Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | June 10, 2026 | June 11, 2026 |
| WASTE MANAGEMENT INCWM · Entity 2932 | Chief Executive Officer | March 03, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,687 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 211 · Balance 3,687 F1: Includes adjustments for dividends accrued. |
| Common StockSEC Table I · non-derivative | IndirectHeld by The Nicole M. Fish GST Trust. | 250 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 250 |
| Common StockSEC Table I · non-derivative | IndirectHeld by The Stephanie M. Fish GST Trust. | 250 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 250 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
WASTE MANAGEMENT INC
Report date March 03, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $241.55 · Expires 2036-03-03 | Direct | 57,034 |
Reported balance
After 2026-03-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-03 · Grant · Acquired 57,034 · Balance 57,034 F1: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 11, 2026 19:43 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-072891 · tm2617695-1_4seq1.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,687 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 20:30 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 57,034 | $0.00 Strike: $241.55 | $0.00 |
DisclosureSEC source: 0001225208-26-003247 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,034 Underlying: Common Stock · 57,034 shares Expires 2036-03-03 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. Read SEC document |
| February 10, 2026 Filed Feb 10, 2026 17:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 5,706 | $230.87 | $1,317,315.69 |
DisclosureSEC source: 0001225208-26-001556 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,087 F2 · price: This transaction was executed in multiple trades at prices ranging from $230.5500 to $231.6800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 09, 2026 Filed Feb 10, 2026 17:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 30,390 | $230.36 | $7,000,731.57 |
DisclosureSEC source: 0001225208-26-001556 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,793 F1 · price: This transaction was executed in multiple trades at prices ranging from $230.00 to $230.6300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 17:40 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 657 | $230.00 | $151,110.00 |
DisclosureSEC source: 0001225208-26-001556 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 256,183 Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 17:08 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 22,763 | $226.41 | $5,153,770.83 |
DisclosureSEC source: 0001225208-26-001109 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,840 Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 17:08 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 59,516 | $226.41 | $13,475,017.56 |
DisclosureSEC source: 0001225208-26-001109 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,603 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| December 19, 2025 Filed Dec 22, 2025 19:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-123644 · tm2534096-1_4seq1.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,475 F1 · shares: Represents a donation of ordinary shares to a Donor Advised Fund. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 20:00 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 482 | $352.53 | $169,919.46 |
DisclosureSEC source: 0001104659-25-059332 · tm2517984-1_4seq1.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,472 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 12:55 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,805 | $150.12 Strike: $150.12 | $2,973,027.58 |
DisclosureSEC source: 0001225208-25-003178 · doc4.xml · derivative · entry 8 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,805 Underlying: Common Stock · 19,805 shares Expires 2033-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 12:55 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 15,658 | $229.25 | $3,589,596.50 |
DisclosureSEC source: 0001225208-25-003178 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,087 Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 12:55 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 19,805 | $150.12 | $2,973,027.58 |
DisclosureSEC source: 0001225208-25-003178 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:03 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 22,063 | $145.67 Strike: $145.67 | $3,213,917.21 |
DisclosureSEC source: 0001225208-25-002789 · doc4.xml · derivative · entry 8 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,063 shares Expires 2033-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:03 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 17,184 | $229.25 | $3,939,432.00 |
DisclosureSEC source: 0001225208-25-002789 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,940 Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:03 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 22,063 | $145.67 | $3,213,917.21 |
DisclosureSEC source: 0001225208-25-002789 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:29 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 50,580 | $0.00 Strike: $231.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002561 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,580 Underlying: Common Stock · 50,580 shares Expires 2035-02-25 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. Read SEC document |
| February 24, 2025 Filed Feb 25, 2025 00:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 44,405 | $228.43 | $10,143,620.65 |
DisclosureSEC source: 0001225208-25-002338 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,061 F1 · price: This transaction was executed in multiple trades at prices ranging from $226.6300 to $230.3300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 16:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 27,687 | $218.72 | $6,055,811.39 |
DisclosureSEC source: 0001225208-25-001035 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,466 Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 16:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 72,092 | $218.72 | $15,768,250.61 |
DisclosureSEC source: 0001225208-25-001035 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,153 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 16:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,805 | $150.12 Strike: $150.12 | $2,973,027.58 |
DisclosureSEC source: 0001225208-24-010237 · doc4.xml · derivative · entry 8 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,610 Underlying: Common Stock · 19,805 shares Expires 2033-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 16:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 15,719 | $227.50 | $3,576,072.50 |
DisclosureSEC source: 0001225208-24-010237 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,061 Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 16:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 19,805 | $150.12 | $2,973,027.58 |
