TapewireFind a company

person · Reporting owner

COX CARRIE SMITH

Disclosed activity across 9 companies

Tapewire entity
10815
SEC CIK
0001110753

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CARDINAL HEALTH INCCAH · Entity 3014DirectorNovember 09, 2022November 10, 2022
Cartesian Therapeutics, Inc.RNAC · Entity 6015DirectorJanuary 02, 2025January 06, 2025
Organon & Co.OGN · Entity 4115Director · Executive ChairNovember 12, 2025November 13, 2025
Solventum CorpSOLV · Entity 1645DirectorMay 15, 2026May 18, 2026
TEXAS INSTRUMENTS INCTXN · Entity 2834DirectorMay 13, 2026May 14, 2026
electroCore, Inc.ECOR · Entity 6900DirectorJune 07, 2019June 12, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CARDINAL HEALTH INC

Report date November 09, 2022 · Filed November 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect41,631 Reported balance After 2022-11-09 transaction · row 1
1 source row

Row 1 · 2022-11-09 · Grant · Acquired 2,308 · Balance 41,631

F1: Grant of restricted share units that will vest on November 9, 2023, except if the 2023 Annual Meeting of Shareholders is prior to November 9, 2023, then the restricted share units will vest on the date of the 2023 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted share units that will vest on November 9, 2023, except if the 2023 Annual Meeting of Shareholders is prior to November 9, 2023, then the restricted share units will vest on the date of the 2023 Annual Meeting of Shareholders.

Cartesian Therapeutics, Inc.

Report date January 02, 2025 · Filed January 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,629 Reported balance After 2025-01-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-01-02 · Grant · Acquired 2,600 · Balance 15,629

F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, which will vest in full on January 2, 2026.

F2: On April 4, 2024, the issuer effected a 1-for-30 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.93 · Expires 2035-01-01Direct8,000 Reported balance After 2025-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-01-02 · Grant · Acquired 8,000 · Balance 8,000

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.66 · Expires 2034-01-01Direct8,266 Reported balance Holding disclosure · report date 2025-01-02 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 8,266

F3: This award vests in 36 equal monthly installments following the date of grant, so that it shall be fully vested on January 2, 2027.

F2: On April 4, 2024, the issuer effected a 1-for-30 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, which will vest in full on January 2, 2026.

F2: On April 4, 2024, the issuer effected a 1-for-30 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F3: This award vests in 36 equal monthly installments following the date of grant, so that it shall be fully vested on January 2, 2027.

Organon & Co.

Report date November 12, 2025 · Filed November 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA77,869 Reported balance After 2025-11-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-11-12 · Purchase · Acquired 65,400 · Balance 77,869

F1: The price reported is a weighted average price of $7.6721. These shares were purchased in multiple transactions at prices ranging from $7.6630 to $7.6899, inclusive. The reporting person undertakes to provide to Organon & Co. ("Organon"), any security holder of Organon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price of $7.6721. These shares were purchased in multiple transactions at prices ranging from $7.6630 to $7.6899, inclusive. The reporting person undertakes to provide to Organon & Co. ("Organon"), any security holder of Organon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Solventum Corp

Report date May 15, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,848 Reported balance After 2026-05-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-15 · Grant · Acquired 4,848 · Balance 4,848

F1: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2: The RSUs shall fully vest on May 15, 2027, subject to continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2: The RSUs shall fully vest on May 15, 2027, subject to continued service through the vesting date.

TEXAS INSTRUMENTS INC

Report date May 13, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,626 Ending reported balance After 2026-05-13 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-05-13 · Exercise / conversion · Acquired 4,306 · Balance 41,932

Row 2 · 2026-05-13 · Exercise / conversion · Acquired 4,532 · Balance 46,464

Row 3 · 2026-05-13 · Sale · Disposed 8,393 · Balance 38,071

F1: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $305.91 to $306.89. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

Row 4 · 2026-05-13 · Sale · Disposed 445 · Balance 37,626

F2: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $306.94 to $307.24. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.15 · Expires 2028-01-25Direct0 Reported balance After 2026-05-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-13 · Exercise / conversion · Disposed 4,306 · Balance 0

F3: The option became exercisable in four equal annual installments beginning on January 25, 2019.

NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $104.41 · Expires 2029-01-25Direct0 Reported balance After 2026-05-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-13 · Exercise / conversion · Disposed 4,532 · Balance 0

F4: The option became exercisable in four equal annual installments beginning on January 25, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $305.91 to $306.89. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

F2: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $306.94 to $307.24. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

F3: The option became exercisable in four equal annual installments beginning on January 25, 2019.

F4: The option became exercisable in four equal annual installments beginning on January 25, 2020.

electroCore, Inc.

