Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | June 10, 2026 | June 11, 2026 |
| WASTE MANAGEMENT INCWM · Entity 2932 | Chief Executive Officer | March 03, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,687 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 211 · Balance 3,687 F1: Includes adjustments for dividends accrued. |
| Common StockSEC Table I · non-derivative | IndirectHeld by The Nicole M. Fish GST Trust. | 250 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 250 |
| Common StockSEC Table I · non-derivative | IndirectHeld by The Stephanie M. Fish GST Trust. | 250 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 250 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
WASTE MANAGEMENT INC
Report date March 03, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $241.55 · Expires 2036-03-03 | Direct | 57,034 |
Reported balance
After 2026-03-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-03 · Grant · Acquired 57,034 · Balance 57,034 F1: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2020 Filed Feb 21, 2020 20:16 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 94,817 | $0.00 Strike: $126.01 | $0.00 |
DisclosureSEC source: 0001225208-20-003063 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,817 Underlying: Common Stock · 94,817 shares Expires 2030-02-19 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| February 19, 2020 Filed Apr 1, 2020 17:14 UTC Amendment | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 101,138 | $0.00 Strike: $126.01 | $0.00 |
DisclosureSEC source: 0001225208-20-005738 · doc4a.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,138 Underlying: Common Stock · 101,138 shares Expires 2030-02-19 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 21:31 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 67,425 | $125.79 | $8,481,330.07 |
DisclosureSEC source: 0001225208-20-002631 · doc4.xml · nonDerivative · entry 4 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,798.6487 F4 · shares: Sale of shares pursuant to a Rule 10b5-1 Trading Plan F5 · price: This transaction was executed in multiple trades at prices ranging from $125.35 to $126.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:31 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 1,217 | $125.09 | $152,236.60 |
DisclosureSEC source: 0001225208-20-002631 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,223.6487 F2 · shares: Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.09 to $125.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:31 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 42,541 | $124.06 | $5,277,636.46 |
DisclosureSEC source: 0001225208-20-002631 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,440.6487 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:31 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 111,183 | $124.06 | $13,793,362.98 |
DisclosureSEC source: 0001225208-20-002631 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,981.6487 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 19:28 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015420 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Fish 2018 Annual Exclusion Trust 2 Disclosed balance after: 588 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 19:28 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015420 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Fish 2018 Annual Exclusion Trust 1 Disclosed balance after: 588 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 19:28 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015420 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,798.6487 Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 17:46 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 3,158 | $110.97 | $350,443.26 |
DisclosureSEC source: 0001225208-19-014522 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,328.6487 F1 · shares: Sale of shares in accordance with Rule 10b5-1. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 21:22 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 2,050 | $110.66 | $226,853.00 |
DisclosureSEC source: 0001225208-19-014467 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,486.6487 F1 · security: Settlement of restricted share award granted under Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 19:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,384 | $73.34 Strike: $73.34 | $2,374,880.64 |
DisclosureSEC source: 0001225208-19-010174 · doc4.xml · derivative · entry 10 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,767 Underlying: Common Stock · 32,384 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 19:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,259 | $56.24 Strike: $56.24 | $1,532,909.87 |
DisclosureSEC source: 0001225208-19-010174 · doc4.xml · derivative · entry 9 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,259 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 19:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 24,671 | $85.34 Strike: $85.34 | $2,105,423.14 |
DisclosureSEC source: 0001225208-19-010174 · doc4.xml · derivative · entry 8 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,013 Underlying: Common Stock · 24,671 shares Expires 2028-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 19:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 84,314 | $116.51 | $9,823,415.71 |
DisclosureSEC source: 0001225208-19-010174 · doc4.xml · nonDerivative · entry 4 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,536.6487 F1 · security: Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $116.14 to $116.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 19:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 24,671 | $85.34 | $2,105,423.14 |
DisclosureSEC source: 0001225208-19-010174 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,850.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 19:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 27,259 | $56.24 | $1,532,909.87 |
DisclosureSEC source: 0001225208-19-010174 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,179.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 19:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 32,384 | $73.34 | $2,374,880.64 |
DisclosureSEC source: 0001225208-19-010174 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,920.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:29 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 114,566 | $0.00 Strike: $98.90 | $0.00 |
DisclosureSEC source: 0001225208-19-003221 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,566 Underlying: Common Stock · 114,566 shares Expires 2029-02-19 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 20:37 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 51,852 | $98.61 | $5,113,125.72 |
DisclosureSEC source: 0001225208-19-002890 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,536.6487 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016427 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Fish 2018 Annual Exclusion Trust 2 Disclosed balance after: 323 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016427 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Fish 2018 Annual Exclusion Trust 1 Disclosed balance after: 323 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 646 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016427 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,684.6487 Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 20:26 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 2,050 | $90.23 | $184,961.25 |
DisclosureSEC source: 0001225208-18-015443 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,330.6487 F1 · security: Settlement of restricted share award granted under Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:11 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,383 | $73.34 Strike: $73.34 | $2,374,807.31 |
