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Wilks Brothers, LLC

Disclosed activity across 3 companies

Tapewire entity
106611
SEC CIK
0001662888

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Approach Resources IncAREX · Entity 15262010% owner · See RemarksJanuary 12, 2018January 12, 2018
CARBO CERAMICS INCCRR · Entity 14800910% owner · See RemarksJune 11, 2018June 28, 2018
DAWSON GEOPHYSICAL CODWSN · Entity 6724Director · 10% ownerSeptember 13, 2023October 30, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Approach Resources Inc

Report date January 12, 2018 · Filed January 12, 2018

Jointly reported with Wilks Dan H., Wilks Staci, Wilks Farris, SDW Investments, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,799,413 Reported balance After 2018-01-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-01-12 · Purchase · Acquired 200,000 · Balance 37,799,413

F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2: See Remarks.

F3: These shares are owned directly by Wilks Brothers, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2: See Remarks.

F3: These shares are owned directly by Wilks Brothers, LLC.

CARBO CERAMICS INC

Report date June 11, 2018 · Filed June 28, 2018

Jointly reported with Wilks Dan H., Wilks Staci, Wilks Farris

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15Direct0 Reported balance After 2018-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-06-11 · Purchase · Acquired 700 · Balance 0

F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15Direct0 Reported balance After 2018-06-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-06-12 · Purchase · Acquired 1,060 · Balance 0

F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15Direct0 Reported balance After 2018-06-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-13 · Purchase · Acquired 585 · Balance 0

F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15Direct0 Reported balance After 2018-06-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-06-14 · Purchase · Acquired 3,930 · Balance 0

F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

DAWSON GEOPHYSICAL CO

Report date September 13, 2023 · Filed October 30, 2023

Jointly reported with WB Acquisitions Inc., Wilks Dan H., Wilks Staci, Wilks Farris, Krylov Sergei, Wilks Matthew

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote24,609,095 Reported balance After 2023-09-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-09-13 · Conversion · Acquired 5,811,765 · Balance 24,609,095

F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval.

F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)

F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Convertible Note (convertible into Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $1.70 · Expires 2024-06-30IndirectSee Footnote24,609,095 Reported balance After 2023-09-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-09-13 · Conversion · Disposed 5,811,765 · Balance 24,609,095

F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval.

F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)

F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval.

F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)

F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2023 Filed Oct 30, 2023 21:22 UTC DAWSON GEOPHYSICAL CO DWSN · Entity 6724 ConversionConvertible Note (convertible into Common Stock) · Derivative 5,811,765 Not disclosed Strike: $1.70 Not disclosed
Disclosure

SEC source: 0000899243-23-020059 · doc4.xml · derivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · Director · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Krylov Sergei · CIK 0001594869 · Director

Wilks Matthew · CIK 0001696102 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 24,609,095

Underlying: Class A common stock, par value $0.01 per share · 5,811,765 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval.

F1 · price: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval.

F2 · balance_after: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F2 · ownership.direct: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3 · ownership.direct: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)

F3 · ownership.nature: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)

F4 · ownership.nature: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
September 13, 2023 Filed Oct 30, 2023 21:22 UTC DAWSON GEOPHYSICAL CO DWSN · Entity 6724 ConversionClass A common stock, par value $0.01 per share 5,811,765 $1.70 $9,880,000.50
Disclosure

SEC source: 0000899243-23-020059 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · Director · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Krylov Sergei · CIK 0001594869 · Director

Wilks Matthew · CIK 0001696102 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 24,609,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval.