DisclosureSEC source: 0001225208-24-010237 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 23:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-123206 · tm2429621-2_4seq1.xml · nonDerivative · entry 5 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Stephanie M Fish GST Trust Disclosed balance after: 250 Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 23:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-123206 · tm2429621-2_4seq1.xml · nonDerivative · entry 4 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Nicole M Fish GST Trust Disclosed balance after: 250 Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 23:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-123206 · tm2429621-2_4seq1.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,964 F3 · shares: Gift of shares to an irrevocable trust of which the reporting person's descendant is a beneficiary. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 23:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-123206 · tm2429621-2_4seq1.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,214 F3 · shares: Gift of shares to an irrevocable trust of which the reporting person's descendant is a beneficiary. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 23:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-123206 · tm2429621-2_4seq1.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,464 F1 · shares: Represents a donation of ordinary shares to a Donor Advised Fund. F2 · balance_after: Includes dividends accrued. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 15:41 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 44,125 | $145.67 Strike: $145.67 | $6,427,688.75 |
DisclosureSEC source: 0001225208-24-009703 · doc4.xml · derivative · entry 8 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,063 Underlying: Common Stock · 44,125 shares Expires 2033-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 15:41 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 35,495 | $215.00 | $7,631,425.00 |
DisclosureSEC source: 0001225208-24-009703 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,975 Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 15:41 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 44,125 | $145.67 | $6,427,688.75 |
DisclosureSEC source: 0001225208-24-009703 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 17:11 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 517 | $328.73 | $169,953.41 |
DisclosureSEC source: 0001104659-24-071180 · tm2417161-2_4seq1.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,427 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 20:46 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 36,207 | $204.43 | $7,401,797.01 |
DisclosureSEC source: 0001225208-24-003444 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 198,345 F1 · security: This transaction was executed in multiple trades at prices ranging from $203.62 to $204.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 20:48 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 45,349 | $0.00 Strike: $204.76 | $0.00 |
DisclosureSEC source: 0001225208-24-003568 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,349 Underlying: Common Stock · 45,349 shares Expires 2034-03-01 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:41 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,850 | $110.81 Strike: $110.81 | $3,640,108.50 |
DisclosureSEC source: 0001225208-24-003107 · doc4.xml · derivative · entry 8 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,850 shares Expires 2031-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:41 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 23,552 | $207.76 | $4,893,163.52 |
DisclosureSEC source: 0001225208-24-003107 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,552 Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:41 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 32,850 | $110.81 | $3,640,108.50 |
DisclosureSEC source: 0001225208-24-003107 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 21:48 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 46,884 | $196.85 | $9,228,880.98 |
DisclosureSEC source: 0001225208-24-002172 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,254 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 21:48 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 119,300 | $196.85 | $23,483,608.50 |
DisclosureSEC source: 0001225208-24-002172 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,138 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| January 17, 2024 Filed Jan 17, 2024 18:44 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 9,550 | $182.00 | $1,738,100.00 |
DisclosureSEC source: 0001225208-24-000963 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,838 Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 17:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 9,550 | $177.00 | $1,690,350.00 |
DisclosureSEC source: 0001225208-23-011079 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 162,388 Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 16:06 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 5,383 | $172.00 | $925,876.00 |
DisclosureSEC source: 0001225208-23-010224 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,938 Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 16:06 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 4,167 | $172.00 | $716,724.00 |
DisclosureSEC source: 0001225208-23-010224 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 177,321 Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 15:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,850 | $110.81 Strike: $110.81 | $3,640,108.50 |
DisclosureSEC source: 0001225208-23-009861 · doc4.xml · derivative · entry 10 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,850 Underlying: Common Stock · 32,850 shares Expires 2031-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 15:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,569 | $126.01 Strike: $126.01 | $6,371,946.85 |
DisclosureSEC source: 0001225208-23-009861 · doc4.xml · derivative · entry 9 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,569 shares Expires 2030-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 15:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 69,964 | $163.50 | $11,439,114.00 |
DisclosureSEC source: 0001225208-23-009861 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,488 Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 15:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 32,850 | $110.81 | $3,640,108.50 |
DisclosureSEC source: 0001225208-23-009861 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 15:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 50,569 | $126.01 | $6,371,946.85 |
DisclosureSEC source: 0001225208-23-009861 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 15:20 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 12,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008632 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,033 Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 14:56 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 698 | $243.32 | $169,837.36 |
DisclosureSEC source: 0001104659-23-071466 · tm2318786-2_4seq1.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,898 Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 59,415 | $0.00 Strike: $150.12 | $0.00 |
DisclosureSEC source: 0001225208-23-003631 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,415 Underlying: Common Stock · 59,415 shares Expires 2033-03-07 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.