Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | June 10, 2026 | June 11, 2026 |
| WASTE MANAGEMENT INCWM · Entity 2932 | Chief Executive Officer | March 03, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,687 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 211 · Balance 3,687 F1: Includes adjustments for dividends accrued. |
| Common StockSEC Table I · non-derivative | IndirectHeld by The Nicole M. Fish GST Trust. | 250 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 250 |
| Common StockSEC Table I · non-derivative | IndirectHeld by The Stephanie M. Fish GST Trust. | 250 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 250 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
WASTE MANAGEMENT INC
Report date March 03, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $241.55 · Expires 2036-03-03 | Direct | 57,034 |
Reported balance
After 2026-03-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-03 · Grant · Acquired 57,034 · Balance 57,034 F1: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2023 Filed Feb 3, 2023 21:55 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 35,462 | $152.11 | $5,393,947.51 |
DisclosureSEC source: 0001225208-23-001300 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,649 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:55 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 92,617 | $152.11 | $14,087,508.79 |
DisclosureSEC source: 0001225208-23-001300 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| February 01, 2023 Filed Feb 22, 2023 18:36 UTC Amendment | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 35,463 | $152.11 | $5,394,099.62 |
DisclosureSEC source: 0001225208-23-002490 · doc4a.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,648 F1 · shares: This filing has been amended to reflect that one (1) additional share was withheld for tax purposes than was previously reported. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:05 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012959 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Fish 2018 Annual Exclusion Trust 2 Disclosed balance after: 1,046 Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:05 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012959 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Fish 2018 Annual Exclusion Trust 1 Disclosed balance after: 1,046 Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:05 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012959 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,494 Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 14:55 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,569 | $126.01 Strike: $126.01 | $6,371,946.85 |
DisclosureSEC source: 0001225208-22-009677 · doc4.xml · derivative · entry 8 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,569 Underlying: Common Stock · 50,569 shares Expires 2030-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 14:55 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 41,982 | $175.00 | $7,346,850.00 |
DisclosureSEC source: 0001225208-22-009677 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,894 F2 · security: Stock option exercise and shares withheld to pay option costs and taxes pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 14:55 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 50,569 | $126.01 | $6,371,946.85 |
DisclosureSEC source: 0001225208-22-009677 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 19:46 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,851 | $110.81 Strike: $110.81 | $3,640,219.31 |
DisclosureSEC source: 0001225208-22-009125 · doc4.xml · derivative · entry 10 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,700 Underlying: Common Stock · 32,851 shares Expires 2031-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 19:46 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 57,283 | $98.90 Strike: $98.90 | $5,665,174.13 |
DisclosureSEC source: 0001225208-22-009125 · doc4.xml · derivative · entry 9 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,283 shares Expires 2029-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 19:46 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 69,671 | $165.00 | $11,495,715.00 |
DisclosureSEC source: 0001225208-22-009125 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,307 F3 · security: Stock option exercise and shares withheld to pay option costs and taxes pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 19:46 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 32,851 | $110.81 | $3,640,219.31 |
DisclosureSEC source: 0001225208-22-009125 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 19:46 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 57,283 | $98.90 | $5,665,174.13 |
DisclosureSEC source: 0001225208-22-009125 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| April 29, 2022 Filed May 2, 2022 17:25 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006314 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,844 Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 16:51 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 6,748 | $158.88 | $1,072,135.06 |
DisclosureSEC source: 0001225208-22-005224 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,844 F1 · security: Sale of shares pursuant to a Rule 10b5-1 Trading Plan F3 · price: This transaction was executed in multiple trades at prices ranging from $158.30 to $159.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 16:51 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 28,976 | $158.05 | $4,579,622.03 |
DisclosureSEC source: 0001225208-22-005224 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,592 F1 · security: Sale of shares pursuant to a Rule 10b5-1 Trading Plan F2 · price: This transaction was executed in multiple trades at prices ranging from $158.00 to $158.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 20:23 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 24,659 | $158.12 | $3,899,105.74 |
DisclosureSEC source: 0001225208-22-004353 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,568 F1 · security: Sale of shares pursuant to a Rule 10b5-1 Trading Plan F2 · price: This transaction was executed in multiple trades at prices ranging from $158.00 to $158.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 20:23 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 6,413 | $158.00 | $1,013,254.00 |
DisclosureSEC source: 0001225208-22-004353 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,227 F1 · security: Sale of shares pursuant to a Rule 10b5-1 Trading Plan Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:44 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 66,188 | $0.00 Strike: $145.67 | $0.00 |
DisclosureSEC source: 0001225208-22-004124 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,188 Underlying: Common Stock · 66,188 shares Expires 2033-03-01 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 20:42 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 41,603 | $142.62 | $5,933,240.97 |
DisclosureSEC source: 0001225208-22-002526 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,640 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 20:42 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 108,399 | $142.62 | $15,459,399.26 |
