organization · Reporting owner
GGCP Holdings LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Associated Capital Group, Inc.AC · Entity 9826 | 10% owner | March 07, 2023 | March 13, 2023 |
| GAMCO INVESTORS, INC. ET ALGBL · Entity 16148 | 10% owner | December 08, 2022 | December 09, 2022 |
| MachTen, Inc.MACT · Entity 9915 | 10% owner | December 05, 2023 | December 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Associated Capital Group, Inc.
Report date March 07, 2023 · Filed March 13, 2023 · Amendment
Jointly reported with GABELLI MARIO J, GGCP, INC.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 18,425,673 |
Reported balance
After 2023-03-07 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2023-03-07 · Other · Disposed 280,000 · Balance 18,425,673 F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership. F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly. |
| Class A Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2023-03-07 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 5,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: GGCP, Inc. | 77,165 |
Reported balance
Holding disclosure · report date 2023-03-07 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 77,165 |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.
F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.
GAMCO INVESTORS, INC. ET AL
Report date December 08, 2022 · Filed December 09, 2022
Jointly reported with Associated Capital Group, Inc., GGCP, INC., GABELLI MARIO J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,597,891 |
Reported balance
After 2022-12-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-12-08 · Sale · Disposed 218 · Balance 1,597,891 F1: Securities owned directly by Associated Capital Group, Inc. F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities owned directly by Associated Capital Group, Inc.
F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
MachTen, Inc.
Report date December 05, 2023 · Filed December 07, 2023
Jointly reported with GABELLI MARIO J, GGCP, INC., LICT Corp
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 724,250 |
Reported balance
After 2023-12-05 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-12-05 · Gift · Disposed 11,500 · Balance 724,250 F1: These shares were gifted to a charity. F2: These shares are owned by Mario J. Gabelli. |
| Common StockSEC Table I · non-derivative | Direct | 227,000 |
Reported balance
Holding disclosure · report date 2023-12-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 227,000 F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | Direct | 605,980 |
Reported balance
Holding disclosure · report date 2023-12-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 605,980 F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were gifted to a charity.
F2: These shares are owned by Mario J. Gabelli.
F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2021 Filed Aug 23, 2021 16:25 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 1,037 | $26.98 | $27,973.39 |
DisclosureSEC source: 0000807249-21-000140 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688,101 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 16:28 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 2,042 | $27.54 | $56,235.86 |
DisclosureSEC source: 0000807249-21-000133 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689,138 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 16:45 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 249 | $28.00 | $6,972.00 |
DisclosureSEC source: 0000807249-21-000131 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691,180 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 16:31 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 1,600 | $27.70 | $44,318.08 |
DisclosureSEC source: 0000807249-21-000128 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691,429 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 16:27 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 1,400 | $27.62 | $38,668.56 |
DisclosureSEC source: 0000807249-21-000125 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,029 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| July 22, 2021 Filed Jul 22, 2021 16:47 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 2,001 | $27.69 | $55,402.29 |
DisclosureSEC source: 0000807249-21-000123 · form4.xml · nonDerivative · entry 2 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694,429 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 16:47 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 1,938 | $28.02 | $54,298.88 |
DisclosureSEC source: 0000807249-21-000123 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696,430 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 16:14 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 1,106 | $26.18 | $28,956.63 |
DisclosureSEC source: 0000807249-21-000119 · form4.xml · nonDerivative · entry 2 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698,368 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 16:14 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 300 | $26.24 | $7,872.00 |
DisclosureSEC source: 0000807249-21-000119 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,699,474 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 16:21 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 9,810 | $26.10 | $256,022.36 |
DisclosureSEC source: 0000807249-21-000116 · form4.xml · nonDerivative · entry 2 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,699,774 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 16:21 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 1,383 | $25.11 | $34,727.13 |
DisclosureSEC source: 0000807249-21-000116 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,709,584 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 16:16 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 742 | $25.06 | $18,592.15 |
DisclosureSEC source: 0000807249-21-000111 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,967 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 16:20 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 1,579 | $25.09 | $39,623.90 |
DisclosureSEC source: 0000807249-21-000106 · form4.xml · nonDerivative · entry 2 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,709 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:20 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 402 | $24.91 | $10,014.42 |
DisclosureSEC source: 0000807249-21-000106 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,288 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 16:10 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 3,302 | $27.21 | $89,843.79 |
DisclosureSEC source: 0000807249-21-000100 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,690 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 27, 2021 Filed May 27, 2021 16:32 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 9,107 | $29.69 | $270,427.81 |
DisclosureSEC source: 0000807249-21-000098 · form4.xml · nonDerivative · entry 2 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,716,992 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 26, 2021 Filed May 27, 2021 16:32 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 8,441 | $29.10 | $245,668.55 |
DisclosureSEC source: 0000807249-21-000098 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726,099 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 25, 2021 Filed May 25, 2021 16:23 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 12,190 | $28.90 | $352,253.21 |
DisclosureSEC source: 0000807249-21-000095 · form4.xml · nonDerivative · entry 2 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,540 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 24, 2021 Filed May 25, 2021 16:23 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 37,769 | $28.16 | $1,063,412.63 |
