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GGCP Holdings LLC

Disclosed activity across 3 companies

Tapewire entity
107697
SEC CIK
0001493460

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Associated Capital Group, Inc.AC · Entity 982610% ownerMarch 07, 2023March 13, 2023
GAMCO INVESTORS, INC. ET ALGBL · Entity 1614810% ownerDecember 08, 2022December 09, 2022
MachTen, Inc.MACT · Entity 991510% ownerDecember 05, 2023December 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Associated Capital Group, Inc.

Report date March 07, 2023 · Filed March 13, 2023 · Amendment

Jointly reported with GABELLI MARIO J, GGCP, INC.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote18,425,673 Reported balance After 2023-03-07 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2023-03-07 · Other · Disposed 280,000 · Balance 18,425,673

F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.

Class A Common StockSEC Table I · non-derivativeDirect5,000 Reported balance Holding disclosure · report date 2023-03-07 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 5,000

Class A Common StockSEC Table I · non-derivativeIndirectBy: GGCP, Inc.77,165 Reported balance Holding disclosure · report date 2023-03-07 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 77,165

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.

GAMCO INVESTORS, INC. ET AL

Report date December 08, 2022 · Filed December 09, 2022

Jointly reported with Associated Capital Group, Inc., GGCP, INC., GABELLI MARIO J

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,597,891 Reported balance After 2022-12-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-12-08 · Sale · Disposed 218 · Balance 1,597,891

F1: Securities owned directly by Associated Capital Group, Inc.

F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Securities owned directly by Associated Capital Group, Inc.

F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

MachTen, Inc.

Report date December 05, 2023 · Filed December 07, 2023

Jointly reported with GABELLI MARIO J, GGCP, INC., LICT Corp

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect724,250 Reported balance After 2023-12-05 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-12-05 · Gift · Disposed 11,500 · Balance 724,250

F1: These shares were gifted to a charity.

F2: These shares are owned by Mario J. Gabelli.

Common StockSEC Table I · non-derivativeDirect227,000 Reported balance Holding disclosure · report date 2023-12-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 227,000

F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Common StockSEC Table I · non-derivativeDirect605,980 Reported balance Holding disclosure · report date 2023-12-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 605,980

F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were gifted to a charity.

F2: These shares are owned by Mario J. Gabelli.

F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2019 Filed Nov 25, 2019 16:06 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 1,204 $35.75 $43,045.05
Disclosure

SEC source: 0000807249-19-000212 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 53,131

Read SEC document
November 21, 2019 Filed Nov 21, 2019 16:44 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 859 $35.44 $30,440.81
Disclosure

SEC source: 0000807249-19-000208 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 51,927

Read SEC document
November 19, 2019 Filed Nov 19, 2019 16:16 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 81 $35.67 $2,888.93
Disclosure

SEC source: 0000807249-19-000201 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 51,068

Read SEC document
November 18, 2019 Filed Nov 19, 2019 16:16 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 1,000 $35.44 $35,441.90
Disclosure

SEC source: 0000807249-19-000201 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
September 06, 2019 Filed Sep 9, 2019 16:04 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 28,000 $33.04 $925,086.40
Disclosure

SEC source: 0000807249-19-000162 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 50,987

Read SEC document
September 05, 2019 Filed Sep 5, 2019 16:03 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 2,200 $34.86 $76,685.18
Disclosure

SEC source: 0000807249-19-000159 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 22,987

Read SEC document
September 04, 2019 Filed Sep 5, 2019 16:03 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 1,116 $34.17 $38,139.08
Disclosure

SEC source: 0000807249-19-000159 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 20,787

Read SEC document
September 03, 2019 Filed Sep 4, 2019 16:03 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 2,125 $34.70 $73,736.23
Disclosure

SEC source: 0000807249-19-000158 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By:GGCP, Inc.

Disclosed balance after: 19,671

Read SEC document
August 26, 2019 Filed Aug 26, 2019 16:13 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 530 $34.34 $18,200.20
Disclosure

SEC source: 0000807249-19-000150 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 17,546

Read SEC document
August 23, 2019 Filed Aug 26, 2019 16:13 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 1,306 $34.17 $44,626.02
Disclosure

SEC source: 0000807249-19-000150 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 17,016

Read SEC document
August 19, 2019 Filed Aug 20, 2019 16:07 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 195 $36.36 $7,090.20
Disclosure

SEC source: 0000807249-19-000148 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 15,710

Read SEC document
June 27, 2019 Filed Jun 27, 2019 16:13 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 6,200 $34.91 $216,454.40
Disclosure

SEC source: 0000807249-19-000099 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 15,515

Read SEC document
June 24, 2019 Filed Jun 24, 2019 16:29 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 2,700 $35.41 $95,618.61
Disclosure

SEC source: 0000807249-19-000097 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 9,315

Read SEC document
June 21, 2019 Filed Jun 24, 2019 16:29 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 331 $35.18 $11,646.17
Disclosure

SEC source: 0000807249-19-000097 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 6,615

Read SEC document
June 20, 2019 Filed Jun 20, 2019 16:23 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 3,442 $35.59 $122,514.55
Disclosure

SEC source: 0000807249-19-000095 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 6,284

Read SEC document
June 19, 2019 Filed Jun 20, 2019 16:23 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 102 $35.85 $3,656.70
Disclosure

