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 16:39 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Exercise / conversionCommon Stock 4,324 $2.24 $9,685.76
Disclosure

SEC source: 0001209191-18-012993 · doc4.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 10, 2017 16:23 UTC CHANNELADVISOR CORP ECOM · Entity 122391 PurchaseCommon Stock 10,000 $9.97 $99,700.00
Disclosure

SEC source: 0001169652-17-000096 · wf-form4_150239658392735.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,038

F1 · price: The common stock was purchased by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $9.97. The range of purchase prices for the transactions reported was $9.88 to $10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 04, 2017 Filed May 5, 2017 16:03 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 28,982 $11.80 $341,987.60
Disclosure

SEC source: 0001169652-17-000072 · wf-form4_149401457592532.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,038

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 08:50 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 9,568 $11.10 $106,204.80
Disclosure

SEC source: 0001169652-17-000059 · wf-form4_149191499808518.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,020

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 17:16 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantEmployee Stock Option (right to buy) · Derivative 177,349 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0001169652-17-000048 · wf-form4_148892497522335.xml · derivative · entry 2

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,349

Underlying: Common Stock · 177,349 shares

Expires 2027-03-06

F3 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the grant date.

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March 06, 2017 Filed Mar 7, 2017 17:16 UTC CHANNELADVISOR CORP ECOM · Entity 122391 GrantCommon Stock 71,400 $0.00 $0.00
Disclosure

SEC source: 0001169652-17-000048 · wf-form4_148892497522335.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,588

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying these restricted stock units vest in four equal installments beginning on March 6, 2018, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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March 01, 2017 Filed Mar 2, 2017 16:17 UTC CHANNELADVISOR CORP ECOM · Entity 122391 Tax withholdingCommon Stock 4,153 $10.65 $44,229.45
Disclosure

SEC source: 0001169652-17-000041 · wf-form4_148848942266678.xml · nonDerivative · entry 1

Spitz David J · CIK 0001575726 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,188

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.