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Brock Eric

Disclosed activity across 1 company

Tapewire entity
107555
SEC CIK
0001300070

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clough Global Opportunities FundGLO · Entity 8931Person affiliated with Inv AdvApril 26, 2006November 30, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clough Global Opportunities Fund

Report date April 26, 2006 · Filed November 30, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect19,050 Ending reported balance After 2016-11-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2016-11-29 · Purchase · Acquired 6,000 · Balance 14,050

Row 2 · 2016-11-29 · Purchase · Acquired 5,000 · Balance 19,050

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2016 Filed Nov 30, 2016 19:39 UTC Clough Global Opportunities Fund GLO · Entity 8931 PurchaseCommon Shares of Beneficial Interest 5,000 $8.87 $44,370.00
Disclosure

SEC source: 0001299405-16-000002 · primary_doc.xml · nonDerivative · entry 2

Brock Eric · CIK 0001300070 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,050

Read SEC document
November 29, 2016 Filed Nov 30, 2016 19:39 UTC Clough Global Opportunities Fund GLO · Entity 8931 PurchaseCommon Shares of Beneficial Interest 6,000 $8.88 $53,279.40
Disclosure

SEC source: 0001299405-16-000002 · primary_doc.xml · nonDerivative · entry 1

Brock Eric · CIK 0001300070 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,050

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.