SEC source: 0000807249-19-000095 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,842

Read SEC document
June 18, 2019 Filed Jun 18, 2019 16:40 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 642 $35.72 $22,931.41
Disclosure

SEC source: 0000807249-19-000094 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,740

Read SEC document
March 08, 2019 Filed Mar 8, 2019 17:06 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 31,363 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000038 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 27, 2019 Filed Feb 28, 2019 16:13 UTC Associated Capital Group, Inc. AC · Entity 9826 Disposition to issuerClass B Common Stock · Derivative 31,363 Not disclosed Not disclosed
Disclosure

SEC source: 0000807249-19-000031 · form4.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,765,673

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 341,932 shares of the Issuer's Class B Common Stock directly.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 16:13 UTC Associated Capital Group, Inc. AC · Entity 9826 GrantClass A Common Stock 31,363 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000031 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,363

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

Read SEC document
December 13, 2018 Filed Dec 13, 2018 16:08 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 1,105 $33.92 $37,477.07
Disclosure

SEC source: 0000807249-18-000234 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,098

Read SEC document
December 12, 2018 Filed Dec 13, 2018 16:08 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 993 $33.05 $32,816.86
Disclosure

SEC source: 0000807249-18-000234 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 993

Read SEC document
June 26, 2018 Filed Jun 26, 2018 15:24 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000124 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 25, 2018 Filed Jun 25, 2018 15:35 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000123 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
June 22, 2018 Filed Jun 22, 2018 14:14 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000122 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
June 15, 2018 Filed Jun 15, 2018 15:35 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000117 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Read SEC document
June 01, 2018 Filed Jun 4, 2018 15:47 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000108 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Read SEC document
May 29, 2018 Filed May 31, 2018 15:39 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000106 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Read SEC document
May 25, 2018 Filed May 31, 2018 15:39 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000106 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Read SEC document
May 21, 2018 Filed May 21, 2018 15:33 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000101 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

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May 04, 2018 Filed May 7, 2018 16:05 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000091 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Read SEC document
April 10, 2018 Filed Apr 12, 2018 09:44 UTC Associated Capital Group, Inc. AC · Entity 9826 Disposition to issuerClass B Common Stock · Derivative 130,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000807249-18-000078 · primary_doc.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,797,036

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 373,295 shares of the Issuer's Class B Common Stock directly.

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April 10, 2018 Filed Apr 12, 2018 09:44 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 31,851 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000078 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
April 10, 2018 Filed Apr 12, 2018 09:44 UTC Associated Capital Group, Inc. AC · Entity 9826 GrantClass A Common Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000078 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,851

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

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December 29, 2017 Filed Jan 2, 2018 14:54 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000002 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 15,000

Read SEC document
December 26, 2017 Filed Dec 26, 2017 15:20 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000230 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 20,000

Read SEC document
December 13, 2017 Filed Dec 14, 2017 11:07 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GrantClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000221 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 30,000

F1 · kind: GGCP exchanged with the Issuer shares of Class B Common Stock ("Class B Stock") for an equal number of shares of Class A Common Stock ("Class A Stock"). These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 11:07 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 Disposition to issuerClass B Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000221 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP Holdings, LLC

Disclosed balance after: 18,313,741

F1 · kind: GGCP exchanged with the Issuer shares of Class B Common Stock ("Class B Stock") for an equal number of shares of Class A Common Stock ("Class A Stock"). These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · balance_after: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 607,994 shares of Class B Stock that can be converted into Class A Stock.

F3 · ownership.nature: These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 15:19 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000218 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 0

Read SEC document
November 27, 2017 Filed Nov 28, 2017 12:03 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000209 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 7,000

Read SEC document
November 13, 2017 Filed Nov 14, 2017 14:25 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000194 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 15,000

Read SEC document
October 31, 2017 Filed Oct 31, 2017 13:37 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000185 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 20,000

Read SEC document
October 19, 2017 Filed Oct 19, 2017 14:57 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GrantClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000176 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 30,000

F1 · kind: GGCP exchanged with the Issuer shares of Class B Common Stock ("Class B Stock") for an equal number of shares of Class A Common Stock ("Class A Stock"). These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

Read SEC document
October 19, 2017 Filed Oct 19, 2017 14:57 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 Disposition to issuerClass B Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000176 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP Holdings, LLC

Disclosed balance after: 18,343,741

F1 · kind: GGCP exchanged with the Issuer shares of Class B Common Stock ("Class B Stock") for an equal number of shares of Class A Common Stock ("Class A Stock"). These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · balance_after: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 637,994 shares of Class B Stock that can be converted into Class A Stock.

F3 · ownership.nature: These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.

Read SEC document
October 10, 2017 Filed Oct 10, 2017 14:55 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000175 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 0

Read SEC document
October 02, 2017 Filed Oct 5, 2017 14:08 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000169 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 10,000

Read SEC document
September 18, 2017 Filed Sep 19, 2017 11:48 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-17-000158 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 20,000

Read SEC document
November 16, 2016 Filed Nov 17, 2016 15:21 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-16-000484 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 0 shares of the Issuer's Class A Common Stock through GGCP, Inc., 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 503,295 shares of the Issuer's Class B Common Stock directly.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.