Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TFF Pharmaceuticals, Inc.TFFP · Entity 89110 | Director | May 19, 2021 | May 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TFF Pharmaceuticals, Inc.
Report date May 19, 2021 · Filed May 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Valley High, LP | 10,000 |
Reported balance
After 2021-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-05-19 · Purchase · Acquired 10,000 · Balance 10,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Maestro Ventures Partners, LP | 1,317,568 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,317,568 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Energous Corp
Report date December 28, 2017 · Filed January 02, 2018
Jointly reported with NINA FAIRBAIRN IRREVOCABLE TRUST SEPTEMBER 30, 2011, FAIRBAIRN EMILY
Section 16 reporting ended · disclosed 2018-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-12-28 · Other · Disposed 133,333 · Balance 0 F1: On December 28, 2017, the Nina Fairbairn Irrevocable Trust September 30, 2011 (the "Trust") transferred 133,333 shares of common stock of Energous Corporation, a Delaware corporation (the "Issuer"), to a beneficiary of the Trust. After the transfer, the Trust is no longer a 10% owner of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,066,918 |
Reported balance
After 2017-12-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-12-28 · Other · Disposed 133,333 · Balance 2,066,918 F2: Malcolm Fairbairn is a trustee of the Trust. After the above transfer, Malcolm Fairbairn is no longer a 10% owner of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 530,462 |
Reported balance
After 2017-12-28 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-12-28 · Other · Disposed 133,333 · Balance 530,462 F3: Emily Fairbairn is a trustee of the Trust. After the above transfer, Emily Fairbairn is no longer a 10% owner of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 28, 2017, the Nina Fairbairn Irrevocable Trust September 30, 2011 (the "Trust") transferred 133,333 shares of common stock of Energous Corporation, a Delaware corporation (the "Issuer"), to a beneficiary of the Trust. After the transfer, the Trust is no longer a 10% owner of the Issuer.
F2: Malcolm Fairbairn is a trustee of the Trust. After the above transfer, Malcolm Fairbairn is no longer a 10% owner of the Issuer.
F3: Emily Fairbairn is a trustee of the Trust. After the above transfer, Emily Fairbairn is no longer a 10% owner of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2021 Filed May 19, 2021 16:05 UTC | TFF Pharmaceuticals, Inc. TFFP · Entity 89110 | PurchaseCommon Stock | 10,000 | $8.95 | $89,500.00 |
DisclosureSEC source: 0001213900-21-027900 · ownership.xml · nonDerivative · entry 1 Fairbairn Malcolm · CIK 0001317314 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Valley High, LP Disclosed balance after: 10,000 Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:01 UTC | TFF Pharmaceuticals, Inc. TFFP · Entity 89110 | SaleCommon Stock | 11,669 | $15.97 | $186,307.25 |
DisclosureSEC source: 0001213900-20-037062 · ownership.xml · nonDerivative · entry 2 Fairbairn Malcolm · CIK 0001317314 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Valley High, LP Disclosed balance after: 0 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:01 UTC | TFF Pharmaceuticals, Inc. TFFP · Entity 89110 | SaleCommon Stock | 63,331 | $15.93 | $1,008,926.16 |
DisclosureSEC source: 0001213900-20-037062 · ownership.xml · nonDerivative · entry 1 Fairbairn Malcolm · CIK 0001317314 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Valley High, LP Disclosed balance after: 11,669 Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 18:16 UTC | TFF Pharmaceuticals, Inc. TFFP · Entity 89110 | GrantStock Options (Right to Buy) · Derivative | 13,200 | $0.00 Strike: $13.65 | $0.00 |