DisclosureSEC source: 0001225208-22-002526 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,243 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| July 09, 2021 Filed Nov 1, 2021 14:08 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013350 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,844 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:17 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 38,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009201 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The Stephanie M Fish GST Trust Disclosed balance after: 46,942 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:17 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 38,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009201 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The Nicole M Fish GST Trust Disclosed balance after: 46,943 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:17 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 76,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009201 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,844 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:07 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 49,342 | $85.30 Strike: $85.34 | $4,208,872.60 |
DisclosureSEC source: 0001225208-21-008869 · doc4.xml · derivative · entry 10 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,342 shares Expires 2028-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:07 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 57,283 | $98.90 Strike: $98.90 | $5,665,174.13 |
DisclosureSEC source: 0001225208-21-008869 · doc4.xml · derivative · entry 9 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,283 Underlying: Common Stock · 57,283 shares Expires 2029-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:07 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 131,625 | $140.50 | $18,493,470.45 |
DisclosureSEC source: 0001225208-21-008869 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,729 F1 · security: Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $140.08 to $141.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:07 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 49,342 | $85.34 | $4,210,846.28 |
DisclosureSEC source: 0001225208-21-008869 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:07 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 57,283 | $98.90 | $5,665,174.13 |
DisclosureSEC source: 0001225208-21-008869 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. Read SEC document |
| May 17, 2021 Filed May 19, 2021 19:04 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 0.6487 | $141.48 | $91.78 |
DisclosureSEC source: 0001225208-21-008293 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,729 Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:17 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 98,551 | $0.00 Strike: $110.81 | $0.00 |
DisclosureSEC source: 0001225208-21-003832 · doc4.xml · derivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,551 Underlying: Common Stock · 98,551 shares Expires 2031-02-23 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:16 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 62,324 | $110.08 | $6,860,819.12 |
DisclosureSEC source: 0001225208-21-003613 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,729.6487 F1 · security: Sale of shares pursuant to a Rule 10b5-1 Trading Plan F2 · price: This transaction was executed in multiple trades at prices ranging from $110.00 to $110.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 23:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 1,391 | $111.40 | $154,950.45 |
DisclosureSEC source: 0001225208-21-003363 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,053.6487 F2 · security: Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 39,137 | $112.37 | $4,397,629.01 |
DisclosureSEC source: 0001225208-21-003363 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,444.6487 Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 102,852 | $112.37 | $11,556,964.98 |
DisclosureSEC source: 0001225208-21-003363 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,581.6487 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 18:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-015141 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The Stephanie M Fish GST Trust Disclosed balance after: 8,500 Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 18:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-015141 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The Nicole M Fish GST Trust Disclosed balance after: 8,500 Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 18:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-015141 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,729.6487 Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 20:07 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-015042 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,729.6487 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014916 · doc4.xml · nonDerivative · entry 3 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Fish 2018 Annual Exclusion Trust 2 Disclosed balance after: 846 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014916 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Fish 2018 Annual Exclusion Trust 1 Disclosed balance after: 846 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014916 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,729.6487 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 19:05 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 24,671 | $85.34 Strike: $85.34 | $2,105,423.14 |
DisclosureSEC source: 0001225208-20-013416 · doc4.xml · derivative · entry 6 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,342 Underlying: Common Stock · 24,671 shares Expires 2028-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 19:05 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 24,671 | $123.09 | $3,036,701.58 |
DisclosureSEC source: 0001225208-20-013416 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,245.6487 F1 · price: This transaction was executed in multiple trades at prices ranging from $122.70 to $123.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 19:05 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 24,671 | $85.34 | $2,105,423.14 |
DisclosureSEC source: 0001225208-20-013416 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,916.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 19:57 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 64,767 | $73.34 Strike: $73.34 | $4,749,687.95 |
DisclosureSEC source: 0001225208-20-004413 · doc4.xml · derivative · entry 6 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,767 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 19:57 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 50,320 | $118.40 | $5,957,827.62 |
DisclosureSEC source: 0001225208-20-004413 · doc4.xml · nonDerivative · entry 2 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,245.6487 F1 · shares: These shares were sold to cover option cost and taxes on stock option exercise. This transaction was executed in multiple trades at prices ranging from $118.17 to $118.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 19:57 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 64,767 | $73.34 | $4,749,687.95 |
DisclosureSEC source: 0001225208-20-004413 · doc4.xml · nonDerivative · entry 1 Fish James C Jr · CIK 0001523568 · Pres, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,565.6487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.