Report date June 07, 2019 · Filed June 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-06-08Direct66,964 Reported balance After 2019-06-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-07 · Grant · Acquired 66,964 · Balance 66,964

F1: The Deferred Stock Units vest upon the close of business on the day before the next annual meeting of stockholders following the date hereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Deferred Stock Units vest upon the close of business on the day before the next annual meeting of stockholders following the date hereof.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARRAY BIOPHARMA INC

Report date July 30, 2019 · Filed July 30, 2019

Section 16 reporting ended · disclosed 2019-07-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-07-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-07-30 · Disposition to issuer · Disposed 8,000 · Balance 10,000

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

Row 2 · 2019-07-30 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: Represents shares of Company common stock underlying each restricted stock unit (a "Company RSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $48.00 and (ii) the number of shares of Company common stock subject to such Company RSU.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2028-08-09Direct0 Reported balance After 2019-07-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-30 · Disposition to issuer · Disposed 25,000 · Balance 0

F5: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F4: The option provided for vesting in four equal annual installments beginning on August 9, 2019.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.55 · Expires 2028-10-25Direct0 Reported balance After 2019-07-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-30 · Disposition to issuer · Disposed 25,000 · Balance 0

F5: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F4: The option provided for vesting in four equal annual installments beginning on August 9, 2019.

F6: The option provided for vesting in four equal annual installments beginning on October 25, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: Represents shares of Company common stock underlying each restricted stock unit (a "Company RSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $48.00 and (ii) the number of shares of Company common stock subject to such Company RSU.

F4: The option provided for vesting in four equal annual installments beginning on August 9, 2019.

F5: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F6: The option provided for vesting in four equal annual installments beginning on October 25, 2019.

CELGENE CORP /DE/

Report date November 20, 2019 · Filed November 22, 2019

Section 16 reporting ended · disclosed 2019-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-11-20 transaction · row 1
1 source row

Row 1 · 2019-11-20 · Disposition to issuer · Disposed 39,535 · Balance 0

F1: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one contingent value right ("CVR") issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.00 · Expires 2021-06-15Direct0 Reported balance After 2019-11-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-11-20 · Disposition to issuer · Disposed 18,600 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.80 · Expires 2022-06-13Direct0 Reported balance After 2019-11-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-11-20 · Disposition to issuer · Disposed 18,600 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.06 · Expires 2023-06-12Direct0 Reported balance After 2019-11-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-11-20 · Disposition to issuer · Disposed 18,600 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.50 · Expires 2024-07-01Direct0 Reported balance After 2019-11-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-20 · Disposition to issuer · Disposed 20,700 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $112.16 · Expires 2025-06-17Direct0 Reported balance After 2019-11-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-11-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $99.98 · Expires 2026-06-15Direct0 Reported balance After 2019-11-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-11-20 · Disposition to issuer · Disposed 11,000 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $121.04 · Expires 2027-06-14Direct0 Reported balance After 2019-11-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-11-20 · Disposition to issuer · Disposed 10,500 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.38 · Expires 2028-06-13Direct0 Reported balance After 2019-11-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-11-20 · Disposition to issuer · Disposed 13,266 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-11-20 · Disposition to issuer · Disposed 900 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-11-20 · Disposition to issuer · Disposed 1,454 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-11-20 · Disposition to issuer · Disposed 4,756 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-11-20 · Disposition to issuer · Disposed 6,200 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-11-20 · Disposition to issuer · Disposed 1,000 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-11-20 · Disposition to issuer · Disposed 1,125 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one contingent value right ("CVR") issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

F2: This option was fully exercisable.

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Merck & Co., Inc.

Report date November 03, 2009 · Filed November 04, 2009

Section 16 reporting ended · disclosed 2009-11-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2009-11-03 transaction · row 1
1 source row

Row 1 · 2009-11-03 · Disposition to issuer · Disposed 169,534 · Balance 0

F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Merck & Co., Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.5767 shares of Merck & Co., Inc. common stock and $10.50 in cash.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.23 · Expires 2013-05-18Direct0 Reported balance After 2009-11-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2009-11-03 · Disposition to issuer · Disposed 375,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.57 · Expires 2014-04-30Direct0 Reported balance After 2009-11-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2009-11-03 · Disposition to issuer · Disposed 400,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.70 · Expires 2015-04-24Direct0 Reported balance After 2009-11-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2009-11-03 · Disposition to issuer · Disposed 400,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.85 · Expires 2015-04-30Direct0 Reported balance After 2009-11-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2009-11-03 · Disposition to issuer · Disposed 270,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.91 · Expires 2016-04-30Direct0 Reported balance After 2009-11-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2009-11-03 · Disposition to issuer · Disposed 264,600 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Phantom Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2009-11-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2009-11-03 · Disposition to issuer · Disposed 66,552.22 · Balance 0

