Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Azenta, Inc.AZTA · Entity 4724 | EVP & Chief Financial Officer | November 15, 2023 | November 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Azenta, Inc.
Report date November 15, 2023 · Filed November 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,081 |
Ending reported balance
After 2023-11-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-15 · Grant · Acquired 6,297 · Balance 123,860 F1: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Row 2 · 2023-11-16 · Disposition to issuer · Disposed 2,779 · Balance 121,081 F2: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 6,297 performance stock units and 4,445 of restricted stock units held by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
F2: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 6,297 performance stock units and 4,445 of restricted stock units held by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2017 Filed Aug 2, 2017 21:26 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 735 | $15.02 | $11,039.70 |
DisclosureSEC source: 0001209191-17-047160 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,664 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 1995 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 21:53 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 47,017 | $20.93 | $984,065.81 |
DisclosureSEC source: 0001209191-17-009606 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,929 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:41 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 1,003 | $10.59 | $10,621.77 |
DisclosureSEC source: 0001209191-17-007124 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,946 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 1995 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:13 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 21,905 | $16.20 | $354,861.00 |
DisclosureSEC source: 0001209191-16-153880 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,943 F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $16.17 to $16.24. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 21, 2016 13:35 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 29,267 | $15.35 | $449,248.45 |
DisclosureSEC source: 0001209191-16-151331 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,848 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 61,841 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2016 Filed Nov 15, 2016 00:36 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 16,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149967 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,115 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2017. F2 · balance_after: The amount of securities beneficially owned reflects the forfeiture of 33,750 performance-based units that were subject to performance-based vesting requirements based on achievement of performance criteria measured for the one-year period ended September 30, 2015, which resulted in no vesting of such performance based RSUs. Read SEC document |
| October 01, 2016 Filed Oct 3, 2016 20:48 UTC | Azenta, Inc. BRKS · Entity 4724 | Tax withholdingCommon Stock | 6,520 | $13.61 | $88,737.20 |
DisclosureSEC source: 0001209191-16-143655 · doc4.xml · nonDerivative · entry 1 Robertson Lindon G · CIK 0001525267 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,565 F1 · shares: Forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on October 1, 2016 of 20,000 shares of restricted stock held by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.