Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHEVRON CORPCVX · Entity 2804 | Director | May 27, 2026 | May 29, 2026 |
| EnLink Midstream, LLCENLC · Entity 11729 | Director | August 08, 2019 | August 13, 2019 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | May 05, 2026 | May 07, 2026 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | March 08, 2019 | March 12, 2019 |
| Walmart Inc.WMT · Entity 783 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHEVRON CORP
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,734 |
Reported balance
After 2026-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 1,272 · Balance 1,734 F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2: This number includes the acquisition of dividend equivalent accruals on stock units (4) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
F2: This number includes the acquisition of dividend equivalent accruals on stock units (4) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
EnLink Midstream, LLC
Report date August 08, 2019 · Filed August 13, 2019
This filing explicitly reported no securities owned.
GENERAL ELECTRIC CO
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,823 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 678 · Balance 2,823 F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 6,906 |
Reported balance
Holding disclosure · report date 2026-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,906 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.
QUALCOMM INC/DE
Report date March 08, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Joint Account | 26,190 |
Last balance in matching sequence
After 2019-03-08 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-03-08 · Exercise / conversion · Acquired 5,099 · Balance 27,834 F1: Securities held by Thomas W. and Janet P. Horton. Row 2 · 2019-03-08 · Disposition to issuer · Disposed 1,644 · Balance 26,190 F1: Securities held by Thomas W. and Janet P. Horton. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 8,326.6725 |
Reported balance
After 2019-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-08 · Exercise / conversion · Disposed 5,099.4055 · Balance 8,326.6725 F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F3: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Thomas W. and Janet P. Horton.
F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
F3: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.
Walmart Inc.
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 59,848 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 1,935 · Balance 59,848 F1: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual equity grant as part of the Reporting Person's non-management director compensation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2017 Filed Mar 24, 2017 19:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Disposition to issuerCommon Stock | 1,022 | $57.04 | $58,294.88 |
DisclosureSEC source: 0001234452-17-000054 · edgardoc.xml · nonDerivative · entry 2 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 17,163 F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton. Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 19:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000054 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 18,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 4,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000040 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,611.078 Underlying: Common Stock · 4,154 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. Read SEC document |
| June 03, 2016 Filed Jun 7, 2016 22:22 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 2,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-054933 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,980 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| March 24, 2016 Filed Mar 25, 2016 17:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 3,195.3739 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000407 · edgardoc.xml · derivative · entry 2 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,188.6412 Underlying: Common Stock · 3,195.3739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 24, 2016 Filed Mar 25, 2016 17:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000407 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 15,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton. Read SEC document |
| March 08, 2016 Filed Mar 10, 2016 18:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 4,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000382 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,301.5279 Underlying: Common Stock · 4,539 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. Read SEC document |
| June 05, 2015 Filed Jun 9, 2015 21:08 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 2,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-020202 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,511 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 3,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000107 · edgardoc.xml · derivative · entry 3 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,535.5412 Underlying: Common Stock · 3,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Disposition to issuerCommon Stock | 1,214 | $70.93 | $86,109.02 |
DisclosureSEC source: 0001234452-15-000107 · edgardoc.xml · nonDerivative · entry 2 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 12,091 Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000107 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 13,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2015 Filed Mar 11, 2015 16:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000075 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,924.217 Underlying: Common Stock · 2,751 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units. Read SEC document |
| November 21, 2014 Filed Nov 25, 2014 22:05 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-033463 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. This figure represents the prorated number of shares granted to the Reporting Person based on his appointment to the Issuer's Board of Directors effective November 21, 2014. Read SEC document |
| March 27, 2014 Filed Mar 31, 2014 22:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 3,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000124 · edgardoc.xml · derivative · entry 3 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,023.1179 Underlying: Common Stock · 3,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 27, 2014 Filed Mar 31, 2014 22:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Disposition to issuerCommon Stock | 1,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000124 · edgardoc.xml · nonDerivative · entry 2 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 9,858.3566 Read SEC document |
| March 27, 2014 Filed Mar 31, 2014 22:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000124 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 11,157.3566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2014 Filed Mar 6, 2014 21:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000094 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,651.5728 Underlying: Common Stock · 2,628 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 18:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000110 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,831.6088 Underlying: Common Stock · 2,943 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 02, 2013 Filed Mar 4, 2013 19:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000080 · edgardoc.xml · derivative · entry 2 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,888.6088 Underlying: Common Stock · 5,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Beneficial holdings reflected on this report do not include changes in the reporting person's holdings of securities resulting from participation in the issuer's qualified employee stock plan since the last filing of a report disclosing transactions related to such participation F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 02, 2013 Filed Mar 4, 2013 19:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000080 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 7,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2012 Filed Mar 8, 2012 23:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 3,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000143 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,022 Underlying: Common Stock · 3,249 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 08, 2011 Filed Mar 10, 2011 18:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000153 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,773 Underlying: Common Stock · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 02, 2010 Filed Mar 5, 2010 01:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-10-000069 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,273 Underlying: Common Stock · 5,273 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| November 19, 2009 Filed Nov 20, 2009 17:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | PurchaseCommon Stock | 2,200 | $45.09 | $99,198.00 |
DisclosureSEC source: 0001234452-09-000438 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 2,200 F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton. Read SEC document |
| March 03, 2009 Filed Mar 5, 2009 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $33.45 | $0.00 |
DisclosureSEC source: 0001234452-09-000088 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2019-03-02 F1 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.