DisclosureSEC source: 0001213900-20-023899 · ownership.xml · derivative · entry 1 Fairbairn Malcolm · CIK 0001317314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,455 Underlying: Common Stock · 13,200 shares Expires not disclosed F1 · derivative.exercise_date: Each Option shall vest and first become exercisable as follows: one-quarter of the Option shall vest and first become exercisable on August 24, 2021 and the remainder of the Option shall vest and first become exercisable in 12 equal quarterly installments commencing on November 24, 2021. F1 · derivative.expiration_date: Each Option shall vest and first become exercisable as follows: one-quarter of the Option shall vest and first become exercisable on August 24, 2021 and the remainder of the Option shall vest and first become exercisable in 12 equal quarterly installments commencing on November 24, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 15:31 UTC | TFF Pharmaceuticals, Inc. TFFP · Entity 89110 | GrantStock Options (Right to Buy) · Derivative | 92,255 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001213900-20-004227 · ownership.xml · derivative · entry 1 Fairbairn Malcolm · CIK 0001317314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,255 Underlying: Common Stock · 92,255 shares Expires 2030-02-14 F1 · derivative.exercise_date: 25% of the options vest on the first anniversary of the grant and the remainder vest in equal quarterly installments over the next three years. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:07 UTC | Energous Corp WATT · Entity 7121 | OtherCommon Stock | 133,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-000309 · a4.xml · nonDerivative · entry 3 NINA FAIRBAIRN IRREVOCABLE TRUST SEPTEMBER 30, 2011 · CIK 0001682542 · Former 10% Owner Fairbairn Malcolm · CIK 0001317314 · Former 10% Owner FAIRBAIRN EMILY · CIK 0001682638 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 530,462 F3 · kind: Emily Fairbairn is a trustee of the Trust. After the above transfer, Emily Fairbairn is no longer a 10% owner of the Issuer. F3 · price: Emily Fairbairn is a trustee of the Trust. After the above transfer, Emily Fairbairn is no longer a 10% owner of the Issuer. F3 · ownership.nature: Emily Fairbairn is a trustee of the Trust. After the above transfer, Emily Fairbairn is no longer a 10% owner of the Issuer. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:07 UTC | Energous Corp WATT · Entity 7121 | OtherCommon Stock | 133,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-000309 · a4.xml · nonDerivative · entry 2 NINA FAIRBAIRN IRREVOCABLE TRUST SEPTEMBER 30, 2011 · CIK 0001682542 · Former 10% Owner Fairbairn Malcolm · CIK 0001317314 · Former 10% Owner FAIRBAIRN EMILY · CIK 0001682638 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,066,918 F2 · kind: Malcolm Fairbairn is a trustee of the Trust. After the above transfer, Malcolm Fairbairn is no longer a 10% owner of the Issuer. F2 · price: Malcolm Fairbairn is a trustee of the Trust. After the above transfer, Malcolm Fairbairn is no longer a 10% owner of the Issuer. F2 · ownership.nature: Malcolm Fairbairn is a trustee of the Trust. After the above transfer, Malcolm Fairbairn is no longer a 10% owner of the Issuer. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:07 UTC | Energous Corp WATT · Entity 7121 | OtherCommon Stock | 133,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-000309 · a4.xml · nonDerivative · entry 1 NINA FAIRBAIRN IRREVOCABLE TRUST SEPTEMBER 30, 2011 · CIK 0001682542 · Former 10% Owner Fairbairn Malcolm · CIK 0001317314 · Former 10% Owner FAIRBAIRN EMILY · CIK 0001682638 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 28, 2017, the Nina Fairbairn Irrevocable Trust September 30, 2011 (the "Trust") transferred 133,333 shares of common stock of Energous Corporation, a Delaware corporation (the "Issuer"), to a beneficiary of the Trust. After the transfer, the Trust is no longer a 10% owner of the Issuer. F1 · price: On December 28, 2017, the Nina Fairbairn Irrevocable Trust September 30, 2011 (the "Trust") transferred 133,333 shares of common stock of Energous Corporation, a Delaware corporation (the "Issuer"), to a beneficiary of the Trust. After the transfer, the Trust is no longer a 10% owner of the Issuer. F1 · ownership.direct: On December 28, 2017, the Nina Fairbairn Irrevocable Trust September 30, 2011 (the "Trust") transferred 133,333 shares of common stock of Energous Corporation, a Delaware corporation (the "Issuer"), to a beneficiary of the Trust. After the transfer, the Trust is no longer a 10% owner of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.