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person · Reporting owner

WADDELL FREDERICK H

Disclosed activity across 3 companies

Tapewire entity
10825
SEC CIK
0001223690

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AbbVie Inc.ABBV · Entity 2800DirectorMay 08, 2026May 12, 2026
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840DirectorMarch 31, 2026April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AbbVie Inc.

Report date May 08, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect30,076 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Grant · Acquired 1,118 · Balance 30,076

F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Filing footnotes · ownership attribution and instrument terms

F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

INTERNATIONAL BUSINESS MACHINES CORP

Report date March 31, 2026 · Filed April 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct23,571 Reported balance After 2026-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-31 · Grant · Acquired 403 · Balance 23,571

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NORTHERN TRUST CORP

Report date August 03, 2018 · Filed February 14, 2019

Section 16 reporting ended · disclosed 2019-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust137,592 Reported balance After 2018-08-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-08-03 · Gift · Disposed 48 · Balance 137,592

F1: Reflects a January 26, 2017 gift of 63 shares, which had been previously reported as a gift of 36 shares.

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

Common StockSEC Table I · non-derivativeDirect188,065 Reported balance Holding disclosure · report date 2018-08-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 188,065

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

F3: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Common StockSEC Table I · non-derivativeIndirect2016-1 GRAT21,775 Reported balance Holding disclosure · report date 2018-08-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 21,775

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

Common StockSEC Table I · non-derivativeIndirect2016-2 GRAT16,481 Reported balance Holding disclosure · report date 2018-08-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 16,481

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

F4: Reflects the October 26, 2017 distribution of 5,661 shares from the reporting person's 2016-2 grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument, which had been previously reported as a distribution from the reporting person's 2017-2 GRAT.

Common StockSEC Table I · non-derivativeIndirect2017-1 GRAT26,974 Reported balance Holding disclosure · report date 2018-08-03 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 26,974

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

Common StockSEC Table I · non-derivativeIndirect2017-2 GRAT17,922 Reported balance Holding disclosure · report date 2018-08-03 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 17,922

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

F4: Reflects the October 26, 2017 distribution of 5,661 shares from the reporting person's 2016-2 grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument, which had been previously reported as a distribution from the reporting person's 2017-2 GRAT.

Common StockSEC Table I · non-derivativeIndirect2018 GRAT48,090 Reported balance Holding disclosure · report date 2018-08-03 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 48,090

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

Common StockSEC Table I · non-derivativeIndirectBy Spouse13,785 Reported balance Holding disclosure · report date 2018-08-03 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 13,785

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

Common StockSEC Table I · non-derivativeIndirect401(k) as of 12-31-1835,668.85 Reported balance Holding disclosure · report date 2018-08-03 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 35,668.85

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a January 26, 2017 gift of 63 shares, which had been previously reported as a gift of 36 shares.

F2: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

F3: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F4: Reflects the October 26, 2017 distribution of 5,661 shares from the reporting person's 2016-2 grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument, which had been previously reported as a distribution from the reporting person's 2017-2 GRAT.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2026 Filed May 12, 2026 21:00 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,118 $0.00 $0.00
Disclosure

SEC source: 0001223690-26-000004 · form4-05122026_050522.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,076

F1 · shares: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:02 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 403 $242.39 Strike: $0.00 $97,683.17
Disclosure

SEC source: 0001223690-26-000002 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,571

Underlying: Common Stock · 403 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 330 $296.21 Strike: $0.00 $97,749.30
Disclosure

SEC source: 0001223690-26-000001 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,014

Underlying: Common Stock · 330 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:30 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 346 $282.16 Strike: $0.00 $97,627.36
Disclosure

SEC source: 0001223690-25-000004 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,563

Underlying: Common Stock · 346 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 331 $294.78 Strike: $0.00 $97,572.18
Disclosure

SEC source: 0001562180-25-005181 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,074

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 09, 2025 Filed May 13, 2025 21:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,203 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012801 · form4-05132025_050520.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,958

F1 · shares: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 393 $248.66 Strike: $0.00 $97,723.38
Disclosure

SEC source: 0001562180-25-002836 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,611

Underlying: Common Stock · 393 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 22:45 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 421 $219.83 Strike: $0.00 $92,548.43
Disclosure

SEC source: 0001562180-25-000013 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,082

Underlying: Common Stock · 421 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 22:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 419 $221.08 Strike: $0.00 $92,632.52
Disclosure

SEC source: 0001562180-24-007074 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,514

Underlying: Common Stock · 419 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:30 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 535 $172.95 Strike: $0.00 $92,528.25
Disclosure

SEC source: 0001562180-24-005524 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,933

Underlying: Common Stock · 535 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 03, 2024 Filed May 7, 2024 22:30 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,322 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012519 · form4-05072024_060504.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,755

F1 · shares: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 28, 2024 Filed Apr 1, 2024 21:47 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 485 $190.96 Strike: $0.00 $92,615.60
Disclosure

SEC source: 0001562180-24-003113 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,210

Underlying: Common Stock · 485 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 23:36 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 566 $163.55 Strike: $0.00 $92,569.30
Disclosure

SEC source: 0001562180-24-000132 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,565

Underlying: Common Stock · 566 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 660 $140.30 Strike: $0.00 $92,598.00
Disclosure

SEC source: 0001562180-23-007145 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,818

Underlying: Common Stock · 660 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:38 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 692 $133.81 Strike: $0.00 $92,596.52
Disclosure

SEC source: 0001562180-23-005703 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,969

Underlying: Common Stock · 692 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,450 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007678 · form4-05092023_050504.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,433

F1 · shares: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:39 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 706 $131.09 Strike: $0.00 $92,549.54
Disclosure