F4: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5: In connection with the Merger, each unit of phantom stock was converted into 0.5767 phantom shares of Merck & Co., Inc. common stock and $10.50 in cash. The cash value of the phantom stock units will be paid to the reporting person in accordance with the reporting person's distribution election under the Issuer's nonqualified deferred compensation plan.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Merck & Co., Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.5767 shares of Merck & Co., Inc. common stock and $10.50 in cash.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F4: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5: In connection with the Merger, each unit of phantom stock was converted into 0.5767 phantom shares of Merck & Co., Inc. common stock and $10.50 in cash. The cash value of the phantom stock units will be paid to the reporting person in accordance with the reporting person's distribution election under the Issuer's nonqualified deferred compensation plan.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 8,500 $30.61 $260,185.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 25

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,705

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 16,900 $30.66 $518,154.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 24

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,205

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 14,400 $30.67 $441,648.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 23

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,105

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 5,800 $30.68 $177,944.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 22

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,505

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 2,500 $30.69 $76,725.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 21

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,305

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 800 $30.70 $24,560.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 20

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,805

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 7,400 $30.71 $227,254.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 19

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,605

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 4,000 $30.80 $123,200.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 18

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,005

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 500 $30.81 $15,405.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 17

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,005

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 16,700 $30.82 $514,694.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 16

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,505

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 13,200 $30.86 $407,352.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 15

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,205

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 22,800 $30.87 $703,836.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 14

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,405

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 14,600 $30.88 $450,848.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 13

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,205

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 42,800 $30.89 $1,322,092.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 12

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,805

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 39,300 $30.90 $1,214,370.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 11

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,605

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 31,400 $30.91 $970,574.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 10

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,905

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 155,300 $30.92 $4,801,876.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 9

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,305

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 11,700 $30.93 $361,881.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 8

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,605

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 3,700 $30.94 $114,478.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 7

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,305

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 2,300 $30.95 $71,185.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 6

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,005

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 3,000 $31.01 $93,030.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 5

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,305

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 200 $31.03 $6,206.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 4

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,305

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 500 $31.05 $15,525.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 3

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,505

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 SaleCommon Shares 1,200 $31.06 $37,272.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,005

Read SEC document
April 20, 2007 Filed Apr 24, 2007 20:20 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionCommon Shares 450,000 $18.20 $8,190,000.00
Disclosure

SEC source: 0000310158-07-000014 · cox603.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2007 Filed Jan 22, 2007 23:52 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantNQ Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0000097476-07-000022 · doc.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2017-01-18

F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on January 18, 2008.

Read SEC document
January 18, 2007 Filed Jan 22, 2007 23:52 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000097476-07-000022 · doc.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

F1 · kind: Award of restricted stock units granted under the Texas Instruments 2003 Director Compensation Plan.

Read SEC document
December 01, 2006 Filed Dec 5, 2006 15:31 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionDeferred Stock Unit Award · Derivative 70,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-06-000149 · cox580.xml · derivative · entry 3

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,000

Underlying: Common Shares · 70,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable.

F5 · price: Not Applicable.

F3 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
December 01, 2006 Filed Dec 5, 2006 15:31 UTC Merck & Co., Inc. SGP · Entity 2807 Tax withholdingCommon Shares 32,445 $21.93 $711,518.85
Disclosure

SEC source: 0000310158-06-000149 · cox580.xml · nonDerivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,205

Read SEC document
December 01, 2006 Filed Dec 5, 2006 15:31 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionCommon Shares 70,000 $0.00 $0.00
Disclosure

SEC source: 0000310158-06-000149 · cox580.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not Applicable.

Read SEC document
May 19, 2006 Filed May 23, 2006 21:08 UTC Merck & Co., Inc. SGP · Entity 2807 GrantOption (right to buy) · Derivative 375,000 Not disclosed Strike: $19.23 Not disclosed
Disclosure

SEC source: 0000310158-06-000072 · cox534.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Shares · 375,000 shares

Expires 2013-05-18

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Granted under Schering-Plough Corporation 2006 Stock Incentive Plan and exerciseable in one-third increments on April 1 of 2007, 2008 and 2009. The vesting of 75,000 option shares is subject to Schering-Plough's satisfaction of certain performance criteria for the year 2006.

Read SEC document
May 19, 2006 Filed May 23, 2006 21:08 UTC Merck & Co., Inc. SGP · Entity 2807 GrantDeferred Stock Unit Award · Derivative 70,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-06-000072 · cox534.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,000

Underlying: Common Shares · 70,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable.

F4 · price: Not Applicable.