F2 · balance_after: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F2 · ownership.direct: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3 · ownership.direct: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)

F3 · ownership.nature: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)

F4 · ownership.nature: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 00:08 UTC DAWSON GEOPHYSICAL CO DWSN · Entity 6724 PurchaseClass A common stock, par value $0.01 per share 8,895 $2.23 $19,835.85
Disclosure

SEC source: 0000899243-23-015840 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,847,330

F1 · price: The reported price in Column 4 is a weighted average purchase price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 3,299,971 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F2 · ownership.direct: Consists of (i) 3,299,971 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 14, 2023 Filed Jun 30, 2023 10:05 UTC Amendment DAWSON GEOPHYSICAL CO DWSN · Entity 6724 PurchaseClass A common stock, par value $0.01 per share 8,895 $2.23 $19,835.85
Disclosure

SEC source: 0000899243-23-016727 · doc4a.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Krylov Sergei · CIK 0001594869 · Director

Wilks Matthew · CIK 0001696102 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,847,330

F1 · price: The reported price in Column 4 is a weighted average purchase price. The Reporting Persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 3,299,971 directly owned by Wilks Brothers, LLC ("Wilks Brothers"), (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F2 · ownership.direct: Consists of (i) 3,299,971 directly owned by Wilks Brothers, LLC ("Wilks Brothers"), (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3 · ownership.direct: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group.

F4 · ownership.direct: (Continued from Footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group.

F4 · ownership.nature: (Continued from Footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 22:16 UTC DAWSON GEOPHYSICAL CO DWSN · Entity 6724 PurchaseClass A common stock, par value $0.01 per share 4,438 $2.19 $9,719.22
Disclosure

SEC source: 0000899243-23-015553 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,650,200

F2 · balance_after: Consists of (i) 2,094,237 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F2 · ownership.direct: Consists of (i) 2,094,237 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:16 UTC DAWSON GEOPHYSICAL CO DWSN · Entity 6724 PurchaseClass A common stock, par value $0.01 per share 4,166 $2.17 $9,040.22
Disclosure

SEC source: 0000899243-23-015553 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,645,762

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Consists of (i) 2,094,237 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F2 · ownership.direct: Consists of (i) 2,094,237 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 12, 2023 Filed Jun 17, 2023 00:01 UTC Amendment DAWSON GEOPHYSICAL CO DWSN · Entity 6724 PurchaseClass A common stock, par value $0.01 per share 4,438 $2.19 $9,719.22
Disclosure

SEC source: 0000899243-23-015834 · doc4a.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,838,435

F2 · balance_after: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks, and the shares reported on this Form 4.

F4 · balance_after: On June 12, 2023, the Reporting Persons filed a Form 4 which inadvertently excluded 1,188,235 shares of common stock received by Wilks Brothers, LLC from the Issuer as consideration for the sale of assets under that certain Asset Purchase Agreement, dated March 24, 2023 and as disclosed in the Issuer's current Report on Form 8-K filed with the SEC on March 24, 2023 (the "Asset Sale"). See Reporting Persons' Form 4 filed in connection with such 1,188,235 shares received by Wilks Brothers, LLC.

F2 · ownership.direct: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks, and the shares reported on this Form 4.

F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 12, 2023 Filed Jun 17, 2023 00:01 UTC Amendment DAWSON GEOPHYSICAL CO DWSN · Entity 6724 PurchaseClass A common stock, par value $0.01 per share 4,166 $2.17 $9,040.22
Disclosure

SEC source: 0000899243-23-015834 · doc4a.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,833,997

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks, and the shares reported on this Form 4.

F4 · balance_after: On June 12, 2023, the Reporting Persons filed a Form 4 which inadvertently excluded 1,188,235 shares of common stock received by Wilks Brothers, LLC from the Issuer as consideration for the sale of assets under that certain Asset Purchase Agreement, dated March 24, 2023 and as disclosed in the Issuer's current Report on Form 8-K filed with the SEC on March 24, 2023 (the "Asset Sale"). See Reporting Persons' Form 4 filed in connection with such 1,188,235 shares received by Wilks Brothers, LLC.

F2 · ownership.direct: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks, and the shares reported on this Form 4.

