Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI Card Group Inc.PMTS · Entity 5850 | EVP, Chief Dev. & Digital Ofc. | November 30, 2023 | December 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI Card Group Inc.
Report date November 30, 2023 · Filed December 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,249 |
Reported balance
After 2023-11-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-11-30 · Grant · Acquired 2,249 · Balance 2,249 F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. F2: 50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,999 |
Reported balance
After 2023-11-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-11-30 · Grant · Acquired 11,999 · Balance 11,999 F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. F3: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.79 · Expires 2030-11-30 | Direct | 1,073 |
Reported balance
After 2023-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-30 · Grant · Acquired 1,073 · Balance 1,073 F4: 50% of the options reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.
F2: 50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
F3: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
F4: 50% of the options reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2017 Filed Mar 24, 2017 16:05 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantStock Option (Right to Buy) · Derivative | 59,425 | $0.00 Strike: $4.35 | $0.00 |
DisclosureSEC source: 0001104659-17-019154 · a4.xml · derivative · entry 1 Dubin Lane · CIK 0001683495 · Senior VP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,425 Underlying: Common Stock · 59,425 shares Expires 2027-03-22 F1 · derivative.exercise_date: One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the March 22, 2017 award date. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:11 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 18,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-143220 · a4.xml · derivative · entry 2 Dubin Lane · CIK 0001683495 · Senior V.P., Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,562 Underlying: Common Stock · 18,562 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F3 · derivative.exercise_date: The restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of the September 1, 2016 award date. F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F3 · derivative.expiration_date: The restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of the September 1, 2016 award date. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:11 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantStock Option (Right to Buy) · Derivative | 112,500 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0001104659-16-143220 · a4.xml · derivative · entry 1 Dubin Lane · CIK 0001683495 · Senior V.P., Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2026-09-01 F1 · derivative.exercise_date: The stock options vest in four equal installments on the first, second, third and fourth anniversaries of the September 1, 2016 award date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.