F2 · derivative.exercise_date: Granted under Schering-Plough Corporation 2006 Stock Incentive Plan. All of the shares become deliverable on April 1, 2009 subject to Schering-Plough's satisfaction of certain performance criteria for the year 2006.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2006 Filed May 16, 2006 10:44 UTC Merck & Co., Inc. SGP · Entity 2807 OtherCommon Shares 46,350 $20.10 $931,635.00
Disclosure

SEC source: 0000310158-06-000031 · cox531.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,650

F1 · kind: Stock withheld to pay tax liability for the vesting of 100,000 restricted stock awards granted on May 14, 2003.

Read SEC document
January 19, 2006 Filed Jan 24, 2006 01:17 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantNQ Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0000097476-06-000032 · doc.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2016-01-19

F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on January 19, 2007.

Read SEC document
April 25, 2005 Filed Apr 27, 2005 19:42 UTC Merck & Co., Inc. SGP · Entity 2807 GrantOption (right to buy) · Derivative 400,000 Not disclosed Strike: $20.70 Not disclosed
Disclosure

SEC source: 0000310158-05-000016 · cox474.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Shares · 400,000 shares

Expires 2015-04-24

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Granted under the Schering-Plough Corporation 2002 Stock Incentive Plan, exercisable in one-third increments on April 26 of each 2006, 2007 and 2008, subject to Schering-Plough's satisfaction of certain performance criteria for the year 2005 with respect to 80,000 option shares.

Read SEC document
April 25, 2005 Filed Apr 27, 2005 19:42 UTC Merck & Co., Inc. SGP · Entity 2807 GrantDeferred Stock Unit Award · Derivative 76,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-05-000016 · cox474.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,000

Underlying: Common Shares · 76,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable.

F4 · price: Not Applicable.

F2 · derivative.exercise_date: Granted under the Schering-Plough Corporation 2002 Stock Incentive Plan. All of the shares become deliverable on April 25, 2008, subject to Schering-Plough's satisfaction of certain performance criteria for the year 2005.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
January 31, 2005 Filed Feb 1, 2005 23:46 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 PurchaseCommon Stock 425 $23.01 $9,779.25
Disclosure

SEC source: 0000097476-05-000052 · doc.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,865

Read SEC document
January 20, 2005 Filed Jan 24, 2005 21:08 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantNQ Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000097476-05-000026 · doc.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2015-01-20

F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on January 20, 2006.

Read SEC document
October 21, 2004 Filed Oct 25, 2004 20:37 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 PurchaseCommon Stock 440 $22.94 $10,093.60
Disclosure

SEC source: 0000097476-04-000045 · doc.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440

Read SEC document
September 16, 2004 Filed Sep 17, 2004 21:53 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 OtherCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000097476-04-000031 · doc.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: Award of restricted stock units granted under the Texas Instruments 2003 Director Compensation Plan.

Read SEC document
February 23, 2004 Filed Feb 25, 2004 19:37 UTC Merck & Co., Inc. SGP · Entity 2807 GrantPhantom Stock Units · Derivative 372,034 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-04-000038 · cox366.xml · derivative · entry 3

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,034

Underlying: Common Shares · 372,034 shares

Expires not disclosed

F7 · derivative.exercise_price: 1 for 1

F9 · price: Not Applicable.

F8 · derivative.exercise_date: Includes grants under the Long-Term Performance Share Unit Incentive Plan and the Transformational Performance Contingent Shares Program. The shares of phantom stock become payable in cash upon the reporting person's termination of service as an employee of the Issuer.

F8 · derivative.expiration_date: Includes grants under the Long-Term Performance Share Unit Incentive Plan and the Transformational Performance Contingent Shares Program. The shares of phantom stock become payable in cash upon the reporting person's termination of service as an employee of the Issuer.

Read SEC document
February 23, 2004 Filed Feb 25, 2004 19:37 UTC Merck & Co., Inc. SGP · Entity 2807 GrantOption (Right to Buy) · Derivative 450,000 Not disclosed Strike: $18.20 Not disclosed
Disclosure

SEC source: 0000310158-04-000038 · cox366.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Shares · 450,000 shares

Expires 2014-02-22

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Granted under the Schering-Plough Corporation 2002 Stock Incentive Plan, exercisable in one-third increments on February 24 of each 2005, 2006 and 2007.

Read SEC document
February 23, 2004 Filed Feb 25, 2004 19:37 UTC Merck & Co., Inc. SGP · Entity 2807 GrantDeferred Stock Unit Award · Derivative 70,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-04-000038 · cox366.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Shares · 70,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable.

F4 · price: Not Applicable.

F2 · derivative.exercise_date: Granted under the Schering-Plough Corporation 2002 Stock Incentive Plan. All of the shares become deliverable on February 23, 2007.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.