DisclosureSEC source: 0001225208-18-015119 · doc4.xml · derivative · entry 8 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,151 Underlying: Common Stock · 32,383 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:11 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,629 | $56.24 Strike: $56.24 | $766,426.82 |
DisclosureSEC source: 0001225208-18-015119 · doc4.xml · derivative · entry 7 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,259 Underlying: Common Stock · 13,629 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:11 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,210 | $54.64 Strike: $54.64 | $1,650,523.35 |
DisclosureSEC source: 0001225208-18-015119 · doc4.xml · derivative · entry 6 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,210 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:11 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 62,283 | $90.00 | $5,605,470.00 |
DisclosureSEC source: 0001225208-18-015119 · doc4.xml · nonDerivative · entry 4 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,380.6487 Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:11 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 13,629 | $56.24 | $766,426.82 |
DisclosureSEC source: 0001225208-18-015119 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,663.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares withheld to pay option costs and taxes pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:11 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 30,210 | $54.64 | $1,650,523.35 |
DisclosureSEC source: 0001225208-18-015119 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,034.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares withheld to pay option costs and taxes pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:11 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 32,383 | $73.34 | $2,374,807.31 |
DisclosureSEC source: 0001225208-18-015119 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,824.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares withheld to pay option costs and taxes pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:44 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 98,684 | $0.00 Strike: $85.34 | $0.00 |
DisclosureSEC source: 0001225208-18-003846 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,684 Underlying: Common Stock · 98,684 shares Expires 2028-02-20 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 20:15 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 2,159 | $84.08 | $181,523.75 |
DisclosureSEC source: 0001225208-18-003279 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,441.6487 F2 · shares: Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $83.85 to $84.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:15 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 18,733 | $85.40 | $1,599,704.54 |
DisclosureSEC source: 0001225208-18-003279 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,600.6487 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:15 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 52,076 | $85.40 | $4,447,030.02 |
DisclosureSEC source: 0001225208-18-003279 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,333.6487 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 20:46 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 2,186 | $81.31 | $177,732.73 |
DisclosureSEC source: 0001225208-17-017294 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,257.6487 F1 · security: Settlement of restricted share award granted under Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 19:10 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,629 | $56.24 Strike: $56.24 | $766,426.82 |
DisclosureSEC source: 0001225208-17-016647 · doc4.xml · derivative · entry 4 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,888 Underlying: Common Stock · 13,629 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 19:10 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 11,278 | $80.00 | $902,240.00 |
DisclosureSEC source: 0001225208-17-016647 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,443.6487 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 19:10 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 13,629 | $56.24 | $766,426.82 |
DisclosureSEC source: 0001225208-17-016647 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,721.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares withheld to pay option costs and taxes pursuant to a stock trading plan. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 18:45 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,210 | $54.64 Strike: $54.64 | $1,650,523.35 |
DisclosureSEC source: 0001225208-17-012944 · doc4.xml · derivative · entry 4 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,210 Underlying: Common Stock · 30,210 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 18:45 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 25,279 | $76.00 | $1,921,204.00 |
DisclosureSEC source: 0001225208-17-012944 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,092.6487 F1 · security: Stock option exercise and shares withheld to pay option costs and taxes pursuant to a stock trading plan. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 18:45 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 30,210 | $54.64 | $1,650,523.35 |
DisclosureSEC source: 0001225208-17-012944 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,371.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 16:51 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 3,500 | $72.19 | $252,667.45 |
DisclosureSEC source: 0001225208-17-010682 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,161.6487 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.185 to $72.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2017 Filed May 17, 2017 18:24 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 3,500 | $72.25 | $252,857.50 |
DisclosureSEC source: 0001225208-17-009962 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,661.6487 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:20 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,708 | $41.37 Strike: $41.37 | $1,394,499.96 |
DisclosureSEC source: 0001225208-17-005948 · doc4.xml · derivative · entry 4 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,708 shares Expires 2024-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:20 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 25,260 | $72.94 | $1,842,353.26 |
DisclosureSEC source: 0001225208-17-005948 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,161.6487 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.90 to $73.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:20 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 33,708 | $41.37 | $1,394,499.96 |
DisclosureSEC source: 0001225208-17-005948 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,421.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:27 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 129,534 | $0.00 Strike: $73.34 | $0.00 |
DisclosureSEC source: 0001225208-17-005326 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,534 Underlying: Common Stock · 129,534 shares Expires 2027-02-28 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 21,342 | $70.39 | $1,502,263.38 |
DisclosureSEC source: 0001225208-17-003946 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,713.6487 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 55,816 | $70.39 | $3,928,888.24 |
DisclosureSEC source: 0001225208-17-003946 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,055.6487 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2009 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.