Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AbbVie Inc.ABBV · Entity 2800 | Director | May 08, 2026 | May 12, 2026 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director | March 31, 2026 | April 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AbbVie Inc.
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 30,076 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 1,118 · Balance 30,076 F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).
INTERNATIONAL BUSINESS MACHINES CORP
Report date March 31, 2026 · Filed April 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,571 |
Reported balance
After 2026-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-31 · Grant · Acquired 403 · Balance 23,571 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORTHERN TRUST CORP
Report date August 03, 2018 · Filed February 14, 2019
Section 16 reporting ended · disclosed 2019-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 137,592 |
Reported balance
After 2018-08-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-03 · Gift · Disposed 48 · Balance 137,592 F1: Reflects a January 26, 2017 gift of 63 shares, which had been previously reported as a gift of 36 shares. F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 188,065 |
Reported balance
Holding disclosure · report date 2018-08-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 188,065 F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. F3: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | Indirect2016-1 GRAT | 21,775 |
Reported balance
Holding disclosure · report date 2018-08-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,775 F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. |
| Common StockSEC Table I · non-derivative | Indirect2016-2 GRAT | 16,481 |
Reported balance
Holding disclosure · report date 2018-08-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 16,481 F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. F4: Reflects the October 26, 2017 distribution of 5,661 shares from the reporting person's 2016-2 grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument, which had been previously reported as a distribution from the reporting person's 2017-2 GRAT. |
| Common StockSEC Table I · non-derivative | Indirect2017-1 GRAT | 26,974 |
Reported balance
Holding disclosure · report date 2018-08-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,974 F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. |
| Common StockSEC Table I · non-derivative | Indirect2017-2 GRAT | 17,922 |
Reported balance
Holding disclosure · report date 2018-08-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 17,922 F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. F4: Reflects the October 26, 2017 distribution of 5,661 shares from the reporting person's 2016-2 grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument, which had been previously reported as a distribution from the reporting person's 2017-2 GRAT. |
| Common StockSEC Table I · non-derivative | Indirect2018 GRAT | 48,090 |
Reported balance
Holding disclosure · report date 2018-08-03 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 48,090 F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 13,785 |
Reported balance
Holding disclosure · report date 2018-08-03 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 13,785 F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 12-31-18 | 35,668.85 |
Reported balance
Holding disclosure · report date 2018-08-03 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 35,668.85 F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a January 26, 2017 gift of 63 shares, which had been previously reported as a gift of 36 shares.
F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.
F3: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F4: Reflects the October 26, 2017 distribution of 5,661 shares from the reporting person's 2016-2 grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument, which had been previously reported as a distribution from the reporting person's 2017-2 GRAT.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2018 Filed May 8, 2018 22:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000212 · wf-form4_152581918356679.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 88,827 Read SEC document |
| May 04, 2018 Filed May 8, 2018 00:29 UTC | AbbVie Inc. ABBV · Entity 2800 | GrantCommon stock, $0.01 par value | 1,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006411 · edgar.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,129 F1 · kind: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). F1 · price: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). Read SEC document |
| May 01, 2018 Filed May 2, 2018 21:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 9,972 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000202 · wf-form4_152529575525269.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 2015 GRAT Disclosed balance after: 0 F1 · balance_after: On May 1, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 15,042 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 9,972 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 21:27 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000198 · wf-form4_152486440010644.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 74,027 F1 · balance_after: Reflects the March 5, 2018 transfer of 48,090 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 19:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 530 | $153.43 Strike: $0.00 | $81,317.90 |
DisclosureSEC source: 0001562180-18-001739 · primarydocument.xml · derivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870 Underlying: Common Stock · 530 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 13,369 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000136 · wf-form4_151933734890692.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,607 F3 · balance_after: Includes 188,487 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:09 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,246 | $105.15 | $551,616.90 |
DisclosureSEC source: 0000073124-18-000136 · wf-form4_151933734890692.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,238 F1 · balance_after: Reflects 5,246 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 11,840 previously reported stock units. The remaining 6,594 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Includes 175,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:34 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,052 | $98.88 | $598,421.76 |
DisclosureSEC source: 0000073124-18-000098 · wf-form4_151865128419984.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,078 F1 · balance_after: Reflects 6,052 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 13,661 previously reported stock units. The remaining 7,609 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Includes 186,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 01, 2018 Filed Feb 1, 2018 23:55 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 5,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000064 · wf-form4_151752931055004.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 95,379 Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 610 | $163.38 | $99,659.12 |
DisclosureSEC source: 0001562180-18-000568 · primarydocument.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 610 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 22,347 | $106.71 | $2,384,648.37 |
DisclosureSEC source: 0000073124-18-000048 · wf-form4_151692159603676.xml · nonDerivative · entry 3 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,739 F2 · balance_after: Includes 200,619 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects the transfer of 30,552 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 52,899 | $106.71 | $5,644,852.29 |
DisclosureSEC source: 0000073124-18-000048 · wf-form4_151692159603676.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,638 F2 · balance_after: Includes 200,619 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 337 | $153.42 Strike: $0.00 | $51,702.54 |
DisclosureSEC source: 0001562180-18-000050 · primarydocument.xml · derivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337 Underlying: Common Stock · 337 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 780 | $97.29 | $75,886.20 |
DisclosureSEC source: 0000073124-18-000048 · wf-form4_151692159603676.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,739 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 200,619 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 23:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000331 · wf-form4_151320702468314.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 70,555 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 44,658 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000318 · wf-form4_151208682483623.xml · derivative · entry 12 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,658 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 11,578 | $98.58 | $1,141,359.24 |
