Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dell Technologies Inc.DELL · Entity 2822 | General Counsel & Secretary | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dell Technologies Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common StockSEC Table I · non-derivative | Direct | 132,415 |
Reported balance
After 2026-09-17 transaction · row 1
1 source rowRow 1 · 2026-09-17 · Sale · Disposed 4,000 · Balance 132,415 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2019 Filed Jun 24, 2019 22:13 UTC | Dell Technologies Inc. DELL · Entity 2822 | ConversionClass A Common Stock · Derivative | 15,422 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000900 · edgar.xml · derivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock · 15,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election. F2 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election. F2 · derivative.exercise_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election. F2 · derivative.expiration_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 22:13 UTC | Dell Technologies Inc. DELL · Entity 2822 | ConversionClass C Common Stock | 15,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000900 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of 15,422 shares of Class A Common Stock into an equal number of shares of Class C Common Stock. F2 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 22:21 UTC | Dell Technologies Inc. DELL · Entity 2822 | GrantClass C Common Stock | 21,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000554 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,132 F1 · price: Represents a grant of 21,006 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:16 UTC | Dell Technologies Inc. DELL · Entity 2822 | OtherClass C Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000014 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,126 F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:16 UTC | Dell Technologies Inc. DELL · Entity 2822 | OtherClass V Common Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000014 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. Read SEC document |
| May 01, 2017 Filed May 3, 2017 00:19 UTC | Dell Technologies Inc. DVMT · Entity 2822 | ConversionClass A Common Stock · Derivative | 10,697 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000888 · edgar.xml · derivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,422 Underlying: Class C Common Stock · 10,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. F2 · price: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. F2 · derivative.exercise_date: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. F2 · derivative.expiration_date: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. Read SEC document |
| May 01, 2017 Filed May 3, 2017 00:19 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass C Common Stock | 10,697 | $30.58 | $327,114.26 |
DisclosureSEC source: 0001123292-17-000888 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| May 01, 2017 Filed May 3, 2017 00:19 UTC | Dell Technologies Inc. DVMT · Entity 2822 | ConversionClass C Common Stock | 10,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000888 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of 10,697 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the reporting person's election to convert such shares of Class A common stock and tender such underlying shares of Class C Common Stock for purchase by the Issuer pursuant to the Issuer's previously announced offer to purchase shares of Class C common stock. F2 · price: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.