F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
March 24, 2023 Filed Jun 16, 2023 23:47 UTC DAWSON GEOPHYSICAL CO DWSN · Entity 6724 OtherClass A common stock, par value $0.01 per share 1,188,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015829 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner

WB Acquisitions Inc. · CIK 0001891025 · 10% owner

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,829,831

F1 · price: On March 24, 2023, Wilks Brothers, LLC received 1,188,235 shares of common stock from the Issuer as consideration for the sale of assets under that certain Asset Purchase Agreement, dated March 24, 2023 and as disclosed in the Issuer's current Report on Form 8-K filed with the SEC on March 24, 2023 (the "Asset Sale"), by and among the Issuer, Wilks Brothers, LLC and the other parties set forth in the Asset Purchase Agreement. The shares of common stock received pursuant to the Asset Sale were inadvertently excluded in prior filings.

F2 · balance_after: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F2 · ownership.direct: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.

F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 14, 2018 Filed Jun 28, 2018 19:40 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchasePut Option (obligation to buy) · Derivative 3,930 $4.45 Strike: $13.00 $17,488.50
Disclosure

SEC source: 0000899243-18-018647 · doc4.xml · derivative · entry 4

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 393,000 shares

Expires 2018-06-15

F1 · security: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

F1 · balance_after: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

Read SEC document
June 13, 2018 Filed Jun 28, 2018 19:40 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchasePut Option (obligation to buy) · Derivative 585 $3.99 Strike: $13.00 $2,334.15
Disclosure

SEC source: 0000899243-18-018647 · doc4.xml · derivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,500 shares

Expires 2018-06-15

F1 · security: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

F1 · balance_after: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

Read SEC document
June 12, 2018 Filed Jun 28, 2018 19:40 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchasePut Option (obligation to buy) · Derivative 1,060 $3.88 Strike: $13.00 $4,112.80
Disclosure

SEC source: 0000899243-18-018647 · doc4.xml · derivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,000 shares

Expires 2018-06-15

F1 · security: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

F1 · balance_after: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

Read SEC document
June 11, 2018 Filed Jun 28, 2018 19:40 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchasePut Option (obligation to buy) · Derivative 700 $3.96 Strike: $13.00 $2,772.00
Disclosure

SEC source: 0000899243-18-018647 · doc4.xml · derivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2018-06-15

F1 · security: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

F1 · balance_after: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.

Read SEC document
January 12, 2018 Filed Jan 12, 2018 20:15 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $4.04 $807,280.00
Disclosure

SEC source: 0000899243-18-001012 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,799,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $3.59 $718,760.00
Disclosure

SEC source: 0000899243-18-000945 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,599,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 09, 2018 Filed Jan 11, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 250,000 $3.34 $834,025.00
Disclosure

SEC source: 0000899243-18-000945 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,399,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 05, 2018 Filed Jan 5, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $3.15 $314,500.00
Disclosure

SEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,149,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $3.19 $319,400.00
Disclosure

SEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,049,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $3.20 $480,705.00
Disclosure

SEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,949,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
December 28, 2017 Filed Jan 3, 2018 06:43 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $3.09 $463,200.00
Disclosure

SEC source: 0000899243-18-000165 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 20:46 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.72 $544,200.00
Disclosure

SEC source: 0000899243-17-029696 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 20:46 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $3.05 $457,065.00
Disclosure

SEC source: 0000899243-17-029696 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 06:05 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 250,000 $2.95 $737,500.00
Disclosure

SEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,940,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F3 · ownership.direct: See Remarks.

F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC. .

Read SEC document
December 20, 2017 Filed Dec 22, 2017 06:05 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $2.72 $408,150.00
Disclosure

SEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,799,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 19, 2017 Filed Dec 22, 2017 06:05 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.71 $542,000.00
Disclosure

SEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,690,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F3 · ownership.direct: See Remarks.

F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC. .

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:06 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $2.65 $397,200.00
Disclosure

SEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F3 · ownership.direct: See Remarks.