DisclosureSEC source: 0000073124-17-000318 · wf-form4_151208682483623.xml · nonDerivative · entry 3 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $98.17 to $98.96. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 33,080 | $97.73 | $3,232,908.40 |
DisclosureSEC source: 0000073124-17-000318 · wf-form4_151208682483623.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,097 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $97.17 to $98.16. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 44,658 | $52.69 | $2,353,030.02 |
DisclosureSEC source: 0000073124-17-000318 · wf-form4_151208682483623.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 23, 2017 Filed Oct 26, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,721 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000306 · wf-form4_150897695361677.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 13,785 Read SEC document |
| October 23, 2017 Filed Oct 26, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 2,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000306 · wf-form4_150897695361677.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,239 Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 50,000 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · derivative · entry 14 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,658 Underlying: Common Stock · 50,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 127,964 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · derivative · entry 13 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,964 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 36,244 | $96.10 | $3,483,048.40 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · nonDerivative · entry 4 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $96.03 to $96.29. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 141,720 | $95.52 | $13,537,094.40 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · nonDerivative · entry 3 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,763 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $95.03 to $96.02. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 50,000 | $52.69 | $2,634,500.00 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 127,964 | $52.64 | $6,736,024.96 |
DisclosureSEC source: 0000073124-17-000298 · wf-form4_150853186055169.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 100,000 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000276 · wf-form4_150663264703073.xml · derivative · entry 11 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,964 Underlying: Common Stock · 100,000 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 100,000 | $92.00 | $9,200,000.00 |
DisclosureSEC source: 0000073124-17-000276 · wf-form4_150663264703073.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $92.00 to $92.08. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 100,000 | $52.64 | $5,264,000.00 |
DisclosureSEC source: 0000073124-17-000276 · wf-form4_150663264703073.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 22:51 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 517 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000257 · wf-form4_150309666995729.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,506 Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000248 · wf-form4_150110178630750.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 16,023 Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000248 · wf-form4_150110178630750.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 91,570 Read SEC document |
| May 09, 2017 Filed May 9, 2017 22:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,962 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000200 · wf-form4_149437040732137.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 17,788 F1 · balance_after: Reflects gift of 11,040 shares from the reporting person to the reporting person's spouse on May 8, 2017. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 11,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000200 · wf-form4_149437040732137.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 92,540 F1 · balance_after: Reflects gift of 11,040 shares from the reporting person to the reporting person's spouse on May 8, 2017. Read SEC document |
| May 05, 2017 Filed May 5, 2017 23:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 205,923 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-17-000193 · wf-form4_149402585349924.xml · derivative · entry 10 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 205,923 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| May 05, 2017 Filed May 5, 2017 23:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 205,923 | $90.46 | $18,627,794.58 |
DisclosureSEC source: 0000073124-17-000193 · wf-form4_149402585349924.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F1 · balance_after: Includes 201,399 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2017 Filed May 5, 2017 23:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 205,923 | $50.99 | $10,500,013.77 |
DisclosureSEC source: 0000073124-17-000193 · wf-form4_149402585349924.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2017 Filed May 9, 2017 21:23 UTC | AbbVie Inc. ABBV · Entity 2800 | GrantCommon stock, $0.01 par value | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006931 · edgar.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,230 F1 · kind: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). F1 · price: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:20 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 8,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000187 · wf-form4_149342160376052.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 2014 GRAT Disclosed balance after: 0 F1 · balance_after: On April 27, 2017, the reporting person's grantor retained annuity trust ("GRAT") distributed 8,737 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 8,504 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 23:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000125 · wf-form4_148962011464827.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 80,167 Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 83,621 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000110 · wf-form4_148789540310870.xml · derivative · entry 10 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,621 Underlying: Common Stock · 83,621 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 18,397 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000110 · wf-form4_148789540310870.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F1 · balance_after: Includes 201,399 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 7,210 | $86.31 | $622,259.05 |
DisclosureSEC source: 0000073124-17-000070 · wf-form4_148712713934079.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,122 F3 · balance_after: On February 11, 2017, 15,776 already reported stock units, granted on February 11, 2013, vested. Of this amount, 7,210 were withheld in payment of Federal, State and Medicare taxes and the remaining 8,566 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F4 · balance_after: Includes 183,002 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,244 | $85.66 | $534,829.82 |
DisclosureSEC source: 0000073124-17-000070 · wf-form4_148712713934079.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,898 F1 · balance_after: On February 10, 2017, 13,661 already reported stock units, granted on February 10, 2014, vested. Of this amount, 6,244 were withheld in payment of Federal, State and Medicare taxes and the remaining 7,417 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Includes 198,778 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 26, 2017 Filed Jan 26, 2017 23:49 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000043 · wf-form4_148547455330275.xml · nonDerivative · entry 3 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 93,340 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 23:49 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 10,028 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000043 · wf-form4_148547455330275.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 93,376 Read SEC document |
| January 23, 2017 Filed Jan 26, 2017 23:49 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000043 · wf-form4_148547455330275.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 103,404 Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 25,022 | $88.93 | $2,225,081.35 |
DisclosureSEC source: 0000073124-17-000039 · wf-form4_148479021060170.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,581 F1 · balance_after: Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 33,227 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 58,249 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000039 · wf-form4_148479021060170.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,808 F1 · balance_after: Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.