SEC source: 0001562180-23-003246 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,082

Underlying: Common Stock · 706 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:23 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 613 $140.89 Strike: $0.00 $86,365.57
Disclosure

SEC source: 0001562180-23-000027 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,177

Underlying: Common Stock · 613 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:11 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 726 $118.81 Strike: $0.00 $86,256.06
Disclosure

SEC source: 0001562180-22-006920 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,406

Underlying: Common Stock · 726 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 611 $141.19 Strike: $0.00 $86,267.09
Disclosure

SEC source: 0001562180-22-005456 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,509

Underlying: Common Stock · 611 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 06, 2022 Filed May 9, 2022 21:14 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,421 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002933 · edgar.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,983

F1 · shares: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:05 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 664 $130.02 Strike: $0.00 $86,333.28
Disclosure

SEC source: 0001562180-22-003079 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,744

Underlying: Common Stock · 664 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 646 $133.66 Strike: $0.00 $86,344.36
Disclosure

SEC source: 0001562180-22-000138 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,923

Underlying: Common Stock · 646 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:04 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 621 $138.93 Strike: $0.00 $86,275.53
Disclosure

SEC source: 0001562180-21-006215 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,631

Underlying: Common Stock · 621 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:30 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 589 $146.59 Strike: $0.00 $86,341.51
Disclosure

SEC source: 0001562180-21-004617 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,892

Underlying: Common Stock · 589 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:07 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,681 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005209 · edgar.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,562

F1 · shares: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 648 $133.26 Strike: $0.00 $86,352.48
Disclosure

SEC source: 0001562180-21-002510 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,203

Underlying: Common Stock · 648 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 686 $125.88 Strike: $0.00 $86,353.68
Disclosure

SEC source: 0001562180-21-000034 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

Underlying: Common Stock · 686 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
October 28, 2020 Filed Oct 29, 2020 16:36 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 PurchaseCommon Stock 1,000 $107.50 $107,495.80
Disclosure

SEC source: 0001562180-20-006446 · primarydocument.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,763

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:15 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 709 $121.67 Strike: $0.00 $86,264.03
Disclosure

SEC source: 0001562180-20-006171 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,663

Underlying: Common Stock · 709 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 728 $120.77 Strike: $0.00 $87,920.56
Disclosure

SEC source: 0001562180-20-004762 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,861

Underlying: Common Stock · 728 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 2,333 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005789 · edgar.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,881

F1 · kind: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

F1 · price: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 31, 2020 Filed Apr 1, 2020 21:11 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 733 $110.93 Strike: $0.00 $81,311.69
Disclosure

SEC source: 0001562180-20-002800 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

Underlying: Common Stock · 733 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 01:23 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 607 $134.04 Strike: $0.00 $81,362.28
Disclosure

SEC source: 0001562180-20-000046 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

Underlying: Common Stock · 607 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 559 $145.42 Strike: $0.00 $81,289.78
Disclosure

SEC source: 0001562180-19-004990 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595

Underlying: Common Stock · 559 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 17:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 590 $137.90 Strike: $0.00 $81,361.00
Disclosure

SEC source: 0001562180-19-003697 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

Underlying: Common Stock · 590 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 03, 2019 Filed May 7, 2019 20:55 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 2,419 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005675 · edgar.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,548

F1 · kind: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

F1 · price: These are restricted stock units awarded under the AbbVie 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 576 $141.10 Strike: $0.00 $81,273.60
Disclosure

SEC source: 0001562180-19-002110 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,362

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:06 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 29,546 $90.42 $2,671,549.32
Disclosure

SEC source: 0000073124-19-000050 · wf-form4_154834957385922.xml · nonDerivative · entry 2

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,065

F1 · balance_after: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 40,786 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:06 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 70,332 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000050 · wf-form4_154834957385922.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,397

F1 · balance_after: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:05 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 715 $113.67 Strike: $0.00 $81,274.05
Disclosure

SEC source: 0001562180-19-000054 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755

Underlying: Common Stock · 715 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:45 UTC NORTHERN TRUST CORP NTRS · Entity 1970 Tax withholdingCommon Stock 542 $90.36 $48,975.12
Disclosure

SEC source: 0000073124-18-000317 · wf-form4_154457193376384.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,065

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:21 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GiftCommon Stock 1,051 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000299 · wf-form4_154180567970915.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 96,881

F1 · balance_after: Reflects the August 20, 2018 distribution of 5,078 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.

F2 · balance_after: Reflects the November 6, 2018 distribution of 6,945 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 13:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 PurchaseCommon Stock 1,699 $115.99 $197,067.01
Disclosure

SEC source: 0001562180-18-004397 · primarydocument.xml · nonDerivative · entry 2

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 2,763

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 13:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 PurchaseCommon Stock 454 $115.98 $52,654.92
Disclosure

SEC source: 0001562180-18-004397 · primarydocument.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 1,064

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:15 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 538 $151.21 Strike: $0.00 $81,350.98
Disclosure

SEC source: 0001562180-18-004076 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014

Underlying: Common Stock · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 22:55 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GiftCommon Stock 2,196 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000263 · wf-form4_153359613997103.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,909

Read SEC document
August 03, 2018 Filed Feb 14, 2019 01:12 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GiftCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000054 · wf-form4_155010672427283.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 137,592

F1 · balance_after: Reflects a January 26, 2017 gift of 63 shares, which had been previously reported as a gift of 36 shares.

F2 · balance_after: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:04 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003148 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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June 01, 2018 Filed Jun 1, 2018 21:55 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GiftCommon Stock 722 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000220 · wf-form4_152789010003368.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 88,105

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.