DisclosureSEC source: 0000807249-21-000095 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,746,730 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 21, 2021 Filed May 21, 2021 16:19 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 18,935 | $27.41 | $518,949.65 |
DisclosureSEC source: 0000807249-21-000093 · form4.xml · nonDerivative · entry 2 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,784,499 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 20, 2021 Filed May 21, 2021 16:19 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 5,762 | $26.68 | $153,724.97 |
DisclosureSEC source: 0000807249-21-000093 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803,434 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 19, 2021 Filed May 19, 2021 16:37 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 27,633 | $27.81 | $768,470.97 |
DisclosureSEC source: 0000807249-21-000092 · form4.xml · nonDerivative · entry 2 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,196 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:37 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 3,822 | $26.23 | $100,236.15 |
DisclosureSEC source: 0000807249-21-000092 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,836,829 F1 · ownership.direct: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 16:22 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000181 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 16:01 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000178 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| July 13, 2020 Filed Jul 21, 2020 16:28 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000174 · form4.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| June 05, 2020 Filed Jul 21, 2020 16:28 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000174 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| May 28, 2020 Filed May 29, 2020 16:14 UTC | Associated Capital Group, Inc. AC · Entity 9826 | Disposition to issuerClass B Common Stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-20-000133 · form4.xml · derivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,705,673 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition. F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 281,932 shares of the Issuer's Class B Common Stock directly. Read SEC document |
| May 28, 2020 Filed May 29, 2020 16:14 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000133 · form4.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition. Read SEC document |
| April 29, 2020 Filed May 29, 2020 16:14 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000133 · form4.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 21, 2020 Filed May 29, 2020 16:14 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000133 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| April 14, 2020 Filed Apr 14, 2020 16:04 UTC | Associated Capital Group, Inc. AC · Entity 9826 | Disposition to issuerClass B Common Stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-20-000103 · form4.xml · derivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,725,673 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition. F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 301,932 shares of the Issuer's Class B Common Stock directly. Read SEC document |
| April 14, 2020 Filed Apr 14, 2020 16:04 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000103 · form4.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 16:15 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 2,663 | $26.05 | $69,371.15 |
DisclosureSEC source: 0000807249-20-000091 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 77,615 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 16:08 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 5,000 | $25.93 | $129,659.50 |
DisclosureSEC source: 0000807249-20-000087 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 74,502 Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 16:18 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 1,831 | $26.00 | $47,606.00 |
DisclosureSEC source: 0000807249-20-000077 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 69,502 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 16:30 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 1,671 | $34.00 | $56,806.81 |
DisclosureSEC source: 0000807249-20-000063 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 67,671 Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 16:13 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000044 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 23, 2020 Filed Jan 23, 2020 16:09 UTC | Associated Capital Group, Inc. AC · Entity 9826 | Disposition to issuerClass B Common Stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-20-000019 · form4.xml · derivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,745,673 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition. F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 321,932 shares of the Issuer's Class B Common Stock directly. Read SEC document |
| January 23, 2020 Filed Jan 23, 2020 16:09 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000019 · form4.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 16:09 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 6,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000019 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 66,000 Read SEC document |
| January 15, 2020 Filed Apr 14, 2020 16:04 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000103 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:19 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 900 | $35.92 | $32,328.90 |
DisclosureSEC source: 0000807249-19-000235 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 72,177 Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 16:16 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 1,794 | $35.92 | $64,444.43 |
DisclosureSEC source: 0000807249-19-000228 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 71,277 Read SEC document |
| December 09, 2019 Filed Dec 9, 2019 16:30 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 500 | $36.00 | $18,000.00 |
DisclosureSEC source: 0000807249-19-000226 · form4.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 69,483 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:30 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 19 | $36.12 | $686.28 |
DisclosureSEC source: 0000807249-19-000226 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 68,983 Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 16:13 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 2,264 | $35.99 | $81,489.28 |
DisclosureSEC source: 0000807249-19-000222 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 68,964 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 16:20 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 506 | $36.05 | $18,241.70 |
DisclosureSEC source: 0000807249-19-000217 · form4.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 66,700 Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 16:20 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 65 | $36.10 | $2,346.50 |
DisclosureSEC source: 0000807249-19-000217 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 66,194 Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 16:41 UTC | Associated Capital Group, Inc. AC · Entity 9826 | PurchaseClass A Common Stock | 12,998 | $36.07 | $468,845.66 |
DisclosureSEC source: 0000807249-19-000215 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 66,129 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.