F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:06 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.57 $514,000.00
Disclosure

SEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,340,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F3 · ownership.direct: See Remarks.

F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 15, 2017 Filed Dec 29, 2017 21:30 UTC CARBO CERAMICS INC CRR · Entity 148009 OtherCall Option (right to buy) · Derivative 2,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-17-029748 · doc4.xml · derivative · entry 5

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2017-12-15

Read SEC document
December 14, 2017 Filed Dec 19, 2017 18:06 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.58 $515,000.00
Disclosure

SEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,649,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $2.54 $380,550.00
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 6

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,449,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $2.54 $381,300.00
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 5

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,299,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 50,000 $2.53 $126,450.00
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 4

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,149,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 08, 2017 Filed Dec 29, 2017 21:30 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchaseCall Option (right to buy) · Derivative 2,000 $0.55 Strike: $10.00 $1,100.00
Disclosure

SEC source: 0000899243-17-029748 · doc4.xml · derivative · entry 4

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 200,000 shares

Expires 2017-12-15

Read SEC document
December 07, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 80,828 $2.38 $192,451.47
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,099,413

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 06, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 29,285 $2.39 $70,079.01
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,018,585

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 04, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.39 $478,400.00
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,989,300

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 04, 2017 Filed Dec 29, 2017 21:30 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchasePut Option (obligation to buy) · Derivative 6,275 $3.70 Strike: $14.00 $23,217.50
Disclosure

SEC source: 0000899243-17-029748 · doc4.xml · derivative · entry 9

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

Underlying: Common Stock · 627,500 shares

Expires 2017-12-15

Read SEC document
December 04, 2017 Filed Dec 29, 2017 21:30 UTC CARBO CERAMICS INC CRR · Entity 148009 SalePut Option (obligation to buy) · Derivative 6,275 $3.80 Strike: $13.00 $23,845.00
Disclosure

SEC source: 0000899243-17-029748 · doc4.xml · derivative · entry 8

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

Underlying: Common Stock · 627,500 shares

Expires 2018-06-15

Read SEC document
November 21, 2017 Filed Dec 29, 2017 21:30 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchaseCommon Stock 20,000 $9.94 $198,800.00
Disclosure

SEC source: 0000899243-17-029748 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,143

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $9.97, inclusive.

F2 · balance_after: These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks.

Read SEC document
November 15, 2017 Filed Dec 29, 2017 21:30 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchaseCommon Stock 115,644 $8.83 $1,021,136.52
Disclosure

SEC source: 0000899243-17-029748 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,143

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.54 to $8.87, inclusive.

F2 · balance_after: These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks.

Read SEC document
November 14, 2017 Filed Dec 29, 2017 21:30 UTC CARBO CERAMICS INC CRR · Entity 148009 PurchaseCommon Stock 134,356 $8.57 $1,151,430.92
Disclosure

SEC source: 0000899243-17-029748 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384,499

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.58, inclusive.

F2 · balance_after: These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 20:58 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.42 $242,100.00
Disclosure

SEC source: 0000899243-17-017265 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,789,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 21, 2017 Filed Jun 21, 2017 20:49 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.48 $248,180.00
Disclosure

SEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,689,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:49 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.56 $255,500.00
Disclosure

SEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,589,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 20:49 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 88,000 $2.72 $239,298.40
Disclosure

SEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,489,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 16, 2017 Filed Jun 16, 2017 20:19 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.75 $275,380.00
Disclosure

SEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,401,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 20:19 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.79 $279,260.00
Disclosure

SEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,301,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:19 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.82 $282,020.00
Disclosure

SEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,201,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 13, 2017 Filed Jun 13, 2017 19:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 50,000 $2.94 $147,000.00
Disclosure

SEC source: 0000899243-17-016298 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,101,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks

Read SEC document
June 12, 2017 Filed Jun 13, 2017 19:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.83 $282,590.00
Disclosure

SEC source: 0000899243-17-016298 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,051,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.